General Counsel

0001011443-19-000014.txt : 20190814 0001011443-19-000014.hdr.sgml : 20190814 20190814150801 ACCESSION NUMBER: 0001011443-19-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBK INVESTMENTS L P CENTRAL INDEX KEY: 0001011443 IRS NUMBER: 752622581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06078 FILM NUMBER: 191025656 BUSINESS ADDRESS: STREET 1: 2300 NORTH FIELD STREET STREET 2: STE 2200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147586100 MAIL ADDRESS: STREET 1: 2300 NORTH FIELD STREET STREET 2: STE 2200 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001011443 XXXXXXXX 06-30-2019 06-30-2019 HBK INVESTMENTS L P

2300 NORTH FIELD STREET STE 2200 DALLAS TX 75201

13F HOLDINGS REPORT 028-06078 Y HBK Investments L.P. has delegated discretion to vote and dispose of the securities described below to HBK Services LLC ("Services"). Services may, from time to time, delegate discretion to vote and dispose of certain of such Securities to one or more subadvisors. Each of Services and such subadvisors is under common control with HBK Investments L.P. The filing of this report shall not be deemed an admission that such subadvisors are, for the purpose of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, beneficial owners of such securities. Jon L. Mosle General Counsel 214-758-6107 Jon L. Mosle Dallas TX 08-14-2019 0 580 5708290 true INFORMATION TABLE 2 q2public13f2019.xml Q2 2019 PUBLIC FORM 13F 360 FINANCE INC ADS 88557W101 646 55000 SH SOLE 55000 0 0 3M CO CALL 88579Y901 9811 56600 SH Call SOLE 56600 0 0 3M CO PUT 88579Y951 9811 56600 SH Put SOLE 56600 0 0 58 COM INC SPON ADR REP A 31680Q104 426 6860 SH SOLE 6860 0 0 ABBOTT LABS CALL 002824900 732 8700 SH Call SOLE 8700 0 0 ABBOTT LABS PUT 002824950 732 8700 SH Put SOLE 8700 0 0 ABBVIE INC COM 00287Y109 614 8448 SH SOLE 8448 0 0 ABBVIE INC CALL 00287Y909 2116 29100 SH Call SOLE 29100 0 0 ABBVIE INC PUT 00287Y959 625 8600 SH Put SOLE 8600 0 0 ACACIA COMMUNICATIONS INC COM 00401C108 529 11211 SH SOLE 11211 0 0 ACAMAR PARTNERS ACQSITION CO CL A 004285102 4860 500001 SH SOLE 500001 0 0 ACAMAR PARTNERS ACQSITION CO *W EXP 02/26/202 004285110 125 166667 SH Call SOLE 166667 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1572 8509 SH SOLE 8509 0 0 ACT II GLOBAL ACQUISITION CO CL A SHS G0080J104 5850 600000 SH SOLE 600000 0 0 ACT II GLOBAL ACQUISITION CO *W EXP 04/30/202 G0080J120 210 300000 SH Call SOLE 300000 0 0 ACTIVISION BLIZZARD INC CALL 00507V909 2558 54200 SH Call SOLE 54200 0 0 ACTIVISION BLIZZARD INC PUT 00507V959 2558 54200 SH Put SOLE 54200 0 0 ADOBE INC COM 00724F101 5560 18871 SH SOLE 18871 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 248 1608 SH SOLE 1608 0 0 AK STL HLDG CORP COM 001547108 469 198100 SH SOLE 198100 0 0 AKAMAI TECHNOLOGIES INC CALL 00971T901 1803 22500 SH Call SOLE 22500 0 0 AKAMAI TECHNOLOGIES INC PUT 00971T951 1803 22500 SH Put SOLE 22500 0 0 ALARM COM HLDGS INC PUT 011642955 6688 125000 SH Put SOLE 125000 0 0 ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 16830 8971000 PRN SOLE 8971000 0 0 ALLERGAN PLC CALL G0177J908 6228 37200 SH Call SOLE 37200 0 0 ALLERGAN PLC PUT G0177J958 6027 36000 SH Put SOLE 36000 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 408 8810 SH SOLE 8810 0 0 ALLY FINL INC COM 02005N100 951 30679 SH SOLE 30679 0 0 ALPHABET INC CAP STK CL A 02079K305 856 791 SH SOLE 791 0 0 ALPHABET INC CALL 02079K905 2057 1900 SH Call SOLE 1900 0 0 ALPHABET INC PUT 02079K955 2057 1900 SH Put SOLE 1900 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 