-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PTsND5Z6+43ArVGoOuGIgO8iYyHbLytxNvojK04gxjjCjFBgS3PowlwJ9PjZz7gO v6TDeedQJi10TYyCfgYSiw== 0001092306-06-000357.txt : 20060516 0001092306-06-000357.hdr.sgml : 20060516 20060516134532 ACCESSION NUMBER: 0001092306-06-000357 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060515 FILED AS OF DATE: 20060516 DATE AS OF CHANGE: 20060516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIONBANCAL CORP CENTRAL INDEX KEY: 0001011659 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 941234979 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104-1476 BUSINESS PHONE: 4157652969 MAIL ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104-1476 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Erickson John C CENTRAL INDEX KEY: 0001361390 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15081 FILM NUMBER: 06845120 BUSINESS ADDRESS: BUSINESS PHONE: 213-236-5224 MAIL ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 3 1 erickson3_ex.xml X0202 3 2006-05-15 0 0001011659 UNIONBANCAL CORP UB 0001361390 Erickson John C 400 CALIFORNIA STREET SAN FRANCISCO CA 94104 0 1 0 0 Executive Vice President Common Stock 10000 D Common Stock 4.1948 I by 401(k) Non-Qualified Stock Option 43.39 2012-04-01 Common Stock 5000 D Non-Qualified Stock Option 39.80 2013-04-01 Common Stock 12500 D Non-Qualified Stock Option 52.66 2014-04-01 Common Stock 8000 D Non-Qualified Stock Option 60.65 2012-04-01 Common Stock 8000 D Non-Qualified Stock Option 70.16 2013-04-01 Common Stock 9000 D Shares held in the Union Bank of California 401(k) Plan as of 5/2/06. The option vested in three equal annual installments on 4/1/03, 4/1/04, 4/1/05. The option vested in three equal annual installments on 4/1/04, 4/1/05, 4/1/06. The option vests in three equal annual installments on 4/1/05, 4/1/06, 4/1/07. The option vests in three equal annual installments on 4/1/06, 4/1/07, 4/1/08. The option vests in three equal annual installments on 4/1/07, 4/1/08, 4/1/09. Effective May 15, 2006, I became a Reporting Person of the Issuer. See Exhibit 24 - Power of Attorney. /s/ JOHN C. ERICKSON 2006-05-15 EX-24 2 ex24erickson.txt EXHIBIT 24 POWER OF ATTORNEY I do hereby constitute and appoint John H. McGuckin, Jr., Morris W. Hirsch, and Vicki Wilderman, each individually, with full power of substitution, as my true and lawful attorney-in-fact to: (1) sign and file on my behalf any and all Forms 3, 4 and 5 (including any amendments) as may be required to be filed with the U.S. Securities and Exchange Commission under Section 16 of the Securities Exchange Act and any stock exchange or similar authority as a result of my ownership of or transactions in securities of UnionBanCal Corporation (the "Company"); and (2) take any other action of any type whatsoever which, in the opinion of such attorney-in-fact, may be necessary or desirable to complete, sign or file with the relevant authorities any such Form 3, 4 or 5, or any amendments, or otherwise of benefit to me or in my best interest, or legally required, including filing the Form ID, in connection with the foregoing. This Power of Attorney shall remain in full force and effect until I am no longer required to file Forms 3, 4 and 5 with regard to my ownership of or transactions in securities of the Company, unless I earlier revoke it in writing. I hereby ratify, approve and confirm all that any such attorney-in-fact, or any substitute, may lawfully do and cause to be done by virtue of this Power of Attorney. I hereby acknowledge that John H. McGuckin, Jr., Morris W. Hirsch, and Vicki Wilderman are not assuming, nor is the Company assuming, any of my responsibilities to comply with Section 16 of the Securities Exchange Act. /s/ JOHN C. ERICKSON ________________ John C. Erickson Date: 4/26/06 -----END PRIVACY-ENHANCED MESSAGE-----