-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PD/y2PeH9Z2DoRCMRo+tTALtNe15xWPvhuovLXhMD4BMT3vbvTkukJYANUlrfdQt 6TXxueV0uFu7Jf4OcfdXgA== 0001188112-07-001718.txt : 20070530 0001188112-07-001718.hdr.sgml : 20070530 20070530203514 ACCESSION NUMBER: 0001188112-07-001718 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070525 FILED AS OF DATE: 20070530 DATE AS OF CHANGE: 20070530 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: James River Coal CO CENTRAL INDEX KEY: 0001297720 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 541602012 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-780-3000 MAIL ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOCHA PETER T CENTRAL INDEX KEY: 0001011455 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51129 FILM NUMBER: 07889126 BUSINESS ADDRESS: BUSINESS PHONE: 7708223600 MAIL ADDRESS: STREET 1: 296 GRAYSON HIGHWAY CITY: LAWRENCEVILLE STATE: GA ZIP: 30045 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-05-25 0001297720 James River Coal CO JRCC 0001011455 SOCHA PETER T 901 E. BYRD STREET SUITE 1600 RICHMOND VA 23219 1 1 0 0 Chairman, Pres. and CEO Common Stock 2007-05-25 4 F 0 13386 14.60 D 192144 D Common Stock 2007-05-25 4 S 0 5000 14.66 D 187144 D Common Stock 2007-05-25 4 S 0 5000 14.64 D 182144 D Common Stock 2007-05-25 4 S 0 10000 14.52 D 172144 D Common Stock 2007-05-25 4 S 0 10000 14.37 D 162144 D Surrender of shares to the issuer in satisfaction of tax withholding obligations on shares of previously granted restricted stock that vested in 2007. Represents open market sales primarily to cover tax obligations in connection with previously granted restricted stock that vested in both 2006 and 2007. Actual tax obligations exceeded (2006), or are expected to exceed (2007), the statutorily withheld amounts satisfied through shares surrendered to the issuer. REMARKS: Reported equity holdings do not include options to acquire 150,000 shares of common stock at $10.80 per share. /s/ Peter T. Socha 2007-05-30 -----END PRIVACY-ENHANCED MESSAGE-----