294 29854 SH SOLE 29854 0 0 ALTABA INC COM 021346101 1033935 14904645 SH SOLE 14904645 0 0 ALTICE USA INC CL A 02156K103 365 15005 SH SOLE 15005 0 0 ALTRIA GROUP INC COM 02209S103 1026 21660 SH SOLE 21660 0 0 ALTRIA GROUP INC CALL 02209S903 5213 110100 SH Call SOLE 110100 0 0 ALTRIA GROUP INC PUT 02209S953 5213 110100 SH Put SOLE 110100 0 0 AMAZON COM INC COM 023135106 2594 1370 SH SOLE 1370 0 0 AMAZON COM INC CALL 023135906 2840 1500 SH Call SOLE 1500 0 0 AMAZON COM INC PUT 023135956 2840 1500 SH Put SOLE 1500 0 0 AMERICAN EXPRESS CO COM 025816109 3014 24419 SH SOLE 24419 0 0 AMERICAN INTL GROUP INC CALL 026874904 23576 442500 SH Call SOLE 442500 0 0 AMERICAN INTL GROUP INC PUT 026874954 23576 442500 SH Put SOLE 442500 0 0 AMERIPRISE FINL INC COM 03076C106 208 1430 SH SOLE 1430 0 0 AMERISOURCEBERGEN CORP COM 03073E105 1177 13800 SH SOLE 13800 0 0 AMGEN INC COM 031162100 1744 9462 SH SOLE 9462 0 0 ANALOG DEVICES INC CALL 032654905 5497 48700 SH Call SOLE 48700 0 0 ANALOG DEVICES INC PUT 032654955 5497 48700 SH Put SOLE 48700 0 0 ANAPLAN INC COM 03272L108 5047 100000 SH SOLE 100000 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 361 20273 SH SOLE 20273 0 0 APACHE CORP COM 037411105 1481 51110 SH SOLE 51110 0 0 APACHE CORP CALL 037411905 8717 300900 SH Call SOLE 300900 0 0 APACHE CORP PUT 037411955 8717 300900 SH Put SOLE 300900 0 0 APPLE INC CALL 037833900 13538 68400 SH Call SOLE 68400 0 0 APPLE INC PUT 037833950 13538 68400 SH Put SOLE 68400 0 0 APPLIED MATLS INC COM 038222105 352 7834 SH SOLE 7834 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 502 12300 SH SOLE 12300 0 0 ARCONIC INC COM 03965L100 1797 69597 SH SOLE 69597 0 0 ASHLAND GLOBAL HLDGS INC COM 044186104 36529 456781 SH SOLE 456781 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1174 7100 SH SOLE 7100 0 0 AUTOZONE INC COM 053332102 579 527 SH SOLE 527 0 0 AUTOZONE INC CALL 053332902 4288 3900 SH Call SOLE 3900 0 0 AUTOZONE INC PUT 053332952 4288 3900 SH Put SOLE 3900 0 0 AVALARA INC COM 05338G106 276 3822 SH SOLE 3822 0 0 AVIS BUDGET GROUP INC COM 053774105 1885 53600 SH SOLE 53600 0 0 BANK AMER CORP CALL 060505904 8285 285700 SH Call SOLE 285700 0 0 BANK AMER CORP PUT 060505954 8285 285700 SH Put SOLE 285700 0 0 BAOZUN INC SPONSORED ADR 06684L103 9957 199700 SH SOLE 199700 0 0 BAOZUN INC PUT 06684L953 15955 320000 SH Put SOLE 320000 0 0 BAUSCH HEALTH COS INC COM 071734107 325 12900 SH SOLE 12900 0 0 BERKSHIRE HATHAWAY INC DEL CALL 084670902 8484 39800 SH Call SOLE 39800 0 0 BERKSHIRE HATHAWAY INC DEL PUT 084670952 8484 39800 SH Put SOLE 39800 0 0 BEST BUY INC COM 086516101 1301 18653 SH SOLE 18653 0 0 BILIBILI INC SPONS ADS REP Z 090040106 359 22046 SH SOLE 22046 0 0 BIO RAD LABS INC CL A 090572207 932 2981 SH SOLE 2981 0 0 BIOGEN INC COM 09062X103 865 3697 SH SOLE 3697 0 0 BIOGEN INC CALL 09062X903 3344 14300 SH Call SOLE 14300 0 0 BIOGEN INC PUT 09062X953 3344 14300 SH Put SOLE 14300 0 0 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 3503 80000 SH SOLE 80000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 3143 36700 SH SOLE 36700 0 0 BIOMARIN PHARMACEUTICAL INC CALL 09061G901 2587 30200 SH Call SOLE 30200 0 0 BIOMARIN PHARMACEUTICAL INC PUT 09061G951 1293 15100 SH Put SOLE 15100 0 0 BJS WHSL CLUB HLDGS INC COM 05550J101 4620 175000 SH SOLE 175000 0 0 BLACKROCK ENERGY & RES TR COM 09250U101 559 46875 SH SOLE 46875 0 0 BLACKROCK ENHANCED GBL DIV T COM 092501105 3789 353145 SH SOLE 353145 0 0 BLACKROCK INC COM 09247X101 509 1085 SH SOLE 1085 0 0 BLACKROCK INC CALL 09247X901 4411 9400 SH Call