0001140361-12-051405.txt : 20121217 0001140361-12-051405.hdr.sgml : 20121217 20121217120009 ACCESSION NUMBER: 0001140361-12-051405 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121213 FILED AS OF DATE: 20121217 DATE AS OF CHANGE: 20121217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOGELS ROBERT P CENTRAL INDEX KEY: 0001354356 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 121267884 MAIL ADDRESS: STREET 1: 1700 LINCOLN STREET, SUITE 3050 CITY: DENVER STATE: CO ZIP: 80203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Golden Minerals Co CENTRAL INDEX KEY: 0001011509 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 841363747 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 INDIANA STREET, SUITE 800 CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3038395060 MAIL ADDRESS: STREET 1: 350 INDIANA STREET, SUITE 800 CITY: GOLDEN STATE: CO ZIP: 80401 FORMER COMPANY: FORMER CONFORMED NAME: APEX SILVER MINES LTD DATE OF NAME CHANGE: 19970825 4 1 doc1.xml FORM 4 X0306 4 2012-12-13 0 0001011509 Golden Minerals Co AUMN 0001354356 VOGELS ROBERT P 350 INDIANA STREET SUITE 800 GOLDEN CO 80401 0 1 0 0 Senior VP and CFO Common Stock 2012-12-13 4 F 0 3500 4.6105 D 61331 D Common Stock 2012-12-14 4 A 0 80000 0 A 141331 D These shares were sold pursuant to a Rule 10b5-1 plan entered into in May 2012 for the purpose of funding tax liabilities associated with the vesting of restricted stock issued pursuant to the Company's incentive plan. Includes 94,000 shares of restricted common stock granted pursuant to the Issuer's 2009 Equity Incentive Plan. Award reflects 80,000 shares of restricted common stock granted pursuant to the Issuer's 2009 Equity Incentive Plan. One-third of the awarded shares will vest on each of the first three anniversaries of the grant date, with the first tranche vesting on December 14, 2013. Robert P. Vogels 2012-12-17