0000950123-11-026893.txt : 20110318 0000950123-11-026893.hdr.sgml : 20110318 20110318164627 ACCESSION NUMBER: 0000950123-11-026893 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20110315 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20110318 DATE AS OF CHANGE: 20110318 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SS&C TECHNOLOGIES INC CENTRAL INDEX KEY: 0001011661 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 061169696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-28430 FILM NUMBER: 11698818 BUSINESS ADDRESS: STREET 1: 80 LAMBERTON RD STREET 2: . CITY: WINDSOR STATE: CT ZIP: 06095 BUSINESS PHONE: 860-298-4500 MAIL ADDRESS: STREET 1: 80 LAMBERTON RD STREET 2: . CITY: WINDSOR STATE: CT ZIP: 06095 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SS&C Technologies Holdings Inc CENTRAL INDEX KEY: 0001402436 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 710987913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34675 FILM NUMBER: 11698817 BUSINESS ADDRESS: STREET 1: 80 LAMBERTON RD CITY: WINDSOR STATE: CT ZIP: 06095 BUSINESS PHONE: 860-298-4500 MAIL ADDRESS: STREET 1: 80 LAMBERTON RD CITY: WINDSOR STATE: CT ZIP: 06095 8-K 1 c14355e8vk.htm FORM 8-K Form 8-K
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): March 15, 2011

SS&C TECHNOLOGIES HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
         
Delaware   001-34675   71-0987913
(State or other Jurisdiction of Incorporation)   (Commission File Number)   (IRS Employer Identification No.)

SS&C TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
         
Delaware   000-28430   06-1169696
(State or other Jurisdiction of Incorporation)   (Commission File Number)   (IRS Employer Identification No.)
     
80 Lamberton Road, Windsor, CT
  06095
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (860) 298-4500
 
 
(Former name or former address if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

1


 

Item 5.02.   Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
SS&C Technologies Holdings, Inc. (the “Company”) filed with the Securities and Exchange Commission a Registration Statement on Form S-1 (Registration No. 333-171673) (as amended, the “Registration Statement”), which became effective on February 3, 2011, and the related final prospectus (the “Prospectus”) on February 4, 2011. The Summary Compensation Table that was included in the Registration Statement and Prospectus did not include bonus compensation for the 2010 fiscal year because the amounts of such bonuses were not determined and calculable at the time the Registration Statement and Prospectus were filed.
On March 15, 2011, the Compensation Committee of the Board of Directors of the Company authorized and approved the payment of cash bonuses for the 2010 fiscal year to the Company’s named executive officers. The table below reflects the amounts of the fiscal 2010 bonus payments, the total fiscal 2010 compensation as reported in the Registration Statement and Prospectus and the total recalculated compensation, including bonus payments approved for the Company’s named executive officers, for fiscal year 2010.
                         
            Total Fiscal 2010        
            Compensation as Reported     Total Fiscal 2010  
            in the Registration     Compensation including  
Name and Principal Position   Fiscal 2010 Bonus     Statement and Prospectus     Fiscal 2010 Bonus  
William C. Stone
  $ 2,000,000     $ 4,604,281     $ 6,604,281  
Chief Executive Officer
                       
Normand A. Boulanger
  $ 875,000     $ 1,616,906     $ 2,491,906  
Chief Operating Officer
                       
Patrick J. Pedonti
  $ 400,000     $ 941,042     $ 1,341,042  
Chief Financial Officer
                       
Stephen V. R. Whitman
  $ 260,000     $ 628,552     $ 888,552  
General Counsel
                       
Item 8.01.   Other Events.
On March 17, 2011, the Company issued a press release announcing that effective March 17, 2011, its subsidiary, SS&C Technologies, Inc., had completed its previously announced redemption of $66,625,000 in aggregate principal amount of its 11 3/4% Senior Subordinated Notes due 2013. The outstanding principal amount of the notes after this redemption is $66,625,000. A copy of the press release is being furnished as Exhibit 99.1 to this report.
Item 9.01.   Financial Statements and Exhibits
(d) Exhibits
See Exhibit Index attached hereto.

 

- 2 -


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

SS&C TECHNOLOGIES HOLDINGS, INC.

Date: March 18, 2011

By: /s/ Patrick J. Pedonti
Patrick J. Pedonti
Senior Vice President and
Chief Financial Officer

 

 


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

SS&C TECHNOLOGIES, INC.

Date: March 18, 2011

By: /s/ Patrick J. Pedonti
Patrick J. Pedonti
Senior Vice President and
Chief Financial Officer

 

 


 

EXHIBIT INDEX

     
Exhibit No.
  Description
 
   
99.1
  Press Release “SS&C Completes Partial Redemption of 11 3/4% Senior Subordinated Notes” dated March 17, 2011.

 

 

EX-99.1 2 c14355exv99w1.htm EXHIBIT 99.1 Exhibit 99.1
Exhibit 99.1
(SS&C Technologies Holdings, Inc.)
Immediate Release
Contact:
Patrick Pedonti
Chief Financial Officer
Tel: +1-860-298-4738
E-mail: InvestorRelations@sscinc.com
SS&C Completes Partial Redemption of 11 3/4% Senior Subordinated Notes
WINDSOR, CT — March 17, 2011 — SS&C Technologies Holdings, Inc. (NASDAQ: SSNC), a global provider of investment and financial software-enabled services and software, today announced that effective March 17, 2011, its subsidiary, SS&C Technologies, Inc., had completed the previously announced redemption of $66,625,000 in aggregate principal amount of its 11 3/4% Senior Subordinated Notes due 2013. The outstanding principal amount of the notes after this redemption is $66,625,000.
About SS&C Technologies
SS&C is a global provider of investment and financial software-enabled services and software focused exclusively on the global financial services industry. Founded in 1986, SS&C has its headquarters in Windsor, Connecticut and offices around the world. 5,000 financial services organizations, from the world’s largest to local financial services organizations, manage and account for their investments using SS&C’s products and services. These clients in the aggregate manage over $16 trillion in assets.
Additional information about SS&C is available at www.ssctech.com.
Follow SS&C on Twitter at @ssctechnologies.

 

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