0001011034-14-000112.txt : 20140912 0001011034-14-000112.hdr.sgml : 20140912 20140912155140 ACCESSION NUMBER: 0001011034-14-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140910 FILED AS OF DATE: 20140912 DATE AS OF CHANGE: 20140912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Golden Minerals Co CENTRAL INDEX KEY: 0001011509 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 841363747 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 INDIANA STREET, SUITE 800 CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3038395060 MAIL ADDRESS: STREET 1: 350 INDIANA STREET, SUITE 800 CITY: GOLDEN STATE: CO ZIP: 80401 FORMER COMPANY: FORMER CONFORMED NAME: APEX SILVER MINES LTD DATE OF NAME CHANGE: 19970825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sentient Executive GP IV, Ltd CENTRAL INDEX KEY: 0001532092 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 141100827 BUSINESS ADDRESS: STREET 1: P O BOX 10795 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1007 BUSINESS PHONE: 809-345-946-0933 MAIL ADDRESS: STREET 1: P O BOX 10795 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SENTIENT GP IV, LP CENTRAL INDEX KEY: 0001580229 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 141100828 BUSINESS ADDRESS: STREET 1: P O BOX 10795 CITY: GRANDY CAYMAN KY1-1007 STATE: E9 ZIP: 00000 BUSINESS PHONE: 809-345-946-0933 MAIL ADDRESS: STREET 1: P O BOX 10795 CITY: GRANDY CAYMAN KY1-1007 STATE: E9 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sentient Global Resources Fund IV, L.P. CENTRAL INDEX KEY: 0001520861 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 141100829 BUSINESS ADDRESS: STREET 1: LANDMARK SQUARE, 64 EARTH CLOSE STREET 2: WEST BAY BEACH SOUTH CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1107 BUSINESS PHONE: 345-946-0933 MAIL ADDRESS: STREET 1: LANDMARK SQUARE, 64 EARTH CLOSE STREET 2: WEST BAY BEACH SOUTH CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1107 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-09-10 0 0001011509 Golden Minerals Co AUMN 0001520861 Sentient Global Resources Fund IV, L.P. LANDMARK SQUARE, 64 EARTH CLOSE WEST BAY BEACH SOUTH GEORGE TOWN, GRAND CAYMAN E9 KY1-1107 CAYMAN ISLANDS 0 0 1 0 0001580229 SENTIENT GP IV, LP P O BOX 10795 GRANDY CAYMAN KY1-1007 E9 00000 CAYMAN ISLANDS 0 0 0 1 GP of 10% owner 0001532092 Sentient Executive GP IV, Ltd P O BOX 10795 GRAND CAYMAN E9 KY1-1007 CAYMAN ISLANDS 0 0 0 1 GP of GP of 10% owner common stock 2014-09-10 2014-09-10 4 P 0 5800000 0.817 A 10283944 D Warrants 7.17 2013-03-20 2017-09-19 common stock 682897 682897 D Warrants 7.17 2014-09-10 4 P 0 119352 A 2014-09-10 2017-09-19 common stock 119352 119352 D Warrants 1.21 2014-09-10 4 P 0 2900000 A 2015-03-11 2019-09-10 common stock 2900000 2900000 D Represents re-pricing of Warrants due to anti-dilution adjustment. Represents additional Warrants issued as part of anti-dilution adjustment. Warrant acquired as part of Units at a Unit price of $0.817. Each Unit consists of one share of common stock and a warrant to purchase one-half share of common stock at an exercise price of $1.21 per full share of common stock. /s/ Andrew Pullar 2014-09-12