-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U/dK/g5o/1m9UjLp5lgs4RxK901CV/ig8zf4445fiOwhN64t3AiPozkaJvoRGT3T 5HNXKSohzpFnE9pJhVPe4w== 0001092306-03-000491.txt : 20031021 0001092306-03-000491.hdr.sgml : 20031021 20031021134001 ACCESSION NUMBER: 0001092306-03-000491 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031020 FILED AS OF DATE: 20031021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARTNACK RICHARD C CENTRAL INDEX KEY: 0001191029 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15081 FILM NUMBER: 03949443 BUSINESS ADDRESS: STREET 1: 445 SOUTH FIGUEROA STREET CITY: LOS ANGELES STATE: CA ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIONBANCAL CORP CENTRAL INDEX KEY: 0001011659 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 941234979 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104-1476 BUSINESS PHONE: 4157652969 MAIL ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104-1476 4 1 form4hartnack_ex.xml X0201 4 2003-10-20 0 0001011659 UNIONBANCAL CORP UB 0001191029 HARTNACK RICHARD C 445 SOUTH FIGUEROA STREET LOS ANGELES CA 90071 1 0 0 0 Common Stock 2003-10-20 4 M 0 8000 18.2917 A 8000 D Common Stock 2003-10-20 4 M 0 15000 22.125 A 15000 D Common Stock 2003-10-20 4 M 0 19500 35.083 A 19500 D Common Stock 2003-10-20 4 S 0 42500 52.0027 D 0 D Common Stock 62610 I by trust Common Stock 168.3060 I by 401(k) Non-qualified Stock Option 18.2917 2003-10-20 4 M 0 8000 D 2006-03-29 Common Stock 8000 0 D Non-qualified Stock Option 22.125 2003-10-20 4 M 0 15000 D 2007-06-01 Common Stock 15000 0 D Non-qualified Stock Option 35.083 2003-10-20 4 M 0 19500 D 2008-05-01 Common Stock 19500 0 D The Hartnack Family Trust Shares held in the Union Bank of California 401(k) Plan as of 09/30/03. Option vested in three equal annual installments on 03/29/97, 03/29/98, 03/29/99. Option vested in three equal annual installments on 06/01/98, 06/01/99, 06/01/00. Option vested in three equal annual installments on 05/01/99, 05/01/00, 05/01/01. Not Applicable Richard C. Hartnack 2003-10-21 -----END PRIVACY-ENHANCED MESSAGE-----