0001011570-16-000078.txt : 20160531 0001011570-16-000078.hdr.sgml : 20160531 20160531163356 ACCESSION NUMBER: 0001011570-16-000078 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 2 13p-1 1.01 20151231 1.02 20151231 FILED AS OF DATE: 20160531 DATE AS OF CHANGE: 20160531 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KNOLL INC CENTRAL INDEX KEY: 0001011570 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FURNITURE & FIXTURES [2590] IRS NUMBER: 133873847 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-12907 FILM NUMBER: 161686316 BUSINESS ADDRESS: STREET 1: 1235 WATER ST CITY: EAST GREENVILLE STATE: PA ZIP: 18041 BUSINESS PHONE: 2156797991 MAIL ADDRESS: STREET 1: 1235 WATER STREET CITY: EAST GREENVILLE STATE: PA ZIP: 18041 SD 1 a2016formsd.htm SD Document



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 2054

FORM SD
SPECIALIZED DISCLOSURE REPORT
KNOLL, INC.
(Exact name of the registrant as specified in its charter)

Delaware
(State or other jurisdiction of incorporation or organization)
001-12907
(Commission File Number)
13-3873847
(IRS Employer Identification No.)
1235 Water Street, East Greenville, PA
(Address of principal executive offices)
 
18041
(Zip code)

Michael A. Pollner, Esq.
Senior Vice President, General Counsel and Secretary
Knoll, Inc.
(215) 679-1300
(Name and telephone number, including area code, of the person to contact in connection with this report.)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

[x] Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015.





Information to be included in the report

SECTION 1 - CONFLICT MINERALS DISCLOSURE

Item 1.01 Conflict Minerals Disclosure and Report

This Form SD of Knoll, Inc. (“Knoll”) is filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2015 to December 31, 2015.

A copy of Knoll’s Conflict Minerals Report is provided as Exhibit 1.01 to this Form SD, and is also publicly available on the Knoll Investor Relations website at http://phx.corporate-ir.net/phoenix.zhtml?c=66169&p=irol-irhome.

Item 1.02 Exhibit

The Conflict Minerals Report required by Item 1.01 is filed as Exhibit 1.01 to this Form SD as specified in Section 2, Item 2.01, below.

SECTION TWO - EXHIBITS

Item 2.01 Exhibits

The following exhibit is filed as part of this report.

Exhibit No.
 
Description
1.01
Knoll, Inc. 2015 Conflict Minerals Report

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.


KNOLL, INC.

Date: May 31, 2016    

By:
/s/ Craig B. Spray            
Craig B. Spray
Senior Vice President and Chief Financial Officer

Exhibit Index

Exhibit No.
 