SOLE 9400 0 0 BLACKROCK INC PUT 09247X951 4411 9400 SH Put SOLE 9400 0 0 BLACKSTONE MTG TR INC NOTE 4.375% 5/0 09257WAB6 24540 23537000 PRN SOLE 23537000 0 0 BLACKSTONE MTG TR INC NOTE 4.750% 3/1 09257WAC4 5217 5000000 PRN SOLE 5000000 0 0 BLACKSTONE MTG TR INC PUT 09257W950 10674 300000 SH Put SOLE 300000 0 0 BLOOMIN BRANDS INC COM 094235108 546 28900 SH SOLE 28900 0 0 BOEING CO COM 097023105 2471 6788 SH SOLE 6788 0 0 BOEING CO CALL 097023905 5970 16400 SH Call SOLE 16400 0 0 BOEING CO PUT 097023955 5970 16400 SH Put SOLE 16400 0 0 BOOKING HLDGS INC COM 09857L108 7887 4207 SH SOLE 4207 0 0 BOOKING HLDGS INC CALL 09857L908 8436 4500 SH Call SOLE 4500 0 0 BOOKING HLDGS INC PUT 09857L958 6749 3600 SH Put SOLE 3600 0 0 BOX INC CL A 10316T104 326 18500 SH SOLE 18500 0 0 BOXWOOD MERGER CORP COM CL A 10319T101 4925 500000 SH SOLE 500000 0 0 BOXWOOD MERGER CORP *W EXP 11/26/202 10319T119 310 500000 SH Call SOLE 500000 0 0 BP PLC SPONSORED ADR 055622104 980 23500 SH SOLE 23500 0 0 BRISTOL MYERS SQUIBB CO CALL 110122908 5120 112900 SH Call SOLE 112900 0 0 BRISTOL MYERS SQUIBB CO PUT 110122958 5120 112900 SH Put SOLE 112900 0 0 BROADCOM INC COM 11135F101 2901 10077 SH SOLE 10077 0 0 BUILDERS FIRSTSOURCE INC COM 12008R107 248 14700 SH SOLE 14700 0 0 CAMBIUM NETWORKS CORP SHS G17766109 1678 175000 SH SOLE 175000 0 0 CAPITAL ONE FINL CORP COM 14040H105 914 10073 SH SOLE 10073 0 0 CAPITAL ONE FINL CORP CALL 14040H905 626 6900 SH Call SOLE 6900 0 0 CAPITAL ONE FINL CORP PUT 14040H955 626 6900 SH Put SOLE 6900 0 0 CAPITOL INVT CORP IV CL A ORD G18920101 7673 750000 SH SOLE 750000 0 0 CAPITOL INVT CORP IV *W EXP 01/01/202 G18920127 153 109757 SH Call SOLE 109757 0 0 CARMAX INC CALL 143130902 4064 46800 SH Call SOLE 46800 0 0 CARMAX INC PUT 143130952 4064 46800 SH Put SOLE 46800 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 1975 42418 SH SOLE 42418 0 0 CATERPILLAR INC DEL COM 149123101 409 3001 SH SOLE 3001 0 0 CATERPILLAR INC DEL CALL 149123901 2058 15100 SH Call SOLE 15100 0 0 CBRE CLARION GLOBAL REAL EST COM 12504G100 2270 303049 SH SOLE 303049 0 0 CBRE GROUP INC CL A 12504L109 562 10962 SH SOLE 10962 0 0 CBS CORP NEW CALL 124857902 1771 35500 SH Call SOLE 35500 0 0 CBS CORP NEW PUT 124857952 1771 35500 SH Put SOLE 35500 0 0 CENTURYLINK INC CALL 156700906 588 50000 SH Call SOLE 50000 0 0 CENTURYLINK INC PUT 156700956 8320 707500 SH Put SOLE 707500 0 0 CHANGE HEALTHCARE INC COM 15912K100 7899 541000 SH SOLE 541000 0 0 CHANGE HEALTHCARE INC UNIT 99/99/9999 15912K209 7875 140000 SH SOLE 140000 0 0 CHASERG TECHNLGY ACQUISITN C CLASS A 16166A103 5020 500000 SH SOLE 500000 0 0 CHASERG TECHNLGY ACQUISITN C *W EXP 04/10/202 16166A111 188 250000 SH Call SOLE 250000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 1043 534641 SH SOLE 534641 0 0 CHEVRON CORP NEW COM 166764100 1455 11693 SH SOLE 11693 0 0 CHEVRON CORP NEW CALL 166764900 1468 11800 SH Call SOLE 11800 0 0 CHEVRON CORP NEW PUT 166764950 1468 11800 SH Put SOLE 11800 0 0 CHEWY INC CL A 16679L109 1445 41280 SH SOLE 41280 0 0 CHIPOTLE MEXICAN GRILL INC CALL 169656905 8648 11800 SH Call SOLE 11800 0 0 CHIPOTLE MEXICAN GRILL INC PUT 169656955 8648 11800 SH Put SOLE 11800 0 0 CHURCHILL CAP CORP II UNIT 99/99/9999 17143G205 11165 1100000 SH SOLE 1100000 0 0 CIRRUS LOGIC INC COM 172755100 262 6000 SH SOLE 6000 0 0 CISCO SYS INC CALL 17275R902 3623 66200 SH Call SOLE 66200 0 0 CISCO SYS INC PUT 17275R952 3623 66200 SH Put SOLE 66200 0 0 CITIGROUP INC CALL 172967904 11961 170800 SH Call SOLE 170800 0 0 CITIGROUP INC PUT 172967954 11961 170800 SH Put