0001140361-12-051405.txt : 20121217
0001140361-12-051405.hdr.sgml : 20121217
20121217120009
ACCESSION NUMBER: 0001140361-12-051405
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121213
FILED AS OF DATE: 20121217
DATE AS OF CHANGE: 20121217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VOGELS ROBERT P
CENTRAL INDEX KEY: 0001354356
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13627
FILM NUMBER: 121267884
MAIL ADDRESS:
STREET 1: 1700 LINCOLN STREET, SUITE 3050
CITY: DENVER
STATE: CO
ZIP: 80203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Golden Minerals Co
CENTRAL INDEX KEY: 0001011509
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 841363747
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 INDIANA STREET, SUITE 800
CITY: GOLDEN
STATE: CO
ZIP: 80401
BUSINESS PHONE: 3038395060
MAIL ADDRESS:
STREET 1: 350 INDIANA STREET, SUITE 800
CITY: GOLDEN
STATE: CO
ZIP: 80401
FORMER COMPANY:
FORMER CONFORMED NAME: APEX SILVER MINES LTD
DATE OF NAME CHANGE: 19970825
4
1
doc1.xml
FORM 4
X0306
4
2012-12-13
0
0001011509
Golden Minerals Co
AUMN
0001354356
VOGELS ROBERT P
350 INDIANA STREET
SUITE 800
GOLDEN
CO
80401
0
1
0
0
Senior VP and CFO
Common Stock
2012-12-13
4
F
0
3500
4.6105
D
61331
D
Common Stock
2012-12-14
4
A
0
80000
0
A
141331
D
These shares were sold pursuant to a Rule 10b5-1 plan entered into in May 2012 for the purpose of funding tax liabilities associated with the vesting of restricted stock issued pursuant to the Company's incentive plan.
Includes 94,000 shares of restricted common stock granted pursuant to the Issuer's 2009 Equity Incentive Plan.
Award reflects 80,000 shares of restricted common stock granted pursuant to the Issuer's 2009 Equity Incentive Plan. One-third of the awarded shares will vest on each of the first three anniversaries of the grant date, with the first tranche vesting on December 14, 2013.
Robert P. Vogels
2012-12-17