Description
EX-1.01
 
Knoll, Inc. 2015 Conflict Minerals Report




EX-1.01 2 ex101knollinc2015conflictm.htm EXHIBIT 1.01 Exhibit
EXHIBIT 1.01


KNOLL, INC.
2015 CONFLICT MINERALS REPORT
For the reporting period from January 1, 2015 to December 31, 2015
This Conflict Minerals Report (the “Report”) of Knoll, Inc. (“Knoll”, the “Company”, “us”, “we” or “our” ) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2015 to December 31, 2015.
The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products for which the minerals specified in the Rule are necessary to the functionality or production of those products. The specified minerals, which we collectively refer to in this Report as the “Conflict Minerals,” are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are currently limited to tantalum, tin and tungsten. The “Covered Countries” for purposes of the Rule and this Report are the Democratic Republic of the Congo (“DRC”), the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola. As described in this Report, certain of Knoll’s operations manufacture, or contract to manufacture, products for which the Conflict Minerals are necessary to the functionality or production of those products.
Company Overview
We are a leading designer and manufacturer of furnishings, textiles and fine leathers for the workplace and home. We manage our business through three reporting segments: Office, Studio and Coverings. The Office segment includes systems, seating, storage, tables, desks and ergonomic accessories. The Studio segment includes a collection of lounge seating, side, café and dining chairs, barstools and tables. Coverings includes a range of high-quality textiles, felt and leather products.
Supply Chain
Knoll’s supply chain is complex, and there are many third parties in the supply chain between the ultimate manufacture of our products and the original sources of the Conflict Minerals. Knoll does not purchase Conflict Minerals directly from the mines, smelters or refiners. Therefore, Knoll must rely on its suppliers to provide information regarding the origin of Conflict Minerals that are included in the Covered Products (as hereinafter defined). Moreover, Knoll believes that the smelters and refiners of the Conflict Minerals are best situated to identify the sources of Conflict Minerals, and therefore the Company has taken steps to identify the applicable smelters and refiners of Conflict Minerals in the Knoll supply chain.
Conflict Minerals Policy
Knoll supports the Dodd-Frank Act’s goal for preventing armed groups in the Covered Countries from benefitting from the sourcing of Conflict Minerals in that region. We are committed to responsibly sourcing products, including Conflict Minerals, from suppliers that share our values with regard to human rights, ethics, and social and environmental responsibility. Our supply chain is highly complex, and our manufacturing process is significantly removed from the mining, smelting and refining of Conflict Minerals. As a result, Knoll has adopted a Conflict Minerals Sourcing Policy (the “Sourcing Policy”), which incorporates the standards set forth in the Organization for Economic Co-operation and Development (“OECD”) Guidance and objectives of the Rule. In short, the Sourcing Policy reiterates our commitment to responsibly sourcing products, including Conflict Minerals, from suppliers that share our values with regard to human rights, ethics, and social and environmental responsibility. To that end, Knoll supports the goal of preventing armed groups in the Covered Countries from benefitting from the sourcing of Conflict Minerals in that region. Engagement with suppliers has also been strengthened, as Knoll added Conflict Mineral sourcing language to its Purchase Order Terms and Conditions, and began directly asking upstream suppliers about their involvement with Conflict Minerals in order to develop more clarity regarding the supply chain. Our policy is publicly available on our website at http://phx.corporate-ir.net/phoenix.zhtml?c=66169&p=irol-irhome.


EXHIBIT 1.01


Description of Knoll Products Covered by this Report
This Report relates to products: (i) for which Conflict Minerals are necessary to the functionality or production of that product; (ii) that were manufactured, or contracted to be manufactured, by the Company; and (iii) for which the manufacture was completed during calendar year 2015.
These products, which are referred to in this Report collectively as the “Covered Products,” are the following: electrical components, fasteners, glass panels, table bases, plastic trim parts for systems, and task lighting products.
Conflict Mineral Compliance Process
A.Conflict Mineral Policy
As stated above, Knoll has adopted the Sourcing Policy which is publicly available at http://phx.corporate-ir.net/phoenix.zhtml?c=66169&p=irol-irhome.
B.Knoll Internal Management Team
Knoll has also established a team responsible for implementing our conflict mineral compliance strategy which consists of members of our legal, operations, supply chain and environmental, health and safety groups, as well as representatives of all of our business segments.
C.Control Systems
Our controls include the Knoll Employee Code of Ethics, which sets forth the behavior expectations of every Knoll employee, as well as our Conflict Mineral Sourcing Policy, which sets forth the expectations that Knoll places on our suppliers. Knoll Suppliers are expected to:
•Source Conflict Minerals only from parties that are DRC Conflict Free;
•
Develop policies, procedures, due diligence processes and management systems that: (a) are consistent with the Sourcing Policy; (b) are reasonably designed to prevent products or materials that financially benefit armed groups in the covered countries from entering our supply chain; and (c) provide reasonable transparency as to the source of any Conflict Minerals;
•Provide any information necessary to facilitate our compliance efforts with respect to the Rule; and
•
Advise us as promptly as possible of any determination that any products or materials in the supply chain are not DRC Conflict Free.
Knoll also encourages our suppliers to support industry efforts to enhance the traceability and responsible sourcing of Conflict Minerals, such as the programs of the Electronic Industry Citizenship Coalition, Global e-Sustainability Initiative, and Conflict-Free Smelter Complaint Smelter List. We evaluate our relationships with our Suppliers on a regular basis. If we determine that a supplier’s efforts are deficient, we reserve the right to re-evaluate the supplier relationship and to take any appropriate action, including terminating our relationship with the supplier. Additionally, since 2013, Knoll has participated in groups and forums focused on responsible sourcing of Conflict Minerals. Knoll has participated in the Business & Institutional Furniture Manufacturers Association (BIFMA) effort to standardize and simplify data collection from suppliers. BIFMA’s efforts related to Conflict Minerals are aligned with the work of the Electronic Industry Citizenship Coalition (EICCO and Global e-Sustainability Initiative (GeSI), which Knoll has utilized as an integral part of its due diligence process. The EICC and GeSI due diligence approach developed a Conflict Minerals Reporting Template (“CMRT”) to collect standardized supplier responses to due diligence inquiries. Knoll first began sending these Templates to suppliers in June 2013 and has continued to do so since, following up with suppliers when appropriate.


