0001493152-24-026151.txt : 20240703 0001493152-24-026151.hdr.sgml : 20240703 20240703112854 ACCESSION NUMBER: 0001493152-24-026151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240618 FILED AS OF DATE: 20240703 DATE AS OF CHANGE: 20240703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASTANOS PABLO CENTRAL INDEX KEY: 0001982773 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 241098722 MAIL ADDRESS: STREET 1: 350 INDIANA STREET STREET 2: SUITE 650 CITY: GOLDEN STATE: CO ZIP: 80401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Golden Minerals Co CENTRAL INDEX KEY: 0001011509 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 841363747 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 INDIANA STREET, SUITE 800 CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3038395060 MAIL ADDRESS: STREET 1: 350 INDIANA STREET, SUITE 800 CITY: GOLDEN STATE: CO ZIP: 80401 FORMER COMPANY: FORMER CONFORMED NAME: APEX SILVER MINES LTD DATE OF NAME CHANGE: 19970825 4 1 ownership.xml X0508 4 2024-06-18 0 0001011509 Golden Minerals Co AUMN 0001982773 CASTANOS PABLO 350 INDIANA STREET SUITE 650 GOLDEN CO 80401 1 1 0 0 President and CEO 0 Restricted Stock Units 2024-06-18 4 A 0 400000 0 A Common Stock 400000 440000 D Each Restricted Stock Unit ('RSU') represents a contingent right to receive one share of Golden Minerals Company common stock. The RSUs will fully vest upon any Change of Control as defined in Golden Minerals Company's 2023 Equity Incentive Plan, or, if no Change of Control occurs, one half of the RSUs will vest on the one year anniversary of the grant date and the second half will vest on the second anniversary of the grant date. Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to serve as Chief Executive Officer of Golden Minerals Company /s/ Pablo Castanos 2024-07-03