0001011034-16-000109.txt : 20160120 0001011034-16-000109.hdr.sgml : 20160120 20160120175109 ACCESSION NUMBER: 0001011034-16-000109 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160119 FILED AS OF DATE: 20160120 DATE AS OF CHANGE: 20160120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Golden Minerals Co CENTRAL INDEX KEY: 0001011509 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 841363747 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 INDIANA STREET, SUITE 800 CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3038395060 MAIL ADDRESS: STREET 1: 350 INDIANA STREET, SUITE 800 CITY: GOLDEN STATE: CO ZIP: 80401 FORMER COMPANY: FORMER CONFORMED NAME: APEX SILVER MINES LTD DATE OF NAME CHANGE: 19970825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sentient Global Resources Fund IV, L.P. CENTRAL INDEX KEY: 0001520861 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 161351986 BUSINESS ADDRESS: STREET 1: LANDMARK SQUARE, 64 EARTH CLOSE STREET 2: WEST BAY BEACH SOUTH CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1107 BUSINESS PHONE: 345-946-0933 MAIL ADDRESS: STREET 1: LANDMARK SQUARE, 64 EARTH CLOSE STREET 2: WEST BAY BEACH SOUTH CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1107 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-01-19 0 0001011509 Golden Minerals Co AUMN 0001520861 Sentient Global Resources Fund IV, L.P. LANDMARK SQUARE, 1ST FL., 64 EARTH CLOSE WEST BAY BEACH SOUTH; PO BOX 10795 GEORGE TOWN, GRAND CAYMAN E9 KY1-1107 CAYMAN ISLANDS 0 0 1 0 Common Stock 10283944 D Warrants 5.6 2012-09-19 4 J 0 682897 0 A 2013-03-20 2017-09-19 Common Stock 682897 682897 D Warrants 5.6 2014-09-10 4 J 0 119352 0 A 2014-09-10 2017-09-19 Common Stock 119352 119352 D Warrants 1 2014-09-10 4 J 0 2900000 0 A 2015-03-11 2019-09-10 Common Stock 2900000 2900000 D Warrants 5.6 2016-01-19 4 J 0 225441 0 A 2016-01-19 2017-09-19 Common Stock 225441 225441 D Convertible Note 0.29 2016-01-19 4 P 0 17241379 5000000 A 2016-01-19 2016-10-27 Common Stock 17241379 17241379 D Represents re-pricing of Warrants due to anti-dilution adjustment. N/A Represents additional Warrants issued pursuant to anti-dilution adjustment. Assumes conversion price of $0.29 per share. Conversion price subject to downward adjustment if 15 day VWAP prior to conversion date is lower. Does not include conversion of accrued and unpaid interest at the applicable conversion price. /s/ Andrew Pullar 2016-01-19