EXHIBIT 1.01


D.Reasonable Country of Origin Inquiry
Knoll conducted a good faith reasonable country of origin inquiry for 2015 regarding the Conflict Minerals. Knoll conducted a product review to determine the products in scope and developed a supplier risk assessment process. With a goal of targeting Conflict Minerals, this risk assessment process was developed to identify commodities whose products may contain Conflict Minerals. Thereafter, Knoll surveyed ninety percent (90%) of its spending in the affected commodities using the CMRT Template described above. We received responses from approximately ninety-eight percent (98%) of our surveyed suppliers. Responses were reviewed by members of Knoll’s Internal Management Team. Approximately ten percent (10%) of our surveyed suppliers indicated in their responses that the products they supplied contained Conflict Minerals necessary to the functionality or production of the supplied product.
Knoll’s Due Diligence Process
We designed our due diligence measures to conform to the OECD Guidance. We requested that our suppliers in affected commodities complete a CMRT Template in order to obtain information about smelters and refiners that may be upstream in our supply chain. We identified approximately ten percent (10%) of our surveyed suppliers as possible sources of Conflict Minerals. While most of these suppliers did provide a list of smelters, the lists were often incomplete or prepared at the company level, as opposed to the part-number level, such that we could not establish a definitive connection to the Covered Products.
Determination
As described above, the information provided to us was insufficient to conclusively determine: the origin of Conflict Minerals in the Covered Products; whether the Conflict Minerals come from recycled or scrap sources; the facilities used to process such Conflict Minerals; or their mine or location of origin. A listing of the smelters that may have been used to process the Conflict Minerals in the Covered Products is attached as Appendix A. The country of origin of the smelters is set forth next to each smelter name.
This Conflict Minerals Report is also publicly available on the Knoll Investor Relations website at http://phx.corporate-ir.net/phoenix.zhtml?c=66169&p=irol-irhome.



















EXHIBIT 1.01


Appendix A
Mineral
Smelter/Refiner Name
Smelter/Refiner Country
Gold
Advanced Chemical Company
UNITED STATES
 