SOLE 170800 0 0 CLEAR CHANNEL OUTDOOR HLDGS COM 18453H106 19113 4049385 SH SOLE 4049385 0 0 CLEARBRIDGE ENERGY MIDSTRM O COM 18469P100 5809 631390 SH SOLE 631390 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 184692101 7869 658504 SH SOLE 658504 0 0 COLLIER CREEK HOLDINGS COM CL A G22707106 12000 1200000 SH SOLE 1200000 0 0 COLLIER CREEK HOLDINGS *W EXP 99/99/999 G22707114 434 321645 SH Call SOLE 321645 0 0 COLONY CAP INC NOTE 3.875% 1/1 19624RAB2 8394 8609000 PRN SOLE 8609000 0 0 COLONY CAP INC NOTE 5.000% 4/1 19624RAA4 955 1000000 PRN SOLE 1000000 0 0 COLONY CAP INC NEW CL A COM 19626G108 9108 1821500 SH SOLE 1821500 0 0 COLONY CR REAL ESTATE INC COM CL A 19625T101 12759 823186 SH SOLE 823186 0 0 COMCAST CORP NEW CL A 20030N101 1780 42110 SH SOLE 42110 0 0 COMMVAULT SYSTEMS INC COM 204166102 385 7752 SH SOLE 7752 0 0 CONOCOPHILLIPS CALL 20825C904 2275 37300 SH Call SOLE 37300 0 0 CONOCOPHILLIPS PUT 20825C954 2275 37300 SH Put SOLE 37300 0 0 CONSTELLATION BRANDS INC CALL 21036P908 7838 39800 SH Call SOLE 39800 0 0 CONSTELLATION BRANDS INC PUT 21036P958 7838 39800 SH Put SOLE 39800 0 0 CORNERSTONE ONDEMAND INC COM 21925Y103 312 5382 SH SOLE 5382 0 0 COSTCO WHSL CORP NEW CALL 22160K905 1691 6400 SH Call SOLE 6400 0 0 COSTCO WHSL CORP NEW PUT 22160K955 1691 6400 SH Put SOLE 6400 0 0 COUPA SOFTWARE INC COM 22266L106 5558 43900 SH SOLE 43900 0 0 CRESCENT ACQUISITION CORP COM CL A 22564L105 6370 650000 SH SOLE 650000 0 0 CRESCENT ACQUISITION CORP *W EXP 03/08/202 22564L113 211 325000 SH Call SOLE 325000 0 0 CRESCENT PT ENERGY CORP COM 22576C101 263 79700 SH SOLE 79700 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 6829 100000 SH SOLE 100000 0 0 CSX CORP COM 126408103 587 7582 SH SOLE 7582 0 0 CSX CORP CALL 126408903 1578 20400 SH Call SOLE 20400 0 0 CSX CORP PUT 126408953 1578 20400 SH Put SOLE 20400 0 0 CUMMINS INC COM 231021106 651 3800 SH SOLE 3800 0 0 CVR ENERGY INC COM 12662P108 1395 27902 SH SOLE 27902 0 0 CVS HEALTH CORP COM 126650100 796 14600 SH SOLE 14600 0 0 CVS HEALTH CORP CALL 126650900 15268 280200 SH Call SOLE 280200 0 0 CVS HEALTH CORP PUT 126650950 15268 280200 SH Put SOLE 280200 0 0 CYCLERION THERAPEUTICS INC COM 23255M105 229 19988 SH SOLE 19988 0 0 DECKERS OUTDOOR CORP COM 243537107 1026 5830 SH SOLE 5830 0 0 DEERE & CO COM 244199105 2011 12137 SH SOLE 12137 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 4558 80321 SH SOLE 80321 0 0 DELTA AIR LINES INC DEL CALL 247361902 1510 26600 SH Call SOLE 26600 0 0 DENBURY RES INC COM NEW 247916208 221 178199 SH SOLE 178199 0 0 DEVON ENERGY CORP NEW CALL 25179M903 2755 96600 SH Call SOLE 96600 0 0 DEVON ENERGY CORP NEW PUT 25179M953 2755 96600 SH Put SOLE 96600 0 0 DIAMOND EAGLE ACQUISITION CO UNIT 06/30/2026 25258L208 7545 750000 SH SOLE 750000 0 0 DIAMONDPEAK HLDGS COR COM CL A 25280H100 5832 600000 SH SOLE 600000 0 0 DIAMONDPEAK HLDGS COR *W EXP 02/22/202 25280H118 160 200000 SH Call SOLE 200000 0 0 DISCOVERY INC COM SER C 25470F302 5263 185000 SH SOLE 185000 0 0 DISH NETWORK CORP CALL 25470M909 691 18000 SH Call SOLE 18000 0 0 DISH NETWORK CORP PUT 25470M959 691 18000 SH Put SOLE 18000 0 0 DISNEY WALT CO CALL 254687906 8253 59100 SH Call SOLE 59100 0 0 DISNEY WALT CO PUT 254687956 8253 59100 SH Put SOLE 59100 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 22300 500000 SH SOLE 500000 0 0 E TRADE FINANCIAL CORP CALL 269246901 44600 1000000 SH Call SOLE 1000000 0 0 EBAY INC COM 278642103 290 7335 SH SOLE 7335 0 0 ECOLAB INC COM 278865100 303 1534 SH SOLE 1534 0 0 ELECTRONIC ARTS INC CALL 285512909 7463 73700 