0001140361-16-066244.txt : 20160519 0001140361-16-066244.hdr.sgml : 20160519 20160519142723 ACCESSION NUMBER: 0001140361-16-066244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160519 FILED AS OF DATE: 20160519 DATE AS OF CHANGE: 20160519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Golden Minerals Co CENTRAL INDEX KEY: 0001011509 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 841363747 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 INDIANA STREET, SUITE 800 CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3038395060 MAIL ADDRESS: STREET 1: 350 INDIANA STREET, SUITE 800 CITY: GOLDEN STATE: CO ZIP: 80401 FORMER COMPANY: FORMER CONFORMED NAME: APEX SILVER MINES LTD DATE OF NAME CHANGE: 19970825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Masterton-Hume Ian CENTRAL INDEX KEY: 0001397870 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 161662752 MAIL ADDRESS: STREET 1: LEVEL 24 AUSTRALIA SQUARE STREET 2: 264 GEORGE STREET CITY: SYDNEY STATE: C3 ZIP: NSW 2000 FORMER NAME: FORMER CONFORMED NAME: Hume Ian DATE OF NAME CHANGE: 20070427 4 1 doc1.xml FORM 4 X0306 4 2016-05-19 0 0001011509 Golden Minerals Co AUMN 0001397870 Masterton-Hume Ian LEVEL 24 GROSVENOR PLACE 225 GEORGE STREET SYDNEY C3 NSW 2000 AUSTRALIA 1 0 0 0 Restricted Stock Units 2016-05-19 4 A 0 40000 0 A Common Stock 40000 217279 D Each Restricted Stock Unit represents a contingent right to receive one share of Golden Minerals Company common stock. The Restricted Stock Units will vest on the first to occur of (i) the first anniversary of the grant date and (ii) a Change of Control as defined in Golden Minerals Company's 2009 Equity Incentive Plan. Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to be a member of the Board of Directors of Golden Minerals Company. /s/ Robert P. Vogels for Ian Masterton-Hume Pursuant to Power of Attorney 2016-05-19