-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TVVEn3nLrphjeMYkiisZI4gFDQGN3Z6fuQEdJTYPxXQEix/roIZv1dQeTNAIWxbl /pe1XirE3InqQqbdgZvlyg== 0001092306-08-000799.txt : 20081105 0001092306-08-000799.hdr.sgml : 20081105 20081105140933 ACCESSION NUMBER: 0001092306-08-000799 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081104 FILED AS OF DATE: 20081105 DATE AS OF CHANGE: 20081105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIONBANCAL CORP CENTRAL INDEX KEY: 0001011659 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 941234979 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104-1476 BUSINESS PHONE: 4157652969 MAIL ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104-1476 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIEBLA JESUS FERNANDO CENTRAL INDEX KEY: 0001185112 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15081 FILM NUMBER: 081163268 MAIL ADDRESS: STREET 1: PO BOX 50085 CITY: WATSONVILLE STATE: CA ZIP: 95077-5085 4 1 niebla4_ex.xml X0303 4 2008-11-04 1 0001011659 UNIONBANCAL CORP UB 0001185112 NIEBLA JESUS FERNANDO PO BOX 50085 WATSONVILLE CA 95077-5085 1 0 0 0 Common Stock 2008-11-04 4 D 0 4075.068 73.50 D 0 D Non-Qualified Stock Option 35.50 2008-11-04 4 D 0 3000 38.00 D 2009-06-01 Common Stock 3000 0 D Non-Qualified Stock Option 28.4375 2008-11-04 4 D 0 3000 45.0625 D 2010-05-01 Common Stock 3000 0 D Non-Qualified Stock Option 30.10 2008-11-04 4 D 0 3000 43.40 D 2011-05-01 Common Stock 3000 0 D Non-Qualified Stock Option 48.51 2008-11-04 4 D 0 3000 24.99 D 2012-05-01 Common Stock 3000 0 D Non-Qualified Stock Option 40.50 2008-11-04 4 D 0 3000 33.00 D 2013-05-01 Common Stock 3000 0 D Non-Qualified Stock Option 53.43 2008-11-04 4 D 0 3000 20.07 D 2014-05-01 Common Stock 3000 0 D Includes dividend equivalents credited on October 3, 2008. Disposed of pursuant to the merger agreement between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd. Non-employee directors who had elected to defer settlement of their restricted stock unit awards would have been eligible to receive a 15% premium in shares upon settlement of the restricted stock units. As a result of the merger, the restricted stock units are canceled, and non-employee directors who continue to defer payment of the consideration for their restricted stock units will receive a 15% premium on the consideration for the deferred awards. This option, which was fully vested on the June 1, 1999 grant date and exercisable in three equal installments beginning June 1, 2000, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $114,000, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which was fully vested and exercisable as of the May 1, 2000 grant date, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $135,187.50, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which was fully vested and exercisable as of the May 1, 2001 grant date, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $130,200, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which was fully vested and exercisable as of the May 1, 2002 grant date, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $74,970, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which was fully vested and exercisable as of the May 1, 2003 grant date, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $99,000, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which was fully vested and exercisable as of the May 1, 2004 grant date, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $60,210, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. /s/ MORRIS W. HIRSCH, ATTORNEY-IN-FACT FOR J. FERNANDO NIEBLA 2008-11-04 -----END PRIVACY-ENHANCED MESSAGE-----