-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fj/hP4DTTqTFpTHoTVn6Z8elFWo/XbTI4cD175dWz2Aq9BOrAo9qSSxTLbw+1uK6 fNtYzntKxXXHybNt9x1jXQ== 0001092306-04-000514.txt : 20040713 0001092306-04-000514.hdr.sgml : 20040713 20040713120706 ACCESSION NUMBER: 0001092306-04-000514 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040712 FILED AS OF DATE: 20040713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARTNACK RICHARD C CENTRAL INDEX KEY: 0001191029 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15081 FILM NUMBER: 04911508 BUSINESS ADDRESS: STREET 1: 445 SOUTH FIGUEROA STREET CITY: LOS ANGELES STATE: CA ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIONBANCAL CORP CENTRAL INDEX KEY: 0001011659 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 941234979 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104-1476 BUSINESS PHONE: 4157652969 MAIL ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104-1476 4 1 form4hartnack_ex.xml X0202 4 2004-07-12 0 0001011659 UNIONBANCAL CORP UB 0001191029 HARTNACK RICHARD C 445 SOUTH FIGUEROA STREET LOS ANGELES CA 90071 1 0 0 0 Common Stock 2004-07-12 4 M 0 2000 28.4375 A 2000 D Common Stock 2004-07-12 4 S 0 2000 57.775 D 0 D Common Stock 171.2389 I by 401(k) Non-qualified Stock Option 28.4375 2004-07-12 4 M 0 2000 0 D 2010-05-01 Common Stock 2000 18000 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 7, 2004. Shares held in the Union Bank of California 401(k) Plan as of 6/30/04. The option vested in three equal annual installments on 5/1/01, 5/1/02 and 5/1/03. Richard C. Hartnack 2004-07-13 -----END PRIVACY-ENHANCED MESSAGE-----