SH Call SOLE 73700 0 0 ELECTRONIC ARTS INC PUT 285512959 7463 73700 SH Put SOLE 73700 0 0 ENCANA CORP COM 292505104 1362 265487 SH SOLE 265487 0 0 ENCORE CAP GROUP INC NOTE 2.875% 3/1 292554AH5 12472 13000000 PRN SOLE 13000000 0 0 ENCORE CAP GROUP INC NOTE 3.000% 7/0 292554AF9 7593 7554000 PRN SOLE 7554000 0 0 ENCORE CAP GROUP INC NOTE 3.250% 3/1 292554AK8 15131 15000000 PRN SOLE 15000000 0 0 ENCORE CAP GROUP INC PUT 292554952 33948 1002300 SH Put SOLE 1002300 0 0 ENSCO ROWAN PLC SHS CLASS A G3166L100 2340 274353 SH SOLE 274353 0 0 EOG RES INC CALL 26875P901 5357 57500 SH Call SOLE 57500 0 0 EOG RES INC PUT 26875P951 5357 57500 SH Put SOLE 57500 0 0 EQT CORP COM 26884L109 79050 5000000 SH SOLE 5000000 0 0 ETSY INC PUT 29786A956 9617 156700 SH Put SOLE 156700 0 0 EURONET WORLDWIDE INC COM 298736109 3634 21600 SH SOLE 21600 0 0 EURONET WORLDWIDE INC CALL 298736909 2153 12800 SH Call SOLE 12800 0 0 EURONET WORLDWIDE INC PUT 298736959 1077 6400 SH Put SOLE 6400 0 0 EXANTAS CAP CORP COM NEW 30068N105 17216 1522159 SH SOLE 1522159 0 0 EXANTAS CAP CORP CALL 30068N905 141 12500 SH Call SOLE 12500 0 0 EXPEDIA GROUP INC COM NEW 30212P303 6147 46207 SH SOLE 46207 0 0 EXXON MOBIL CORP COM 30231G102 2341 30552 SH SOLE 30552 0 0 EXXON MOBIL CORP CALL 30231G902 2644 34500 SH Call SOLE 34500 0 0 EXXON MOBIL CORP PUT 30231G952 12222 159500 SH Put SOLE 159500 0 0 FABRINET SHS G3323L100 243 4899 SH SOLE 4899 0 0 FACEBOOK INC CL A 30303M102 521 2699 SH SOLE 2699 0 0 FACEBOOK INC CALL 30303M902 3571 18500 SH Call SOLE 18500 0 0 FACEBOOK INC PUT 30303M952 3571 18500 SH Put SOLE 18500 0 0 FAR PT ACQUISITION CORP COM CL A 30734W109 11719 1150002 SH SOLE 1150002 0 0 FAR PT ACQUISITION CORP *W EXP 06/01/202 30734W117 298 229199 SH Call SOLE 229199 0 0 FASTLY INC CL A 31188V100 2028 100000 SH SOLE 100000 0 0 FEDEX CORP COM 31428X106 2968 18076 SH SOLE 18076 0 0 FEDEX CORP CALL 31428X906 14761 89900 SH Call SOLE 89900 0 0 FEDEX CORP PUT 31428X956 14761 89900 SH Put SOLE 89900 0 0 FIREEYE INC COM 31816Q101 206 13912 SH SOLE 13912 0 0 FIRST TR MLP & ENERGY INCOME COM 33739B104 565 47500 SH SOLE 47500 0 0 FORD MTR CO DEL COM 345370860 1604 156774 SH SOLE 156774 0 0 FORD MTR CO DEL CALL 345370900 1273 124400 SH Call SOLE 124400 0 0 FORD MTR CO DEL PUT 345370950 1273 124400 SH Put SOLE 124400 0 0 FORTIVE CORP COM 34959J108 1101 13500 SH SOLE 13500 0 0 FORTIVE CORP CALL 34959J908 3587 44000 SH Call SOLE 44000 0 0 FORTIVE CORP PUT 34959J958 978 12000 SH Put SOLE 12000 0 0 FORUM MERGER II CORP CL A 34986F103 5030 500000 SH SOLE 500000 0 0 FORUM MERGER II CORP *W EXP 09/30/202 34986F111 213 333500 SH Call SOLE 333500 0 0 FREEPORT-MCMORAN INC CALL 35671D907 130 11200 SH Call SOLE 11200 0 0 FS KKR CAPITAL CORP COM 302635107 45575 7646771 SH SOLE 7646771 0 0 FST TR NEW OPPORT MLP & ENE COM 33739M100 286 30296 SH SOLE 30296 0 0 GANNETT CO INC NOTE 4.750% 4/1 36473HAB0 10087 10000000 PRN SOLE 10000000 0 0 GANNETT CO INC PUT 36473H954 1061 130000 SH Put SOLE 130000 0 0 GENERAL DYNAMICS CORP CALL 369550908 11436 62900 SH Call SOLE 62900 0 0 GENERAL DYNAMICS CORP PUT 369550958 11436 62900 SH Put SOLE 62900 0 0 GENERAL ELECTRIC CO COM 369604103 259 24670 SH SOLE 24670 0 0 GENERAL ELECTRIC CO CALL 369604903 8400 800000 SH Call SOLE 800000 0 0 GENERAL ELECTRIC CO PUT 369604953 8400 800000 SH Put SOLE 800000 0 0 GENERAL MLS INC CALL 370334904 11507 219100 SH Call SOLE 219100 0 0 GENERAL MLS INC PUT 370334954 11507 219100 SH Put SOLE 219100 0 0 GENERAL MTRS CO COM 37045V100 6304 163623 SH SOLE 163623 0 0 GENERAL MTRS CO CALL 37045V900 