Gold
Aida Chemical Industries Co., Ltd.
JAPAN
 
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
GERMANY
 
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
UZBEKISTAN
 
Gold
AngloGold Ashanti Córrego do Sítio Mineração
BRAZIL
 
Gold
Argor-Heraeus SA
SWITZERLAND
 
Gold
Asahi Pretec Corporation
JAPAN
 
Gold
Asaka Riken Co., Ltd.
JAPAN
 
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
TURKEY
 
Gold
Aurubis AG
GERMANY
 
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
PHILIPPINES
 
Gold
Bauer Walser AG
GERMANY
 
Gold
Boliden AB
SWEDEN
 
Gold
C. Hafner GmbH + Co. KG
GERMANY
 
Gold
Caridad
MEXICO
 
Gold
CCR Refinery - Glencore Canada Corporation
CANADA
 
Gold
Cendres + Métaux SA
SWITZERLAND
 
Gold
Chimet S.p.A.
ITALY
 
Gold
The Refinery of Shandong Gold Mining Co., Ltd.
CHINA
 
Gold
Chugai Mining
JAPAN
 
Gold
Daejin Indus Co., Ltd.
KOREA, REPUBLIC OF
 
Gold
Daye Non-Ferrous Metals Mining Ltd.
CHINA
 
Gold
Do Sung Corporation
KOREA, REPUBLIC OF
 
Gold
DODUCO GmbH
GERMANY
 
Gold
Dowa
JAPAN
 
Gold
Eco-System Recycling Co., Ltd.
JAPAN
 
Gold
OJSC Novosibirsk Refinery
RUSSIAN FEDERATION
 
Gold
Gansu Seemine Material Hi-Tech Co., Ltd.
CHINA
 
Gold
Great Wall Precious Metals Co., Ltd. of CBPM
CHINA
 
Gold
Guangdong Jinding Gold Limited
CHINA
 
Gold
Hangzhou Fuchunjiang Smelting Co., Ltd.
CHINA
 
Gold
Heimerle + Meule GmbH
GERMANY
 
Gold
Heraeus Ltd. Hong Kong
CHINA
 
Gold
Heraeus Precious Metals GmbH & Co. KG
GERMANY
 
Gold
Hunan Chenzhou Mining Co., Ltd.
CHINA
 
Gold
Hwasung CJ Co., Ltd.
KOREA, REPUBLIC OF
 
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited
CHINA
 
Gold
Ishifuku Metal Industry Co., Ltd.
JAPAN
 
Gold
Istanbul Gold Refinery
TURKEY
 
Gold
Japan Mint
JAPAN
 
Gold
Jiangxi Copper Company Limited
CHINA
 
Gold
Asahi Refining Canada Limited
CANADA
 
Gold
Asahi Refining USA Inc.
UNITED STATES
 
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
RUSSIAN FEDERATION
 
Gold
JSC Uralelectromed
RUSSIAN FEDERATION
 
Gold
JX Nippon Mining & Metals Co., Ltd.
JAPAN
 


EXHIBIT 1.01


Gold
Kazzinc
KAZAKHSTAN
 
Gold
Kennecott Utah Copper LLC
UNITED STATES
 
Gold
Kojima Chemicals Co., Ltd.
JAPAN
 
Gold
Korea Metal Co., Ltd.
KOREA, REPUBLIC OF
 
Gold
Kyrgyzaltyn JSC
KYRGYZSTAN
 
Gold
L' azurde Company For Jewelry
SAUDI ARABIA
 
Gold
Lingbao Gold Company Limited
CHINA
 
Gold
LS-NIKKO Copper Inc.
KOREA, REPUBLIC OF
 
Gold
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
CHINA
 
Gold
Materion
UNITED STATES
 
Gold
Matsuda Sangyo Co., Ltd.
JAPAN
 
Gold
Metalor Technologies (Hong Kong) Ltd.
CHINA
 
Gold
Metalor Technologies (Singapore) Pte., Ltd.
SINGAPORE
 
Gold
Metalor Technologies SA
SWITZERLAND
 
Gold
Metalor USA Refining Corporation
UNITED STATES
 
Gold
METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V
MEXICO
 
Gold
Mitsubishi Materials Corporation
JAPAN
 
Gold
Mitsui Mining and Smelting Co., Ltd.
JAPAN
 
Gold
Moscow Special Alloys Processing Plant
