0001140361-18-024647.txt : 20180518
0001140361-18-024647.hdr.sgml : 20180518
20180518142051
ACCESSION NUMBER: 0001140361-18-024647
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180517
FILED AS OF DATE: 20180518
DATE AS OF CHANGE: 20180518
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pullar Andrew
CENTRAL INDEX KEY: 0001579884
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13627
FILM NUMBER: 18846118
MAIL ADDRESS:
STREET 1: LANDMARK SQUARE, 1ST FL., 64 EARTH CLOSE
STREET 2: WEST BAY BEACH SOUTH, P.O. BOX 10795
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1007
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Golden Minerals Co
CENTRAL INDEX KEY: 0001011509
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 841363747
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 INDIANA STREET, SUITE 800
CITY: GOLDEN
STATE: CO
ZIP: 80401
BUSINESS PHONE: 3038395060
MAIL ADDRESS:
STREET 1: 350 INDIANA STREET, SUITE 800
CITY: GOLDEN
STATE: CO
ZIP: 80401
FORMER COMPANY:
FORMER CONFORMED NAME: APEX SILVER MINES LTD
DATE OF NAME CHANGE: 19970825
4
1
doc1.xml
FORM 4
X0306
4
2018-05-17
0
0001011509
Golden Minerals Co
AUMN
0001579884
Pullar Andrew
350 INDIANA ST., SUITE 800
GOLDEN
CO
80401
1
0
0
0
Restricted Stock Units
2018-05-17
4
A
0
100000
0
A
Common Stock
100000
340922
D
Each Restricted Stock Unit represents a contingent right to receive one share of Golden Minerals Company common stock. The Restricted Stock Units will vest on the first to occur of (i) the first anniversary of the grant date and (ii) a Change of Control as defined in Golden Minerals Company's 2009 Equity Incentive Plan.
Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to be a member of the Board of Directors of Golden Minerals Company. As previously reported on the reporting person's Form 3, the reporting person is the Chief Executive Officer of The Sentient Group. As previously reported on the reporting person's Form 3, certain funds of The Sentient Group hold shares of common stock of Golden Minerals Company. As a result of certain internal requirements of The Sentient Group, the reporting person will remit the shares of common stock issued pursuant to the Restricted Stock Units that are received by the reporting person for serving on the Board of Directors of Golden Minerals Company as directed by The Sentient Group at the time of issuance.
Once shares of common stock represented by vested Restricted Stock Units are issued to the reporting person, the reporting person will indirectly own those shares of common stock. As such, the reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
Robert P. Vogels for Andrew Pullar Pursuant to Power of Attorney
2018-05-18