0001104659-22-111192.txt : 20221025
0001104659-22-111192.hdr.sgml : 20221025
20221025162821
ACCESSION NUMBER: 0001104659-22-111192
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221021
FILED AS OF DATE: 20221025
DATE AS OF CHANGE: 20221025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAPITAL VENTURES INTERNATIONAL
CENTRAL INDEX KEY: 0001011712
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39489
FILM NUMBER: 221329815
BUSINESS ADDRESS:
STREET 1: WINDWARD 1
STREET 2: REGATTA OFFICE PARK, WEST BAY ROAD
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1103
BUSINESS PHONE: 345-949-7576
MAIL ADDRESS:
STREET 1: WINDWARD 1
STREET 2: REGATTA OFFICE PARK, WEST BAY ROAD
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1103
FORMER NAME:
FORMER CONFORMED NAME: CAPITAL VENTURES INTERNATIONAL /E9/
DATE OF NAME CHANGE: 19960403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: G1 EXECUTION SERVICES, LLC
CENTRAL INDEX KEY: 0001136305
STATE OF INCORPORATION: IL
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39489
FILM NUMBER: 221329814
BUSINESS ADDRESS:
STREET 1: 175 W. JACKSON BLVD., SUITE 1700
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: 484-562-1253
MAIL ADDRESS:
STREET 1: 175 W. JACKSON BLVD., SUITE 1700
STREET 2: 501 PLAZA 2
CITY: CHICAGO
STATE: IL
ZIP: 60604
FORMER NAME:
FORMER CONFORMED NAME: E*TRADE CAPITAL MARKETS LLC
DATE OF NAME CHANGE: 20050331
FORMER NAME:
FORMER CONFORMED NAME: GVR COMPANY LLC
DATE OF NAME CHANGE: 20020205
FORMER NAME:
FORMER CONFORMED NAME: GVR CO LLC /BD
DATE OF NAME CHANGE: 20020205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUSQUEHANNA SECURITIES, LLC
CENTRAL INDEX KEY: 0001446580
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39489
FILM NUMBER: 221329816
BUSINESS ADDRESS:
STREET 1: 401 CITY AVENUE, SUITE 220
CITY: BALA CYNWYD
STATE: PA
ZIP: 19004
BUSINESS PHONE: 610-617-2600
MAIL ADDRESS:
STREET 1: 401 CITY AVENUE, SUITE 220
CITY: BALA CYNWYD
STATE: PA
ZIP: 19004
FORMER NAME:
FORMER CONFORMED NAME: SUSQUEHANNA SECURITIES
DATE OF NAME CHANGE: 20130709
FORMER NAME:
FORMER CONFORMED NAME: Susquehanna Securities
DATE OF NAME CHANGE: 20080930
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tailwind Acquisition Corp.
CENTRAL INDEX KEY: 0001814215
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1545 COURTNEY AVENUE
CITY: LOS ANGELES
STATE: CA
ZIP: 90046
BUSINESS PHONE: 212-909-3022
MAIL ADDRESS:
STREET 1: 1545 COURTNEY AVENUE
CITY: LOS ANGELES
STATE: CA
ZIP: 90046
4
1
tm2228829-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-10-21
0
0001814215
Tailwind Acquisition Corp.
TWND
0001446580
SUSQUEHANNA SECURITIES, LLC
401 CITY AVENUE, SUITE 220
BALA CYNWYD
PA
19004
0
0
1
0
0001011712
CAPITAL VENTURES INTERNATIONAL
WINDWARD 1
REGATTA OFFICE PARK, WEST BAY ROAD
GRAND CAYMAN
E9
KY1-1103
CAYMAN ISLANDS
0
0
1
0
0001136305
G1 EXECUTION SERVICES, LLC
175 W. JACKSON BLVD., SUITE 1700
501 PLAZA 2
CHICAGO
IL
60604
0
0
1
0
Put Option (obligation to buy)
10.00
2022-10-21
4
E
0
10
0
D
2022-10-21
Class A Common Stock
1000
0
D
These options are exercisable at any time prior to their expiration.
These securities are directly owned by Susquehanna Securities, LLC.
Susquehanna Securities, LLC, Capital Ventures International and G1 Execution Services, LLC are affiliated entities under common ownership. Susquehanna Securities, LLC, Capital Ventures International and G1 Execution Services, LLC each disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that any of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Susquehanna Securities, LLC By: /s/ Brian Sopinsky Name: Brian Sopinsky Title: Secretary
2022-10-25
Capital Ventures International By: Susquehanna Advisors Group, Inc. pursuant to a Limited Power of Attorney, a copy of which was previously filed By: /s/ Brian Sopinsky Name: Brian Sopinsky Title: Assistant Secretary
2022-10-25
G1 Execution Services, LLC By: /s/ Brian Sopinsky Name: Brian Sopinsky Title: Secretary
2022-10-25