RUSSIAN FEDERATION
 
Gold
Nadir Metal Rafineri San. Ve Tic. A.ª.
TURKEY
 
Gold
Navoi Mining and Metallurgical Combinat
UZBEKISTAN
 
Gold
Nihon Material Co., Ltd.
JAPAN
 
Gold
Elemetal Refining, LLC
UNITED STATES
 
Gold
Ohura Precious Metal Industry Co., Ltd.
JAPAN
 
Gold
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)
RUSSIAN FEDERATION
 
Gold
OJSC Kolyma Refinery
RUSSIAN FEDERATION
 
Gold
PAMP SA
SWITZERLAND
 
Gold
Penglai Penggang Gold Industry Co., Ltd.
CHINA
 
Gold
Prioksky Plant of Non-Ferrous Metals
RUSSIAN FEDERATION
 
Gold
PT Aneka Tambang (Persero) Tbk
INDONESIA
 
Gold
PX Précinox SA
SWITZERLAND
 
Gold
Rand Refinery (Pty) Ltd.
SOUTH AFRICA
 
Gold
Royal Canadian Mint
CANADA
 
Gold
Sabin Metal Corp.
UNITED STATES
 
Gold
Samduck Precious Metals
KOREA, REPUBLIC OF
 
Gold
SAMWON Metals Corp.
KOREA, REPUBLIC OF
 
Gold
Schone Edelmetaal B.V.
NETHERLANDS
 
Gold
SEMPSA Joyería Platería SA
SPAIN
 
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
CHINA
 
Gold
Sichuan Tianze Precious Metals Co., Ltd.
CHINA
 
Gold
So Accurate Group, Inc.
UNITED STATES
 
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
RUSSIAN FEDERATION
 
Gold
Solar Applied Materials Technology Corp.
TAIWAN
 
Gold
Sumitomo Metal Mining Co., Ltd.
JAPAN
 
Gold
Tanaka Kikinzoku Kogyo K.K.
JAPAN
 
Gold
Tokuriki Honten Co., Ltd.
JAPAN
 
Gold
Tongling Nonferrous Metals Group Co., Ltd.
CHINA
 
Gold
Torecom
KOREA, REPUBLIC OF
 
Gold
Umicore Brasil Ltda.
BRAZIL
 


EXHIBIT 1.01


Gold
Umicore Precious Metals Thailand
THAILAND
 
Gold
Umicore SA Business Unit Precious Metals Refining
BELGIUM
 
Gold
United Precious Metal Refining, Inc.
UNITED STATES
 
Gold
Valcambi SA
SWITZERLAND
 
Gold
Western Australian Mint trading as The Perth Mint
AUSTRALIA
 
Gold
Yamamoto Precious Metal Co., Ltd.
JAPAN
 
Gold
Yokohama Metal Co., Ltd.
JAPAN
 
Gold
Yunnan Copper Industry Co., Ltd.
CHINA
 
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CHINA
 
Gold
Zijin Mining Group Co., Ltd. Gold Refinery
CHINA
 
Gold
Aktyubinsk Copper Company TOO
KAZAKHSTAN
 
Gold
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
CHINA
 
Gold
Kazakhmys Smelting LLC
KAZAKHSTAN
 
Gold
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
CHINA
 
Gold
Metalor Technologies (Suzhou) Ltd.
CHINA
 
Gold
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
CHINA
 
Gold
Morris and Watson
NEW ZEALAND
 
Gold
Faggi Enrico S.p.A.
ITALY
 
Gold
Geib Refining Corporation
UNITED STATES
 
Gold
MMTC-PAMP India Pvt., Ltd.
INDIA
 
Gold
Republic Metals Corporation
UNITED STATES
 
Gold
KGHM Polska MiedŸ Spó³ka Akcyjna
POLAND
 
Gold
Fidelity Printers and Refiners Ltd.
ZIMBABWE
 
Gold
Singway Technology Co., Ltd.
TAIWAN
 
Gold
Al Etihad Gold Refinery DMCC
UNITED ARAB EMIRATES
 
Gold
Emirates Gold DMCC
UNITED ARAB EMIRATES
 
Gold
Kaloti Precious Metals
UNITED ARAB EMIRATES
 
Gold
Sudan Gold Refinery
SUDAN
 
Gold
T.C.A S.p.A
ITALY
 
Gold
Korea Zinc Co. Ltd.
KOREA, REPUBLIC OF
 
Gold
