-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H+9FBz79G26Jg19g5qn7L7z/IBuI42snVOyDD6P0j/GE5GiUVvmCAFZD9gj1GrHT B8qMB0BzbAqSOX8UGNNAfA== 0001092306-08-000204.txt : 20080331 0001092306-08-000204.hdr.sgml : 20080331 20080331173525 ACCESSION NUMBER: 0001092306-08-000204 CONFORMED SUBMISSION TYPE: S-8 PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20080331 DATE AS OF CHANGE: 20080331 EFFECTIVENESS DATE: 20080331 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNIONBANCAL CORP CENTRAL INDEX KEY: 0001011659 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 941234979 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 SEC ACT: 1933 Act SEC FILE NUMBER: 333-150003 FILM NUMBER: 08726490 BUSINESS ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104-1476 BUSINESS PHONE: 4157652969 MAIL ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104-1476 S-8 1 ubocs8.txt As filed with the Securities and Exchange Commission on March 31, 2008. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 UNIONBANCAL CORPORATION ______________________________________________________ (Exact name of registrant as specified in its charter) Delaware 94-1234979 _______________________________ ___________________ (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 400 California Street, San Francisco, California 94104 _________________________ __________ (Address of Principal (Zip Code) Executive Offices) UNION BANK OF CALIFORNIA, N.A. 401(K) PLAN AND TRUST ____________________________________________________ (Full title of the plan) JOHN H. MCGUCKIN, JR., ESQ. Senior Executive Vice President Copy to: and General Counsel RODNEY R. PECK, ESQ. UNIONBANCAL CORPORATION Pillsbury Winthrop LLP 400 California Street 50 Fremont Street San Francisco, CA 94104 San Francisco, California 94105 (415) 765-2969 (415) 983-1000 _______________________________ _______________________________ (Name, address and telephone number, including area code, of agent for service)
CALCULATION OF REGISTRATION FEE _______________________________________________________________________________________________________ Title of Amount Proposed Maximum Proposed Amount of Securities To To Be Offering Price Maximum Aggregate Registration Be Registered (1) Registered per Share Offering Price Fee _______________________________________________________________________________________________________ Common Stock, par value $1.00 per share 2,000,000 $50.95 (2) $101,900,000 (2) $4,005 (3) _______________________________________________________________________________________________________ (1) Pursuant to Rule 416(c) of the Securities Act of 1933, this Registration Statement covers an indeterminate amount of plan interests to be offered or sold pursuant to the Plan. (2) Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(c) and Rule 457(h) on the basis of the average of the high and low prices as reported on the New York Stock Exchange on March 26, 2008. (3) Calculated pursuant to Rule 457(h) under the Securities Act of 1933.
_________________ The Registration Statement shall become effective upon filing in accordance with Rule 462 under the Securities Act of 1933. ________________________________________________________________________________ EXPLANATORY NOTE This Registration Statement on Form S-8 is filed by UnionBanCal Corporation (the "Registrant") for the purpose of increasing the number of securities of the same class as other securities for which a Registration Statement on Form S-8 of the Registrant relating to the same employee benefit plan is effective. This Registration Statement on Form S-8 relates to 2,000,000 shares of the Registrant's common stock, par value $1.00 per share (the "Common Stock"), issuable pursuant to the Union Bank of California, N.A. 401(k) Plan and Trust (the "Plan"). Pursuant to General Instruction E of Form S-8, the Registrant hereby incorporates by reference the Registration Statement on Form S-8 previously filed by the Registrant with the Securities and Exchange Commission on April 1, 1996 (File No. 333-03042), and the Registration Statement on Form S-8 previously filed by the Registrant with the Securities and Exchange Commission on October 24, 2003 (File No. 333-109941) in connection with the Plan. PART II INFORMATION REQUIRED IN THE REGISTRATION STATEMENT Item 8. Exhibits Exhibit Number Exhibit 5.1 * 23.1 Consent of Deloitte & Touche LLP. 24.1 Power of Attorney. ______________________ * The Registrant undertakes that it has submitted or will submit the Plan and any amendment potentially affecting the qualification thereof to the Internal Revenue Service (the "IRS") for a determination on its tax-qualified status in a timely manner and has made or will make all changes required by the IRS in order to qualify the Plan. 2 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Francisco, State of California, on March 26, 2008. UNIONBANCAL CORPORATION By: /s/ DAVID I. MATSON _______________________________ David I. Matson Vice Chairman and Chief Financial Officer Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities indicated on March 26, 2008. /s/ MASAAKI TANAKA President, Chief Executive Officer and Director _____________________ (Principal Executive Officer) Masaaki Tanaka /s/ DAVID I. MATSON Vice Chairman