301 7800 SH Call SOLE 7800 0 0 GENERAL MTRS CO PUT 37045V950 301 7800 SH Put SOLE 7800 0 0 GENESCO INC COM 371532102 487 11511 SH SOLE 11511 0 0 GEO GROUP INC NEW PUT 36162J956 2731 130000 SH Put SOLE 130000 0 0 GILEAD SCIENCES INC COM 375558103 3479 51497 SH SOLE 51497 0 0 GLU MOBILE INC COM 379890106 204 28363 SH SOLE 28363 0 0 GODADDY INC CL A 380237107 440 6270 SH SOLE 6270 0 0 GOL LINHAS AEREAS INTLG S A SPON ADR PFD NEW 38045R206 2792 165405 SH SOLE 165405 0 0 GOLDMAN SACHS GROUP INC CALL 38141G904 20214 98800 SH Call SOLE 98800 0 0 GOLDMAN SACHS GROUP INC PUT 38141G954 20214 98800 SH Put SOLE 98800 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 1977 129200 SH SOLE 129200 0 0 GOODYEAR TIRE & RUBR CO CALL 382550901 597 39000 SH Call SOLE 39000 0 0 GOPRO INC CL A 38268T103 337 61687 SH SOLE 61687 0 0 GORES HOLDINGS III INC CLASS A 38286G109 5035 501001 SH SOLE 501001 0 0 GORES HOLDINGS III INC *W EXP 09/11/202 38286G117 44 30567 SH Call SOLE 30567 0 0 GORES METROPOULOS INC COM CL A 382872109 7673 750000 SH SOLE 750000 0 0 GORES METROPOULOS INC *W EXP 01/28/202 382872117 315 250000 SH Call SOLE 250000 0 0 GRANITE PT MTG TR INC NOTE 6.375%10/0 38741LAC1 9316 9000000 PRN SOLE 9000000 0 0 GRANITE PT MTG TR INC PUT 38741L957 5757 300000 SH Put SOLE 300000 0 0 GS ACQUISITION HLDGS CORP COM CL A 36255F102 7070 700002 SH SOLE 700002 0 0 GS ACQUISITION HLDGS CORP *W EXP 06/12/202 36255F110 169 128334 SH Call SOLE 128334 0 0 HALLIBURTON CO COM 406216101 6190 272227 SH SOLE 272227 0 0 HALLIBURTON CO CALL 406216901 10672 469300 SH Call SOLE 469300 0 0 HALLIBURTON CO PUT 406216951 10672 469300 SH Put SOLE 469300 0 0 HANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0 41068XAB6 15703 14300000 PRN SOLE 14300000 0 0 HANNON ARMSTRONG SUST INFR C PUT 41068X950 6552 232500 SH Put SOLE 232500 0 0 HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 7680 750000 SH SOLE 750000 0 0 HESS CORP COM 42809H107 554 8712 SH SOLE 8712 0 0 HESS CORP CALL 42809H907 1316 20700 SH Call SOLE 20700 0 0 HESS CORP PUT 42809H957 1316 20700 SH Put SOLE 20700 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 2831 28965 SH SOLE 28965 0 0 HOME DEPOT INC COM 437076102 3805 18296 SH SOLE 18296 0 0 HUMANA INC CALL 444859902 3608 13600 SH Call SOLE 13600 0 0 HUMANA INC PUT 444859952 3608 13600 SH Put SOLE 13600 0 0 HUNTSMAN CORP COM 447011107 915 44774 SH SOLE 44774 0 0 ILLUMINA INC COM 452327109 8160 22165 SH SOLE 22165 0 0 ILLUMINA INC CALL 452327909 6406 17400 SH Call SOLE 17400 0 0 ILLUMINA INC PUT 452327959 3203 8700 SH Put SOLE 8700 0 0 INSPERITY INC COM 45778Q107 580 4747 SH SOLE 4747 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 283 2052 SH SOLE 2052 0 0 INTERNATIONAL BUSINESS MACHS CALL 459200901 6343 46000 SH Call SOLE 46000 0 0 INTERNATIONAL BUSINESS MACHS PUT 459200951 6343 46000 SH Put SOLE 46000 0 0 INTERPUBLIC GROUP COS INC COM 460690100 440 19477 SH SOLE 19477 0 0 INTERXION HOLDING N.V SHS N47279109 1522 20000 SH SOLE 20000 0 0 INTL PAPER CO CALL 460146903 1728 39900 SH Call SOLE 39900 0 0 INTL PAPER CO PUT 460146953 429 9900 SH Put SOLE 9900 0 0 INTREXON CORP NOTE 3.500% 7/0 46122TAA0 10252 14500000 PRN SOLE 14500000 0 0 INTREXON CORP PUT 46122T952 5534 722400 SH Put SOLE 722400 0 0 INTUIT COM 461202103 888 3398 SH SOLE 3398 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 19701 105500 SH SOLE 105500 0 0 INVESCO QQQ TR PUT 46090E953 280110 1500000 SH Put SOLE 1500000 0 0 INVITATION HOMES INC COM 46187W107 5346 200000 SH SOLE 200000 0 0 IQIYI INC SPONSORED ADS 46267X108 1220 59100 SH