-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FIyhNn17UOMNpOQ3PktvPl5Qgm2msfceX7G9LMdH0psxt1xxeSCr1ATIgZHbZulx gTR+r2zgsbCGtDOBGRHKaA== 0001011034-10-000056.txt : 20100326 0001011034-10-000056.hdr.sgml : 20100326 20100326153107 ACCESSION NUMBER: 0001011034-10-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100324 FILED AS OF DATE: 20100326 DATE AS OF CHANGE: 20100326 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Golden Minerals Co CENTRAL INDEX KEY: 0001011509 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 841363747 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 INDIANA STREET, SUITE 800 CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3038395060 MAIL ADDRESS: STREET 1: 350 INDIANA STREET, SUITE 800 CITY: GOLDEN STATE: CO ZIP: 80401 FORMER COMPANY: FORMER CONFORMED NAME: APEX SILVER MINES LTD DATE OF NAME CHANGE: 19970825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SENTIENT GLOBAL RESOURCES FUND III, LP CENTRAL INDEX KEY: 0001445130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 10707519 BUSINESS ADDRESS: STREET 1: P O BOX 10795 STREET 2: HARBOUR CENTER CITY: GEORGETOWN STATE: E9 ZIP: KY1-1007 BUSINESS PHONE: 809-345-9460933 MAIL ADDRESS: STREET 1: P O BOX 10795 STREET 2: HARBOUR CENTER CITY: GEORGETOWN STATE: E9 ZIP: KY1-1007 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-03-24 0 0001011509 Golden Minerals Co TSX: AUM 0001445130 SENTIENT GLOBAL RESOURCES FUND III, LP P O BOX 10795 HARBOUR CENTER GEORGETOWN E9 KY1-1007 CAYMAN ISLANDS 0 0 0 1 under control of 10% owner Common Stock 2010-03-24 2010-03-24 4 A 0 823043 8.5 A 1591187 D Over-Allotment Option Common Stock 135211 D See Exhibit A filed herewith /s/ Greg Link 2010-03-24 EX-99 2 form4exhibitfundiiiv3.htm EXHIBIT A TO FORM 4 EXHIBIT TO FORM 3 FILING


EXHIBIT TO FORM 4 FILING

SENTIENT GLOBAL RESOURCES FUND III, LP



This Statement of Beneficial Ownership of Securities is being filed by (i) Sentient Global Resources Fund III, L.P. (“Fund III” or the “Reporting Person”),  (ii) SRGF III Parallel I, LP (“Parallel I”), and (iii) Sentient Executive GP III, Limited (“ Sentient Executive”).   Sentient Executive is the general partner of the general partner of Fund III and Parallel I and makes the investment decisions for those entities.

Explanation of Responses to Form 4:

Option to Purchase IPO Shares and Over-Allotment Shares. Under a Common Stock Purchase Agreement dated December 29, 2009 (the “Purchase Agreement”) Fund III and Parallel I received the right to purchase shares of the Issuer. On January 7, 2010 Fund III purchased 768,144 shares from the Issuer. On March 24, 2010, the Reporting Person purchased an additional 823,043 shares from the Issuer. The Purchase Agreement also gave the Reporting Person an option to purchase up to 135,211 additional shares if the Issuer sells the underwriters 600,000 shares to cover over-allotments (fewer shares may be purchased to the extent that the underwriters purchaser fewer than 600,000 shares).  The option may be exercised in whole or in part. If exercised in full, the number of shares that may be purchased by the Reporting Person will permit it to retain its percentage ownership in the Issuer. The purchase price will be the same as the price paid by the public.





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