-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ItuKQn8HO7N/uSfS0FDHVBbGtgHeDxqb/msYHC5Wpt1/FAXjv0i2NYQTEqhQFKGv pO9zWnPq230NTDjO40M4aw== 0001104659-09-034603.txt : 20090522 0001104659-09-034603.hdr.sgml : 20090522 20090522155459 ACCESSION NUMBER: 0001104659-09-034603 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090521 FILED AS OF DATE: 20090522 DATE AS OF CHANGE: 20090522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Golden Minerals Co CENTRAL INDEX KEY: 0001011509 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 841363747 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 LINCOLN STREET, SUITE 3050 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 3038395060 MAIL ADDRESS: STREET 1: 1700 LINCOLN STREET, SUITE 3050 CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: APEX SILVER MINES LTD DATE OF NAME CHANGE: 19970825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polygon Investment Partners HK LTD CENTRAL INDEX KEY: 0001388444 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 09849266 BUSINESS ADDRESS: STREET 1: UNIT 1501-1502, 15/F CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CENTRAL CITY: HONG KONG STATE: K3 ZIP: HK BUSINESS PHONE: 852-3762-6300 MAIL ADDRESS: STREET 1: UNIT 1501-1502, 15/F CHEUNG KONG CENTER STREET 2: 2 QUEEN'S ROAD CENTRAL CITY: HONG KONG STATE: K3 ZIP: HK REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polygon Investment Management LTD CENTRAL INDEX KEY: 0001400002 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 09849269 BUSINESS ADDRESS: STREET 1: C/O POLYGON INVESTMENT PARTNERS LLP STREET 2: 10 DUKE OF YORK SQUARE CITY: LONDON STATE: X0 ZIP: SW3 4LY BUSINESS PHONE: 011-44-20-7901-8330 MAIL ADDRESS: STREET 1: C/O POLYGON INVESTMENT PARTNERS LLP STREET 2: 10 DUKE OF YORK SQUARE CITY: LONDON STATE: X0 ZIP: SW3 4LY REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polygon Investment Partners LLP CENTRAL INDEX KEY: 0001308513 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 09849268 BUSINESS ADDRESS: STREET 1: 10 DUKE OF YORK SQUARE CITY: LONDON STATE: X0 ZIP: SW3 4LY BUSINESS PHONE: 44 207 901 8330 MAIL ADDRESS: STREET 1: 10 DUKE OF YORK SQUARE CITY: LONDON STATE: X0 ZIP: SW3 4LY REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POLYGON GLOBAL OPPORTUNITIES MASTER FUND CENTRAL INDEX KEY: 0001278736 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 09849271 BUSINESS ADDRESS: STREET 1: 10 DUKE OF YORK SQUARE CITY: LONDON STATE: X0 ZIP: SW34LY BUSINESS PHONE: 442079018300 MAIL ADDRESS: STREET 1: 10 DUKE OF YORK SQUARE CITY: LONDON STATE: X0 ZIP: SW34LY REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polygon Investment Partners LP CENTRAL INDEX KEY: 0001308514 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 09849267 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 359 7300 MAIL ADDRESS: STREET 1: 399 PARK AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Patrick G. G. Dear CENTRAL INDEX KEY: 0001399996 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 09849263 BUSINESS ADDRESS: STREET 1: C/O POLYGON INVESTMENT PARTNERS LLP STREET 2: 10 DUKE OF YORK SQUARE CITY: LONDON STATE: X0 ZIP: SW3 4LY BUSINESS PHONE: 011-44-20-7901-8330 MAIL ADDRESS: STREET 1: C/O POLYGON INVESTMENT PARTNERS LLP STREET 2: 10 DUKE OF YORK SQUARE CITY: LONDON STATE: X0 ZIP: SW3 4LY REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reade E. Griffith CENTRAL INDEX KEY: 0001399998 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 