SOLE 59100 0 0 IQIYI INC CALL 46267X908 1363 66000 SH Call SOLE 66000 0 0 IQIYI INC PUT 46267X958 30758 1489500 SH Put SOLE 1489500 0 0 IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 25134 23500000 PRN SOLE 23500000 0 0 IRONWOOD PHARMACEUTICALS INC PUT 46333X958 5744 525000 SH Put SOLE 525000 0 0 ISHARES TR EXPANDED TECH 464287515 8603 39379 SH SOLE 39379 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 5757 37023 SH SOLE 37023 0 0 ISHARES TR US INDUSTRIALS 464287754 10683 67500 SH SOLE 67500 0 0 ISHARES TR CALL 464287905 3110 20000 SH Call SOLE 20000 0 0 ISHARES TR PUT 464288952 4181 109400 SH Put SOLE 109400 0 0 JABIL INC COM 466313103 400 12659 SH SOLE 12659 0 0 JPMORGAN CHASE & CO COM 46625H100 3698 33074 SH SOLE 33074 0 0 JPMORGAN CHASE & CO CALL 46625H900 5143 46000 SH Call SOLE 46000 0 0 JPMORGAN CHASE & CO PUT 46625H950 5143 46000 SH Put SOLE 46000 0 0 KANSAS CITY SOUTHERN CALL 485170902 707 5800 SH Call SOLE 5800 0 0 KANSAS CITY SOUTHERN PUT 485170952 707 5800 SH Put SOLE 5800 0 0 KAYNE ANDERSN MLP MIDS INVT COM 486606106 3469 226579 SH SOLE 226579 0 0 KAYNE ANDERSON MDSTM ENERGY COM 48661E108 1525 131729 SH SOLE 131729 0 0 KINDER MORGAN INC DEL CALL 49456B901 3568 170900 SH Call SOLE 170900 0 0 KINDER MORGAN INC DEL PUT 49456B951 3568 170900 SH Put SOLE 170900 0 0 KKR REAL ESTATE FIN TR INC NOTE 6.125% 5/1 48251KAB6 10374 10000000 PRN SOLE 10000000 0 0 KRAFT HEINZ CO CALL 500754906 5432 175000 SH Call SOLE 175000 0 0 KRAFT HEINZ CO PUT 500754956 5432 175000 SH Put SOLE 175000 0 0 KROGER CO COM 501044101 361 16611 SH SOLE 16611 0 0 LANDCADIA HLDGS II INC UNIT 05/09/2026 51476X204 5000 500001 SH SOLE 500001 0 0 LEGACY ACQUISITION CORP COM CL A 524643103 6078 600000 SH SOLE 600000 0 0 LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 192 600000 SH Call SOLE 600000 0 0 LEISURE ACQUISITION CORP COM 52539T107 2034 200000 SH SOLE 200000 0 0 LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 65 100000 SH Call SOLE 100000 0 0 LEO HOLDINGS CORP COM CL A G5463L105 5135 500000 SH SOLE 500000 0 0 LEO HOLDINGS CORP *W EXP 02/07/202 G5463L113 312 249900 SH Call SOLE 249900 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 2049 19665 SH SOLE 19665 0 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 2350 136700 SH SOLE 136700 0 0 LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 22466 25000000 PRN SOLE 25000000 0 0 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 36028 952881 SH SOLE 952881 0 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 31643 833160 SH SOLE 833160 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 41873 3376869 SH SOLE 3376869 0 0 LILLY ELI & CO COM 532457108 14646 132192 SH SOLE 132192 0 0 LILLY ELI & CO CALL 532457908 20463 184700 SH Call SOLE 184700 0 0 LILLY ELI & CO PUT 532457958 20463 184700 SH Put SOLE 184700 0 0 LINX S A SPONSORED ADS 53619W101 1596 175000 SH SOLE 175000 0 0 LOCKHEED MARTIN CORP CALL 539830909 1818 5000 SH Call SOLE 5000 0 0 LOCKHEED MARTIN CORP PUT 539830959 1818 5000 SH Put SOLE 5000 0 0 LOWES COS INC COM 548661107 993 9838 SH SOLE 9838 0 0 LUCKIN COFFEE INC SPONSORED ADS 54951L109 4873 250000 SH SOLE 250000 0 0 LULULEMON ATHLETICA INC COM 550021109 4505 25000 SH SOLE 25000 0 0 LYFT INC CL A COM 55087P104 16428 250000 SH SOLE 250000 0 0 M D C HLDGS INC PUT 552676958 5310 162000 SH Put SOLE 162000 0 0 MACYS INC COM 55616P104 1335 62205 SH SOLE 62205 0 0 MACYS INC CALL 55616P904 5852 272700 SH Call SOLE 272700 0 0 MACYS INC PUT 55616P954 5852 272700 SH Put SOLE 272700 0 0 MAGNOLIA OIL & GAS CORP *W EXP 