SAXONIA Edelmetalle GmbH
GERMANY
 
Gold
WIELAND Edelmetalle GmbH
GERMANY
 
Gold
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH
AUSTRIA
 
Gold
Metahub Industries Sdn. Bhd.
MALAYSIA
 
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
CHINA
 
Tantalum
Conghua Tantalum and Niobium Smeltry
CHINA
 
Tantalum
Duoluoshan
CHINA
 
Tantalum
Exotech Inc.
UNITED STATES
 
Tantalum
F&X Electro-Materials Ltd.
CHINA
 
Tantalum
Global Advanced Metals Aizu
JAPAN
 
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
CHINA
 
Tantalum
H.C. Starck Co., Ltd.
THAILAND
 
Tantalum
H.C. Starck GmbH Goslar
GERMANY
 
Tantalum
H.C. Starck Inc.
UNITED STATES
 
Tantalum
H.C. Starck Ltd.
JAPAN
 
Tantalum
H.C. Starck Smelting GmbH & Co.KG
GERMANY
 
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
CHINA
 
Tantalum
Hi-Temp Specialty Metals, Inc.
UNITED STATES
 


EXHIBIT 1.01


Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
CHINA
 
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CHINA
 
Tantalum
Jiujiang Tanbre Co., Ltd.
CHINA
 
Tantalum
KEMET Blue Metals
MEXICO
 
Tantalum
KEMET Blue Powder
UNITED STATES
 
Tantalum
King-Tan Tantalum Industry Ltd.
CHINA
 
Tantalum
LSM Brasil S.A.
BRAZIL
 
Tantalum
Metallurgical Products India Pvt., Ltd.
INDIA
 
Tantalum
Mineração Taboca S.A.
BRAZIL
 
Tantalum
Mitsui Mining & Smelting
JAPAN
 
Tantalum
Molycorp Silmet A.S.
ESTONIA
 
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
CHINA
 
Tantalum
Plansee SE Liezen
AUSTRIA
 
Tantalum
Plansee SE Reutte
AUSTRIA
 
Tantalum
QuantumClean
UNITED STATES
 
Tantalum
RFH Tantalum Smeltry Co., Ltd.
CHINA
 
Tantalum
Solikamsk Magnesium Works OAO
RUSSIAN FEDERATION
 
Tantalum
Taki Chemicals
JAPAN
 
Tantalum
Telex Metals
UNITED STATES
 
Tantalum
Ulba Metallurgical Plant JSC
KAZAKHSTAN
 
Tantalum
Yichun Jin Yang Rare Metal Co., Ltd.
CHINA
 
Tantalum
Zhuzhou Cemented Carbide
CHINA
 
Tantalum
Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch
CHINA
 
Tantalum
D Block Metals, LLC
UNITED STATES
 
Tantalum
FIR Metals & Resource Ltd.
CHINA
 
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
CHINA
 
Tantalum
XinXing HaoRong Electronic Material Co., Ltd.
CHINA
 
Tantalum
H.C. Starck GmbH Laufenburg
GERMANY
 
Tantalum
H.C. Starck Hermsdorf GmbH
GERMANY
 
Tantalum
Global Advanced Metals Boyertown
UNITED STATES
 
Tantalum
Tranzact, Inc.
UNITED STATES
 
Tantalum
Resind Indústria e Comércio Ltda.
BRAZIL
 
Tin
Alpha
UNITED STATES
 
Tin
PT Refined Bangka Tin
INDONESIA
 
Tin
Jiangxi Ketai Advanced Material Co., Ltd.
CHINA
 
Tin
China Tin Group Co., Ltd.
CHINA
 
Tin
CNMC (Guangxi) PGMA Co., Ltd.
CHINA
 
Tin
Cooperativa Metalurgica de Rondônia Ltda.
BRAZIL
 
Tin
CV Gita Pesona
INDONESIA
 
Tin
PT Justindo
INDONESIA
 
Tin
PT Aries Kencana Sejahtera
INDONESIA
 
Tin
CV Serumpun Sebalai
INDONESIA
 
Tin
CV United Smelting
INDONESIA
 
Tin
Dowa
JAPAN
 
Tin
EM Vinto
BOLIVIA
 
Tin
Estanho de Rondônia S.A.
BRAZIL
 
Tin
Fenix Metals
POLAND
 