and Chief Financial Officer _____________________ (Principal Financial Officer) David I. Matson /s/ DAVID A. ANDERSON Executive Vice President and Controller _____________________ (Principal Accounting Officer) David A. Anderson _____________________ Director (Chairman) Norimichi Kanari * Director _____________________ Aida M. Alvarez * Director _____________________ David R. Andrews * Director _____________________ Nicholas B. Binkley * Director _____________________ L. Dale Crandall * Director _____________________ Murray H. Dashe * Director _____________________ Richard D. Farman * Director _____________________ Philip B. Flynn * Director _____________________ Christine Garvey * Director _____________________ Michael J. Gillfillan 3 * Director _____________________ Mohan S. Gyani * Director _____________________ Ronald L. Havner Jr. * Director _____________________ Mary S. Metz Director _____________________ Shigemitsu Miki * Director _____________________ J. Fernando Niebla * Director _____________________ Masashi Oka Director _____________________ Kyota Omori * Director _____________________ Barbara L. Rambo * Director _____________________ Dean A. Yoost *By: /s/ DAVID I. MATSON Attorney-in-fact ___________________ David I. Matson THE PLAN. Pursuant to the requirements of the Securities Act of 1933, the trustee of the Plan has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Francisco, State of California, on March 26, 2008. UNION BANK OF CALIFORNIA, N.A. 401(k) PLAN AND TRUST By: /s/ PAUL E. FEARER _____________________________________________ Paul E. Fearer Senior Executive Vice President & Director of Human Resources Union Bank of California, N.A. 4 INDEX TO EXHIBITS Exhibit Number Exhibit 5.1 * 23.1 Consent of Deloitte & Touche LLP. 24.1 Power of Attorney. ______________________ * The Registrant undertakes that it has submitted or will submit the Plan and any amendment potentially affecting the qualification thereof to the Internal Revenue Service (the "IRS") for a determination on its tax-qualified status in a timely manner and has made or will make all changes required by the IRS in order to qualify the Plan. 5 EX-23 2 ex23-1.txt EX-23.1 EXHIBIT 23.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form S-8 of our reports dated February 28, 2008, relating to the consolidated financial statements of UnionBanCal Corporation and subsidiaries (which report expresses an unqualified opinion and includes an explanatory paragraph related to the change in method of accounting for defined pension and other postretirement plans as of December 31, 2006) and the effectiveness of internal control over financial reporting, appearing in the Annual Report on Form 10-K of UnionBanCal Corporation for the year ended December 31, 2007. /s/ DELOITTE & TOUCHE LLP San Francisco, California March 28, 2008 EX-24 3 ex24-1.txt EX-24.1 EXHIBIT 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below, being a member of the board of directors of UnionBanCal Corporation, a Delaware corporation, hereby severally constitutes and appoints Masaaki Tanaka, Norimichi Kanari, David I. Matson, John H. McGuckin, Jr., and Morris W. Hirsch, and each of them individually, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead and in the capacities indicated below, with full powers to each of them to sign in his or her name and in the capacity or capacities indicated below, a Registration Statement on Form S-8 and any and all amendments (including supplements and post-effective amendments) for the purpose of registering under the Securities Act of 1933, as amended, securities issuable pursuant to the Union Bank of California, N.A. 401(k) Plan and Trust. This Power of Attorney may be executed in counterparts. NAME DATE _________________________ ______________ /s/ MASAAKI TANAKA March 26, 2008 _________________________ Masaaki Tanaka _________________________ Norimichi Kanari /s/ AIDA M. ALVAREZ March 26, 2008 _________________________ Aida M. Alvarez /s/ DAVID R. ANDREWS March 26, 2008 _________________________ David R. Andrews /s/ NICHOLAS B. BINKLEY March 26, 2008 _________________________ Nicholas B. Binkley /s/ L. DALE CRANDALL March 26, 2008 _________________________ L. Dale Crandall /s/ MURRAY H. DASHE March 26, 2008 _________________________ Murray H. Dashe /s/ RICHARD D. FARMAN March 26, 2008 _________________________ Richard D. Farman /s/ PHILIP B. FLYNN March 26, 2008 _________________________ Philip B. Flynn /s/ CHRISTINE GARVEY March 26, 2008 _________________________ Christine Garvey /s/ MICHAEL J. GILLFILLAN March 26, 2008 _________________________ Michael J. Gillfillan 1 /s/ MOHAN S. GYANI March 26, 2008 _________________________ Mohan S. Gyani /s/ RONALD L. HAVNER, JR. March 26, 2008 _________________________ Ronald L. Havner Jr. /s/ MARY S. METZ March 26, 2008 _________________________ Mary S. Metz _________________________ Shigemitsu Miki /s/ J. FERNANDO NIEBLA March 26, 2008 _________________________ J. Fernando Niebla /s/ MASASHI OKA March 26, 2008 _________________________ Masashi Oka _________________________ Kyota Omori /s/ BARBARA L. RAMBO March 26, 2008 _________________________ Barbara L. Rambo /s/ DEAN A. YOOST March 26, 2008 _________________________ Dean A. Yoost 2 -----END PRIVACY-ENHANCED MESSAGE-----