-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CXhjtWQtEFWrXrYgT0AHID+c9y3BnjBAjibvVjNC/97L2LQois+o6Xg3ELo/8T06 wkchQjqxLyVN4UXdHSUV7g== 0001092306-08-000784.txt : 20081105 0001092306-08-000784.hdr.sgml : 20081105 20081105135329 ACCESSION NUMBER: 0001092306-08-000784 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081104 FILED AS OF DATE: 20081105 DATE AS OF CHANGE: 20081105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIONBANCAL CORP CENTRAL INDEX KEY: 0001011659 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 941234979 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104-1476 BUSINESS PHONE: 4157652969 MAIL ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104-1476 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOURNE JOANN M CENTRAL INDEX KEY: 0001226199 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15081 FILM NUMBER: 081163218 BUSINESS ADDRESS: STREET 1: C/O UNIONBANCAL CORP STREET 2: 445 S FIGUEROA STREE CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2132367901 4 1 bourne4_ex.xml X0303 4 2008-11-04 1 0001011659 UNIONBANCAL CORP UB 0001226199 BOURNE JOANN M 0 1 0 0 Sr. EVP Non-Qualified Stock Option 44.5625 2008-11-04 4 D 0 2500 28.9375 D 2009-12-01 Common Stock 2500 0 I by trust Non-Qualified Stock Option 29.73 2008-11-04 4 D 0 4090 43.77 D 2011-02-01 Common Stock 4090 0 I by trust Non-Qualified Stock Option 43.39 2008-11-04 4 D 0 20000 30.11 D 2012-04-01 Common Stock 20000 0 I by trust Non-Qualified Stock Option 39.80 2008-11-04 4 D 0 15000 33.70 D 2013-04-01 Common Stock 15000 0 I by trust Non-Qualified Stock Option 52.66 2008-11-04 4 D 0 19000 20.84 D 2014-04-01 Common Stock 19000 0 I by trust Non-Qualified Stock Option 60.65 2008-11-04 4 D 0 15000 12.85 D 2012-04-01 Common Stock 15000 0 I by trust Non-Qualified Stock Option 70.16 2008-11-04 4 D 0 14000 3.34 D 2013-04-01 Common Stock 14000 0 I by trust Non-Qualified Stock Option 63.42 2008-11-04 4 D 0 20300 10.08 D 2014-04-01 Common Stock 20300 0 I by trust Non-Qualified Stock Option 51.47 2008-11-04 4 D 0 23665 22.03 D 2015-04-01 Common Stock 23665 0 I by trust This option, which provided for vesting in three equal installments beginning December 1, 2000, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $72,343.75, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which provided for vesting in three equal installments beginning February 1, 2002, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $179,019.30, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which provided for vesting in three equal installments beginning April 1, 2003, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $602,200, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which provided for vesting in three equal installments beginning April 1, 2004, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $505,500, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which provided for vesting in three equal installments beginning April 1, 2005, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $395,960, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which provided for vesting in three equal installments beginning April 1, 2006, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $192,750, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which provided for vesting in three equal installments beginning April 1, 2007, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $46,760, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which provided for vesting in three equal installments beginning April 1, 2008, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $204,624, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which provided for vesting in three equal installments beginning April 1, 2009, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $521,339.95, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. Bourne Family Trust DTD 4/92. /s/ JOANN M. BOURNE 2008-11-04 -----END PRIVACY-ENHANCED MESSAGE-----