09849264 BUSINESS ADDRESS: STREET 1: 10 DUKE OF YORK SQUARE CITY: LONDON STATE: X0 ZIP: SW3 4LY BUSINESS PHONE: 011-44-20-7901-8330 MAIL ADDRESS: STREET 1: 10 DUKE OF YORK SQUARE CITY: LONDON STATE: X0 ZIP: SW3 4LY REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polygon Investment Partners GP, LLC CENTRAL INDEX KEY: 0001400001 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 09849265 BUSINESS ADDRESS: STREET 1: C/O POLYGON INVESTMENT PARTNERS LP STREET 2: 399 PARK AVENUE, 22ND FLR. CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-359-7355 MAIL ADDRESS: STREET 1: C/O POLYGON INVESTMENT PARTNERS LP STREET 2: 399 PARK AVENUE, 22ND FLR. CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polygon Investments Ltd. CENTRAL INDEX KEY: 0001308098 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 09849270 BUSINESS ADDRESS: STREET 1: C/O POLYGON INVESTMENT PARTNERS LLP STREET 2: 10 DUKE OF YORK SQUARE CITY: LONDON STATE: X0 ZIP: SW3 4LY BUSINESS PHONE: 44 207 901 8330 MAIL ADDRESS: STREET 1: UGLAND HOUSE STREET 2: SOUTH CHURCH STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: BWI 4/A 1 a4a.xml 4/A X0303 4/A 2009-05-21 2009-04-02 1 0001011509 Golden Minerals Co GDMN.PK 0001278736 POLYGON GLOBAL OPPORTUNITIES MASTER FUND C/O POLYGON INVESTMENT PARTNERS LLP 4 SLOANE TERRACE LONDON X0 SW1X 9DQ UNITED KINGDOM 0 0 1 0 0001308098 Polygon Investments Ltd. C/O POLYGON INVESTMENT PARTNERS LLP 4 SLOANE TERRACE LONDON X0 SW1X 9DQ UNITED KINGDOM 0 0 1 0 0001400002 Polygon Investment Management LTD C/O POLYGON INVESTMENT PARTNERS LLP 4 SLOANE TERRACE LONDON X0 SW1X 9DQ UNITED KINGDOM 0 0 1 0 0001308513 Polygon Investment Partners LLP C/O POLYGON INVESTMENT PARTNERS LLP 4 SLOANE TERRACE LONDON X0 SW1X 9DQ UNITED KINGDOM 0 0 1 0 0001308514 Polygon Investment Partners LP C/O POLYGON INVESTMENT PARTNERS LLP 4 SLOANE TERRACE LONDON X0 SW1X 9DQ UNITED KINGDOM 0 0 1 0 0001388444 Polygon Investment Partners HK LTD C/O POLYGON INVESTMENT PARTNERS LLP 4 SLOANE TERRACE LONDON X0 SW1X 9DQ UNITED KINGDOM 0 0 1 0 0001400001 Polygon Investment Partners GP, LLC C/O POLYGON INVESTMENT PARTNERS LLP 4 SLOANE TERRACE LONDON X0 SW1X 9DQ UNITED KINGDOM 0 0 1 0 0001399998 Reade E. Griffith C/O POLYGON INVESTMENT PARTNERS LLP 4 SLOANE TERRACE LONDON X0 SW1X 9DQ UNITED KINGDOM 0 0 1 0 0001399996 Patrick G. G. Dear C/O POLYGON INVESTMENT PARTNERS LLP 4 SLOANE TERRACE LONDON X0 SW1X 9DQ UNITED KINGDOM 0 0 1 0 Common Stock 2009-05-21 4 S 0 300000 1.75 D 207009 D This Form 4 is filed on behalf of Polygon Global Opportunities Master Fund, Polygon Investments Ltd., Polygon Investment Management Limited, Polygon Investment Partners LLP, Polygon Investment Partners LP, Polygon Investment Partners HK Limited, Polygon Investment Partners GP, LLC, Mr. Reade E. Griffith and Mr. Patrick G. G. Dear. POLYGON GLOBAL OPPORTUNITIES MASTER FUND; By: Polygon Investment Partners LLP, its investment manager; By: /s/ Patrick G. G. Dear, Principal 2009-05-22 POLYGON INVESTMENTS LTD.; By: /s/ Patrick G. G. Dear, Principal 2009-05-22 POLYGON INVESTMENT MANAGEMENT LIMITED; By: /s/ Patrick G. G. Dear, Principal 2009-05-22 POLYGON INVESTMENT PARTNERS LLP; By: /s/ Patrick G. G. Dear, Principal 2009-05-22 POLYGON INVESTMENT PARTNERS HK LIMITED; By: Patrick G. G. Dear, Principal 2009-05-22 POLYGON INVESTMENTS PARTNERS GP, LLC; By: /s/ Patrick G. G. Dear, Principal 2009-05-22 /s/ Reade E. Griffith 2009-05-22 /s/ Patrick G. G. Dear 2009-05-22 -----END PRIVACY-ENHANCED MESSAGE-----