Tin
Minsur
PERU
 
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
CHINA
 
Tin
Gejiu Zili Mining And Metallurgy Co., Ltd.
CHINA
 


EXHIBIT 1.01


Tin
Huichang Jinshunda Tin Co., Ltd.
CHINA
 
Tin
Nankang Nanshan Tin Manufactory Co., Ltd.
CHINA
 
Tin
Linwu Xianggui Ore Smelting Co., Ltd.
CHINA
 
Tin
Magnu's Minerais Metais e Ligas Ltda.
BRAZIL
 
Tin
Malaysia Smelting Corporation (MSC)
MALAYSIA
 
Tin
Melt Metais e Ligas S/A
BRAZIL
 
Tin
PT Timah (Persero) Tbk Mentok
INDONESIA
 
Tin
Metallo-Chimique N.V.
BELGIUM
 
Tin
Mineração Taboca S.A.
BRAZIL
 
Tin
Mitsubishi Materials Corporation
JAPAN
 
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
THAILAND
 
Tin
O.M. Manufacturing Philippines, Inc.
PHILIPPINES
 
Tin
Operaciones Metalurgical S.A.
BOLIVIA
 
Tin
PT Alam Lestari Kencana
INDONESIA
 
Tin
PT Artha Cipta Langgeng
INDONESIA
 
Tin
PT Babel Inti Perkasa
INDONESIA
 
Tin
PT Bangka Kudai Tin
INDONESIA
 
Tin
PT Bangka Timah Utama Sejahtera
INDONESIA
 
Tin
PT Bangka Tin Industry
INDONESIA
 
Tin
PT Belitung Industri Sejahtera
INDONESIA
 
Tin
PT BilliTin Makmur Lestari
INDONESIA
 
Tin
PT Bukit Timah
INDONESIA
 
Tin
PT DS Jaya Abadi
INDONESIA
 
Tin
PT Eunindo Usaha Mandiri
INDONESIA
 
Tin
PT Fang Di MulTindo
INDONESIA
 
Tin
PT Inti Stania Prima
INDONESIA
 
Tin
PT Karimun Mining
INDONESIA
 
Tin
PT Mitra Stania Prima
INDONESIA
 
Tin
PT Panca Mega Persada
INDONESIA
 
Tin
PT Pelat Timah Nusantara Tbk
INDONESIA
 
Tin
PT Prima Timah Utama
INDONESIA
 
Tin
PT Sariwiguna Binasentosa
INDONESIA
 
Tin
PT Seirama Tin Investment
INDONESIA
 
Tin
PT Stanindo Inti Perkasa
INDONESIA
 
Tin
PT Sumber Jaya Indah
INDONESIA
 
Tin
PT Supra Sukses Trinusa
INDONESIA
 
Tin
PT Timah (Persero) Tbk Kundur
INDONESIA
 
Tin
PT Tinindo Inter Nusa
INDONESIA
 
Tin
Rui Da Hung
TAIWAN
 
Tin
Soft Metais Ltda.
BRAZIL
 
Tin
Thaisarco
THAILAND
 
Tin
White Solder Metalurgia e Mineração Ltda.
BRAZIL
 
Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
CHINA
 
Tin
Yunnan Tin Group (Holding) Company Limited
CHINA
 
Tin
Chenzhou Yunxiang Mining and Metallurgy Company Limited
CHINA
 
Tin
Feinhütte Halsbrücke GmbH
GERMANY
 
Tin
Gejiu Kai Meng Industry and Trade LLC
CHINA
 
Tin
Metahub Industries Sdn. Bhd.
MALAYSIA
 
Tin
Metallic Resources, Inc.
UNITED STATES
 
Tin
PT Tommy Utama
INDONESIA
 


EXHIBIT 1.01


Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
CHINA
 
Tin
VQB Mineral and Trading Group JSC
VIET NAM
 
Tin
CV Venus Inti Perkasa
INDONESIA
 
Tin
PT Tirus Putra Mandiri
INDONESIA
 
Tin
PT Wahana Perkit Jaya
INDONESIA
 
Tin
PT ATD Makmur Mandiri Jaya
INDONESIA
 
Tin
Phoenix Metal Ltd.
RWANDA
 
Tin
CV Ayi Jaya
INDONESIA
 
Tin
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
VIET NAM
 
Tin
Nghe Tinh Non-Ferrous Metals Joint Stock Company
VIET NAM
 
Tin
Tuyen Quang Non-Ferrous Metals Joint Stock Company
VIET NAM
 
Tin
CV Dua Sekawan
INDONESIA
 
Tin
CV Tiga Sekawan
INDONESIA
 
Tin
PT Cipta Persada Mulia
INDONESIA
 
Tin
