-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FBGn/5PMon2YXPj9Uddkb+fBdA8LjavS+yx0KSQ+fx11besxPB7jwJwtaFvT9GbE /tdHdKZaYWXdCJtRhl6iKA== 0001092306-07-000367.txt : 20070727 0001092306-07-000367.hdr.sgml : 20070727 20070727122231 ACCESSION NUMBER: 0001092306-07-000367 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070725 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers FILED AS OF DATE: 20070727 DATE AS OF CHANGE: 20070727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNIONBANCAL CORP CENTRAL INDEX KEY: 0001011659 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 941234979 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15081 FILM NUMBER: 071005550 BUSINESS ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104-1476 BUSINESS PHONE: 4157652969 MAIL ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104-1476 8-K 1 uboc8k.txt FORM 8-K DATED 07-25-07 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2007 UNIONBANCAL CORPORATION ______________________________________________________ (Exact name of registrant as specified in its charter) Delaware 001-15081 94-1234979 ________________________ ________________________ ___________________ (State of Incorporation) (Commission File Number) (IRS Employer Identification No.) 400 California Street San Francisco, CA 94104-1302 ___________________________________________________ (Address of principal executive offices) (Zip Code) Tel. (415) 765-2969 __________________________________________________ Registrant's telephone number, including area code Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 5.02 DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS. (d) Election of Director. Effective July 25, 2007, Dean A. Yoost was elected a Director of UnionBanCal Corporation and a Director of Union Bank of California, N.A. and a member of the Board's Audit and Finance & Capital Committees. Mr. Yoost, 57, retired from PricewaterhouseCoopers ("PWC") in July 2005, where he held various partner positions in Tokyo, Beijing, Los Angeles, New York, Minneapolis, and Irvine since 1974, most recently as the managing partner of the Orange County practice and as the Western Region Leader of Dispute Analysis and Investigations. Mr. Yoost was a full-time Senior Advisor to PWC in Tokyo from early 2006 until June 2007, assuming a lead role in the major restructuring of the PWC's Japanese operations. Mr. Yoost is a Director of Emulex Corporation. On July 25, 2007, Mr. Yoost received grants of restricted stock units under the Year 2000 UnionBanCal Corporation Management Stock Plan (the "Plan") equal to $150,000 as calculated based on the Fair Market Value (as defined in the Plan) of UnionBanCal common stock as of July 25, 2007. These grants of restricted stock units consist of an annual grant and an initial grant, each equal to $75,000 as calculated based on the Fair Market Value of UnionBanCal common stock on July 25, 2007, which shall vest as follows: the annual grant shall vest in full on the first anniversary of the date of grant, and the initial grant shall vest in equal 1/3 installments on each of the first three anniversaries of the date of grant. These grants reflect the Board of Directors' approval of an increase from $55,000 to $75,000 in the value of the annual and initial grants of restricted stock units for non-employee directors. The compensation program for non-employee directors, including the annual grants and initial grants of restricted stock units, is discussed in further detail in UnionBanCal's proxy statement filed with the Commission on April 13, 2007. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: July 25, 2007 UNIONBANCAL CORPORATION By: /s/ JOHN H. MCGUCKIN, JR. ____________________________________ John H. McGuckin, Jr. EVP, General Counsel & Secretary (Duly Authorized Officer) -----END PRIVACY-ENHANCED MESSAGE-----