-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LSqx1AWX0NnTPzmQ8bqzVA4/xbJvOeBr2Rl8L3nzcJwXS404+7kdwMpGlnGNMEtk LbbGVS9WXB/GbwsAPLV1UQ== 0000902664-10-002290.txt : 20100323 0000902664-10-002290.hdr.sgml : 20100323 20100323183056 ACCESSION NUMBER: 0000902664-10-002290 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100319 FILED AS OF DATE: 20100323 DATE AS OF CHANGE: 20100323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dubin Glenn CENTRAL INDEX KEY: 0001308597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 10700199 MAIL ADDRESS: STREET 1: C/O HIGHBRIDGE CAPITAL MANAGEMENT, LLC STREET 2: 9 WEST 57TH STREET, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Golden Minerals Co CENTRAL INDEX KEY: 0001011509 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 841363747 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 INDIANA STREET, SUITE 800 CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3038395060 MAIL ADDRESS: STREET 1: 350 INDIANA STREET, SUITE 800 CITY: GOLDEN STATE: CO ZIP: 80401 FORMER COMPANY: FORMER CONFORMED NAME: APEX SILVER MINES LTD DATE OF NAME CHANGE: 19970825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000919185 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 10700201 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122874900 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT INC /NY DATE OF NAME CHANGE: 19980610 FORMER NAME: FORMER CONFORMED NAME: DUBIN & SWIECA ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19950817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Highbridge International LLC CENTRAL INDEX KEY: 0001308315 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 10700200 BUSINESS ADDRESS: STREET 1: THE CAYMAN CORPORATE CENTRE, 4TH FLOOR STREET 2: 27 HOSPITAL ROAD CITY: GRAND CAYMAN STATE: E9 ZIP: 00000 BUSINESS PHONE: 345-945-1400 MAIL ADDRESS: STREET 1: P.O. BOX 30554 STREET 2: SEVEN MILE BEACH CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: 00000 4 1 p10-1123form4_ex.xml X0303 4 2010-03-19 1 0001011509 Golden Minerals Co GDMN 0000919185 HIGHBRIDGE CAPITAL MANAGEMENT LLC 40 WEST 57TH STREET, 33RD FLOOR NEW YORK NY 10019 0 0 1 0 0001308315 Highbridge International LLC THE CAYMAN CORPORATE CENTRE, 4TH FLOOR 27 HOSPITAL ROAD GEORGE TOWN, GRAND CAYMAN E9 00000 CAYMAN ISLANDS 0 0 1 0 0001308597 Dubin Glenn C/O HIGHBRIDGE CAPITAL MANAGEMENT, LLC 40 WEST 57TH STREET, 33RD FLOOR NEW YORK NY 10019 0 0 1 0 Common stock, $0.01 par value ("Common Stock") 2010-03-19 4 S 0 347766 8.50 D 45075 I See footnotes All of the 45,075 shares of Common Stock are held by Highbridge International LLC. Highbridge Capital Management, LLC is the trading manager of Highbridge International LLC. Glenn Dubin is the Chief Executive Officer of Highbridge Capital Management, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest. /s/ John Oliva 2010-03-23 EX-99 2 p10-1123jtfiler.txt JOINT FILER INFORMATION Joint Filer Information Name: Highbridge International LLC - ---- Address: The Cayman Corporate Centre, 4th Floor - ------- 27 Hospital Road George Town, Grand Cayman Cayman Islands, British West Indies Designated Filer: Highbridge Capital Management, LLC - ---------------- Issuer: Golden Minerals Company - ------ Date of Event Requiring Statement: March 19, 2010 - --------------------------------- Signature: HIGHBRIDGE INTERNATIONAL LLC - --------- By: Highbridge Capital Management, LLC its Trading Manager By: /s/ John Oliva ---------------------------- Name: John Oliva Title: Managing Director Joint Filer Information Name: Glenn Dubin - ---- Address: c/o Highbridge Capital Management, LLC - ------- 40 West 57th Street, 33rd Floor New York, New York 10019 Designated Filer: Highbridge Capital Management, LLC - ---------------- Issuer: Golden Minerals Company - ------ Date of Event Requiring Statement: March 19, 2010 - --------------------------------- Signature: - --------- /s/ Glenn Dubin ------------------------------------ GLENN DUBIN -----END PRIVACY-ENHANCED MESSAGE-----