-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UveS7shZQsumY8YgLpWIwr1+ZKRnMjbMbyA9Vl4DGjXUC2ns4WcSODVDXoXGhszb A7HgnbSZiU0gHPJYmh72Uw== 0000902664-09-004079.txt : 20091215 0000902664-09-004079.hdr.sgml : 20091215 20091215201113 ACCESSION NUMBER: 0000902664-09-004079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20091123 FILED AS OF DATE: 20091215 DATE AS OF CHANGE: 20091215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dubin Glenn CENTRAL INDEX KEY: 0001308597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 091243063 MAIL ADDRESS: STREET 1: C/O HIGHBRIDGE CAPITAL MANAGEMENT, LLC STREET 2: 9 WEST 57TH STREET, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Golden Minerals Co CENTRAL INDEX KEY: 0001011509 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 841363747 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 INDIANA STREET, SUITE 800 CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3038395060 MAIL ADDRESS: STREET 1: 350 INDIANA STREET, SUITE 800 CITY: GOLDEN STATE: CO ZIP: 80401 FORMER COMPANY: FORMER CONFORMED NAME: APEX SILVER MINES LTD DATE OF NAME CHANGE: 19970825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000919185 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 091243065 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122874900 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT INC /NY DATE OF NAME CHANGE: 19980610 FORMER NAME: FORMER CONFORMED NAME: DUBIN & SWIECA ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19950817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Highbridge International LLC CENTRAL INDEX KEY: 0001308315 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13627 FILM NUMBER: 091243064 BUSINESS ADDRESS: STREET 1: THE CAYMAN CORPORATE CENTRE, 4TH FLOOR STREET 2: 27 HOSPITAL ROAD CITY: GRAND CAYMAN STATE: E9 ZIP: 00000 BUSINESS PHONE: 345-945-1400 MAIL ADDRESS: STREET 1: P.O. BOX 30554 STREET 2: SEVEN MILE BEACH CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: 00000 4 1 p09-2038form4_ex.xml X0303 4 2009-11-23 0 0001011509 Golden Minerals Co GDMN 0000919185 HIGHBRIDGE CAPITAL MANAGEMENT LLC 9 WEST 57TH STREET 27TH FLOOR NEW YORK NY 10019 0 0 1 0 0001308315 Highbridge International LLC C/O HIGHBRIDGE CAPITAL MANAGEMENT, LLC 9 WEST 57TH STREET, 27TH FLOOR NY 10019 0 0 1 0 0001308597 Dubin Glenn C/O HIGHBRIDGE CAPITAL MANAGEMENT, LLC 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 0 0 1 0 Common stock, $0.01 par value ("Common Stock") 2009-03-24 4 J 0 1604 A 392841 I See footnotes The 1,604 shares of Common Stock were issued by the Issuer to Highbridge International LLC in a transaction exempt from Section 16(b) in connection with the settlement of a previously contracted debt of the Issuer held by Highbridge International LLC as part of the Issuer's plan of reorganization, which was effective on March 24, 2009. The Issuer withheld a certain number of shares of Common Stock upon the effectiveness of the plan of reorganization pending approval by the Issuer of certain debtholders' claims. On November 23, 2009, the Issuer distributed 0.042237 shares of Common Stock for each $1,000 principal amount of 2.875% Convertible Senior Subordinated Notes due 2024 of the Issuer held by debtholders pursuant to the Issuer's plan of reorganization. All of the 392,841 shares of Common Stock are held by Highbridge International LLC. Highbridge Capital Management, LLC is the trading manager of Highbridge International LLC. Glenn Dubin is the Chief Executive Officer of Highbridge Capital Management, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interests. HIGHBRIDGE CAPITAL MANAGEMENT, LLC, By: /s/ John Oliva, Managing Director 2009-12-15 EX-99 2 p09-2038jointfiler.txt JOINT FILER INFORMATION Joint Filer Information NAME: Highbridge International LLC ADDRESS: The Cayman Corporate Centre, 4th Floor 27 Hospital Road George Town, Grand Cayman Cayman Islands, British West Indies DESIGNATED FILER: Highbridge Capital Management, LLC ISSUER: Golden Minerals Company DATE OF EVENT REQUIRING STATEMENT: November 23, 2009 SIGNATURE: HIGHBRIDGE INTERNATIONAL LLC By: Highbridge Capital Management, LLC its Trading Manager By: /s/ John Oliva ---------------------- Name: John Oliva Title: Managing Director Joint Filer Information NAME: Glenn Dubin ADDRESS: c/o Highbridge Capital Management, LLC 9 West 57th Street, 27th Floor New York, New York 10019 DESIGNATED FILER: Highbridge Capital Management, LLC ISSUER: Golden Minerals Company DATE OF EVENT REQUIRING STATEMENT: November 23, 2009 SIGNATURE: /s/ Glenn Dubin --------------------- GLENN DUBIN -----END PRIVACY-ENHANCED MESSAGE-----