-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FCJYVt8qee5+PK1j97wZThfgg85AnWq7sCLkO39R9fxhJ+d1pn6b0qi9Oh6KXtJI J+yxpku+Wocp7SILr3ebdQ== 0001092306-08-000788.txt : 20081105 0001092306-08-000788.hdr.sgml : 20081105 20081105135701 ACCESSION NUMBER: 0001092306-08-000788 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081104 FILED AS OF DATE: 20081105 DATE AS OF CHANGE: 20081105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIONBANCAL CORP CENTRAL INDEX KEY: 0001011659 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 941234979 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104-1476 BUSINESS PHONE: 4157652969 MAIL ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104-1476 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Erickson John C CENTRAL INDEX KEY: 0001361390 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15081 FILM NUMBER: 081163232 BUSINESS ADDRESS: BUSINESS PHONE: 213-236-5224 MAIL ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 erickson4_ex.xml X0303 4 2008-11-04 1 0001011659 UNIONBANCAL CORP UB 0001361390 Erickson John C 400 CALIFORNIA STREET SAN FRANCISCO CA 94104 0 1 0 0 Vice Chair & Chief Risk Ofcr Non-Qualified Stock Option 43.39 2008-11-04 4 D 0 5000 30.11 D 2012-04-01 Common Stock 5000 0 D Non-Qualified Stock Option 39.80 2008-11-04 4 D 0 7500 33.70 D 2013-04-01 Common Stock 7500 0 D Non-Qualified Stock Option 52.66 2008-11-04 4 D 0 8000 20.84 D 2014-04-01 Common Stock 8000 0 D Non-Qualified Stock Option 60.65 2008-11-04 4 D 0 8000 12.85 D 2012-04-01 Common Stock 8000 0 D Non-Qualified Stock Option 70.16 2008-11-04 4 D 0 9000 3.34 D 2013-04-01 Common Stock 9000 0 D Non-Qualified Stock Option 63.42 2008-11-04 4 D 0 20300 10.08 D 2014-04-01 Common Stock 20300 0 D Non-Qualified Stock Option 51.47 2008-11-04 4 D 0 41150 22.03 D 2015-04-01 Common Stock 41150 0 D This option, which provided for vesting in three equal installments beginning April 1, 2003, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $150,550, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which provided for vesting in three equal installments beginning April 1, 2004, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $252,750, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which provided for vesting in three equal installments beginning April 1, 2005, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $166,720, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which provided for vesting in three equal installments beginning April 1, 2006, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $102,800, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which provided for vesting in three equal installments beginning April 1, 2007, was canceled in the merger be tween Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $30,060, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which provided for vesting in three equal installments beginning April 1, 2008, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $204,624, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which provided for vesting in three equal installments beginning April 1, 2009, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $906,534.50, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. /s/ JOHN C. ERICKSON 2008-11-04 -----END PRIVACY-ENHANCED MESSAGE-----