An Vinh Joint Stock Mineral Processing Company
VIET NAM
 
Tin
Resind Indústria e Comércio Ltda.
BRAZIL
 
Tin
Elmet S.L.U. (Metallo Group)
SPAIN
 
Tin
PT Bangka Prima Tin
INDONESIA
 
Tin
PT Sukses Inti Makmur
INDONESIA
 
Tin
An Thai Minerals Company Limited
VIET NAM
 
Tin
PT Kijang Jaya Mandiri
INDONESIA
 
Tin
HuiChang Hill Tin Industry Co., Ltd.
CHINA
 
Tin
Gejiu Fengming Metalurgy Chemical Plant
CHINA
 
Tin
Guanyang Guida Nonferrous Metal Smelting Plant
CHINA
 
Tungsten
A.L.M.T. TUNGSTEN Corp.
JAPAN
 
Tungsten
Kennametal Huntsville
UNITED STATES
 
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
CHINA
 
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
CHINA
 
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
CHINA
 
Tungsten
Dayu Weiliang Tungsten Co., Ltd.
CHINA
 
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
CHINA
 
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
CHINA
 
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CHINA
 
Tungsten
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
CHINA
 
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
CHINA
 
Tungsten
Global Tungsten & Powders Corp.
UNITED STATES
 
Tungsten
H.C. Starck GmbH
GERMANY
 
Tungsten
H.C. Starck Smelting GmbH & Co.KG
GERMANY
 
Tungsten
Hunan Chenzhou Mining Co., Ltd.
CHINA
 
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
CHINA
 
Tungsten
Japan New Metals Co., Ltd.
JAPAN
 
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
CHINA
 
Tungsten
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
CHINA
 
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CHINA
 
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CHINA
 
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
CHINA
 
Tungsten
Kennametal Fallon
UNITED STATES
 
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
CHINA
 
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
VIET NAM
 


EXHIBIT 1.01


Tungsten
Vietnam Youngsun Tungsten Industry Co., Ltd.
VIET NAM
 
Tungsten
Wolfram Bergbau und Hütten AG
AUSTRIA
 
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
CHINA
 
Tungsten
Xiamen Tungsten Co., Ltd.
CHINA
 
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
CHINA
 
Tungsten
Asia Tungsten Products Vietnam Ltd.
VIET NAM
 
Tungsten
Dayu Jincheng Tungsten Industry Co., Ltd.
CHINA
 
Tungsten
Ganxian Shirui New Material Co., Ltd.
CHINA
 
Tungsten
Pobedit, JSC
RUSSIAN FEDERATION
 
Tungsten
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
CHINA
 
Tungsten
Ganzhou Yatai Tungsten Co., Ltd.
CHINA
 
Tungsten
Sanher Tungsten Vietnam Co., Ltd.
VIET NAM
 
Tungsten
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
VIET NAM
 
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CHINA
 
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin
CHINA
 
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
CHINA
 
Tungsten
Niagara Refining LLC
UNITED STATES
 
Tungsten
Hydrometallurg, JSC
RUSSIAN FEDERATION