0001011034-14-000112.txt : 20140912
0001011034-14-000112.hdr.sgml : 20140912
20140912155140
ACCESSION NUMBER: 0001011034-14-000112
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140910
FILED AS OF DATE: 20140912
DATE AS OF CHANGE: 20140912
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Golden Minerals Co
CENTRAL INDEX KEY: 0001011509
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 841363747
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 INDIANA STREET, SUITE 800
CITY: GOLDEN
STATE: CO
ZIP: 80401
BUSINESS PHONE: 3038395060
MAIL ADDRESS:
STREET 1: 350 INDIANA STREET, SUITE 800
CITY: GOLDEN
STATE: CO
ZIP: 80401
FORMER COMPANY:
FORMER CONFORMED NAME: APEX SILVER MINES LTD
DATE OF NAME CHANGE: 19970825
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sentient Executive GP IV, Ltd
CENTRAL INDEX KEY: 0001532092
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13627
FILM NUMBER: 141100827
BUSINESS ADDRESS:
STREET 1: P O BOX 10795
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1007
BUSINESS PHONE: 809-345-946-0933
MAIL ADDRESS:
STREET 1: P O BOX 10795
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1007
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SENTIENT GP IV, LP
CENTRAL INDEX KEY: 0001580229
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13627
FILM NUMBER: 141100828
BUSINESS ADDRESS:
STREET 1: P O BOX 10795
CITY: GRANDY CAYMAN KY1-1007
STATE: E9
ZIP: 00000
BUSINESS PHONE: 809-345-946-0933
MAIL ADDRESS:
STREET 1: P O BOX 10795
CITY: GRANDY CAYMAN KY1-1007
STATE: E9
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sentient Global Resources Fund IV, L.P.
CENTRAL INDEX KEY: 0001520861
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13627
FILM NUMBER: 141100829
BUSINESS ADDRESS:
STREET 1: LANDMARK SQUARE, 64 EARTH CLOSE
STREET 2: WEST BAY BEACH SOUTH
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-1107
BUSINESS PHONE: 345-946-0933
MAIL ADDRESS:
STREET 1: LANDMARK SQUARE, 64 EARTH CLOSE
STREET 2: WEST BAY BEACH SOUTH
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-1107
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-09-10
0
0001011509
Golden Minerals Co
AUMN
0001520861
Sentient Global Resources Fund IV, L.P.
LANDMARK SQUARE, 64 EARTH CLOSE
WEST BAY BEACH SOUTH
GEORGE TOWN, GRAND CAYMAN
E9
KY1-1107
CAYMAN ISLANDS
0
0
1
0
0001580229
SENTIENT GP IV, LP
P O BOX 10795
GRANDY CAYMAN KY1-1007
E9
00000
CAYMAN ISLANDS
0
0
0
1
GP of 10% owner
0001532092
Sentient Executive GP IV, Ltd
P O BOX 10795
GRAND CAYMAN
E9
KY1-1007
CAYMAN ISLANDS
0
0
0
1
GP of GP of 10% owner
common stock
2014-09-10
2014-09-10
4
P
0
5800000
0.817
A
10283944
D
Warrants
7.17
2013-03-20
2017-09-19
common stock
682897
682897
D
Warrants
7.17
2014-09-10
4
P
0
119352
A
2014-09-10
2017-09-19
common stock
119352
119352
D
Warrants
1.21
2014-09-10
4
P
0
2900000
A
2015-03-11
2019-09-10
common stock
2900000
2900000
D
Represents re-pricing of Warrants due to anti-dilution adjustment.
Represents additional Warrants issued as part of anti-dilution adjustment.
Warrant acquired as part of Units at a Unit price of $0.817. Each Unit consists of one share of common stock and a warrant to purchase one-half share of common stock at an exercise price of $1.21 per full share of common stock.
/s/ Andrew Pullar
2014-09-12