0001104659-13-090812.txt : 20131217
0001104659-13-090812.hdr.sgml : 20131217
20131217213622
ACCESSION NUMBER: 0001104659-13-090812
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131213
FILED AS OF DATE: 20131217
DATE AS OF CHANGE: 20131217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Golden Minerals Co
CENTRAL INDEX KEY: 0001011509
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 841363747
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 INDIANA STREET, SUITE 800
CITY: GOLDEN
STATE: CO
ZIP: 80401
BUSINESS PHONE: 3038395060
MAIL ADDRESS:
STREET 1: 350 INDIANA STREET, SUITE 800
CITY: GOLDEN
STATE: CO
ZIP: 80401
FORMER COMPANY:
FORMER CONFORMED NAME: APEX SILVER MINES LTD
DATE OF NAME CHANGE: 19970825
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clevenger Jeffrey G
CENTRAL INDEX KEY: 0001305268
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13627
FILM NUMBER: 131283655
MAIL ADDRESS:
STREET 1: 1700 LINCOLN STREET
STREET 2: SUITE 3050
CITY: DENVER
STATE: CO
ZIP: 80203
4
1
a4.xml
4
X0306
4
2013-12-13
0
0001011509
Golden Minerals Co
AUMN
0001305268
Clevenger Jeffrey G
350 INDIANA STREET, SUITE 800
GOLDEN
CO
80401
1
1
0
0
President, CEO
Common Stock
2013-12-13
4
D
0
172500
D
397056
D
Common Stock
3200
I
By Spouse
Units
2013-12-13
4
A
0
172500
0
A
Units
172500
172500
D
Mr. Clevenger surrendered to the Issuer 172,500 shares previously issued to him pursuant to the Issuer's 2009 Equity Incentive Plan, comprised of 27,500 shares of restricted common stock issued in December 2010 that vested in September 2011 and 145,000 shares of restricted common stock issued in December 2012, none of which had vested. The surrendered shares were issued to Mr. Clevenger in error in excess of an annual individual grant limitation set forth in the Issuer's 2009 Equity Incentive Plan (the "Excess Restricted Shares").
Includes 200,000 shares of restricted common stock granted pursuant to the Issuer's 2009 Equity Incentive Plan.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
The Units were granted pursuant to the Issuer's 2013 Key Employee Long-Term Incentive Plan ("KELTIP"). Each Unit represents a contingent right to receive on the applicable payment date, a settlement amount measured generally by the price of the Issuer's common stock on the settlement date. Payment of the settlement amount in respect of the reporting person's vested Units is deferred generally until the earlier of a change of control of the Issuer and the date the reporting person ceases to serve as an officer or employee of the Issuer. The settlement amount may be paid in cash or in Issuer stock granted pursuant to the 2009 Equity Incentive Plan or another plan that may in the future be approved by the Company's stockholders. 75,833 Units were vested as of the December 13, 2013 grant date (the "Grant Date"). 48,333 Units vest on the first anniversary of the Grant Date and the final 48,334 Units vest on the second anniversary of the Grant Date.
/s/ Robert P. Vogels for Jeffrey G. Clevenger Pursuant to Power of Attorney
2013-12-17