0001011034-16-000109.txt : 20160120
0001011034-16-000109.hdr.sgml : 20160120
20160120175109
ACCESSION NUMBER: 0001011034-16-000109
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160119
FILED AS OF DATE: 20160120
DATE AS OF CHANGE: 20160120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Golden Minerals Co
CENTRAL INDEX KEY: 0001011509
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 841363747
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 INDIANA STREET, SUITE 800
CITY: GOLDEN
STATE: CO
ZIP: 80401
BUSINESS PHONE: 3038395060
MAIL ADDRESS:
STREET 1: 350 INDIANA STREET, SUITE 800
CITY: GOLDEN
STATE: CO
ZIP: 80401
FORMER COMPANY:
FORMER CONFORMED NAME: APEX SILVER MINES LTD
DATE OF NAME CHANGE: 19970825
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sentient Global Resources Fund IV, L.P.
CENTRAL INDEX KEY: 0001520861
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13627
FILM NUMBER: 161351986
BUSINESS ADDRESS:
STREET 1: LANDMARK SQUARE, 64 EARTH CLOSE
STREET 2: WEST BAY BEACH SOUTH
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-1107
BUSINESS PHONE: 345-946-0933
MAIL ADDRESS:
STREET 1: LANDMARK SQUARE, 64 EARTH CLOSE
STREET 2: WEST BAY BEACH SOUTH
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-1107
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-01-19
0
0001011509
Golden Minerals Co
AUMN
0001520861
Sentient Global Resources Fund IV, L.P.
LANDMARK SQUARE, 1ST FL., 64 EARTH CLOSE
WEST BAY BEACH SOUTH; PO BOX 10795
GEORGE TOWN, GRAND CAYMAN
E9
KY1-1107
CAYMAN ISLANDS
0
0
1
0
Common Stock
10283944
D
Warrants
5.6
2012-09-19
4
J
0
682897
0
A
2013-03-20
2017-09-19
Common Stock
682897
682897
D
Warrants
5.6
2014-09-10
4
J
0
119352
0
A
2014-09-10
2017-09-19
Common Stock
119352
119352
D
Warrants
1
2014-09-10
4
J
0
2900000
0
A
2015-03-11
2019-09-10
Common Stock
2900000
2900000
D
Warrants
5.6
2016-01-19
4
J
0
225441
0
A
2016-01-19
2017-09-19
Common Stock
225441
225441
D
Convertible Note
0.29
2016-01-19
4
P
0
17241379
5000000
A
2016-01-19
2016-10-27
Common Stock
17241379
17241379
D
Represents re-pricing of Warrants due to anti-dilution adjustment.
N/A
Represents additional Warrants issued pursuant to anti-dilution adjustment.
Assumes conversion price of $0.29 per share. Conversion price subject to downward adjustment if 15 day VWAP prior to conversion date is lower. Does not include conversion of accrued and unpaid interest at the applicable conversion price.
/s/ Andrew Pullar
2016-01-19