07/31/202 559663117 459 137406 SH Call SOLE 137406 0 0 MANULIFE FINL CORP COM 56501R106 217 11931 SH SOLE 11931 0 0 MARATHON PETE CORP CALL 56585A902 704 12600 SH Call SOLE 12600 0 0 MARATHON PETE CORP PUT 56585A952 704 12600 SH Put SOLE 12600 0 0 MASTERCARD INC CL A 57636Q104 752 2843 SH SOLE 2843 0 0 MATCH GROUP INC COM 57665R106 314 4675 SH SOLE 4675 0 0 MCDONALDS CORP COM 580135101 3420 16468 SH SOLE 16468 0 0 MCDONALDS CORP PUT 580135951 311 1500 SH Put SOLE 1500 0 0 MEDTRONIC PLC SHS G5960L103 3839 39421 SH SOLE 39421 0 0 MERCK & CO INC CALL 58933Y905 5459 65100 SH Call SOLE 65100 0 0 MERCK & CO INC PUT 58933Y955 5459 65100 SH Put SOLE 65100 0 0 METLIFE INC CALL 59156R908 1624 32700 SH Call SOLE 32700 0 0 METLIFE INC PUT 59156R958 1624 32700 SH Put SOLE 32700 0 0 MFA FINL INC NOTE 6.250% 6/1 55272XAA0 10079 10000000 PRN SOLE 10000000 0 0 MFA FINL INC PUT 55272X952 6103 850000 SH Put SOLE 850000 0 0 MICRON TECHNOLOGY INC CALL 595112903 6962 180400 SH Call SOLE 180400 0 0 MICRON TECHNOLOGY INC PUT 595112953 6371 165100 SH Put SOLE 165100 0 0 MICROSOFT CORP COM 594918104 708 5284 SH SOLE 5284 0 0 MOLINA HEALTHCARE INC COM 60855R100 1417 9900 SH SOLE 9900 0 0 MOLSON COORS BREWING CO CL B 60871R209 431 7700 SH SOLE 7700 0 0 MONDELEZ INTL INC CL A 609207105 3235 60010 SH SOLE 60010 0 0 MORGAN STANLEY COM NEW 617446448 1522 34749 SH SOLE 34749 0 0 MORGAN STANLEY CALL 617446908 3062 69900 SH Call SOLE 69900 0 0 MORGAN STANLEY PUT 617446958 3062 69900 SH Put SOLE 69900 0 0 MOSAIC ACQUISITION CORP COM CL A 61946M100 7650 750000 SH SOLE 750000 0 0 MOSAIC ACQUISITION CORP *W EXP 10/23/202 61946M118 238 250000 SH Call SOLE 250000 0 0 MRC GLOBAL INC COM 55345K103 213 12446 SH SOLE 12446 0 0 MURPHY USA INC COM 626755102 235 2800 SH SOLE 2800 0 0 MYLAN N V CALL N59465909 2506 131600 SH Call SOLE 131600 0 0 MYLAN N V PUT N59465959 2506 131600 SH Put SOLE 131600 0 0 NABORS INDS INC NEW NOTE 0.750% 1/1 62957HAB1 3945 5500000 PRN SOLE 5500000 0 0 NEBULA ACQUISITION CORP COM CLASS A 629076100 5045 500001 SH SOLE 500001 0 0 NEBULA ACQUISITION CORP *W EXP 03/12/202 629076118 167 166667 SH Call SOLE 166667 0 0 NETAPP INC CALL 64110D904 932 15100 SH Call SOLE 15100 0 0 NETAPP INC PUT 64110D954 932 15100 SH Put SOLE 15100 0 0 NETFLIX INC COM 64110L106 886 2412 SH SOLE 2412 0 0 NETFLIX INC CALL 64110L906 8448 23000 SH Call SOLE 23000 0 0 NETFLIX INC PUT 64110L956 8448 23000 SH Put SOLE 23000 0 0 NEUBERGER BERMAN MLP AND ENR COM 64129H104 1751 233161 SH SOLE 233161 0 0 NEW FRONTIER CORP COM CL A G6485P108 7553 750000 SH SOLE 750000 0 0 NEW FRONTIER CORP *W EXP 99/99/999 G6485P124 210 299922 SH Call SOLE 299922 0 0 NEW YORK MTG TR INC NOTE 6.250% 1/1 649604AD7 5028 5000000 PRN SOLE 5000000 0 0 NEWMONT GOLDCORP CORPORATION COM 651639106 1618 42054 SH SOLE 42054 0 0 NIKE INC CL B 654106103 915 10904 SH SOLE 10904 0 0 NIO INC SPON ADS 62914V106 5089 1995675 SH SOLE 1995675 0 0 NIO INC CALL 62914V906 880 345000 SH Call SOLE 345000 0 0 NIO INC PUT 62914V956 14204 5570000 SH Put SOLE 5570000 0 0 NORDSTROM INC CALL 655664900 1472 46200 SH Call SOLE 46200 0 0 NORTHROP GRUMMAN CORP CALL 666807902 5590 17300 SH Call SOLE 17300 0 0 NORTHROP GRUMMAN CORP PUT 666807952 5590 17300 SH Put SOLE 17300 0 0 NVIDIA CORP CALL 67066G904 9049 55100 SH Call SOLE 55100 0 0 NVIDIA CORP PUT 67066G954 7571 46100 SH Put SOLE 46100 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 1391 3767 SH SOLE 3767 0 0 O REILLY AUTOMOTIVE INC NEW CALL 67103H907 6426 17400 SH Call SOLE 17400 0 0 O REILLY AUTOMOTIVE INC NEW PUT 67103H957 6426 17400 SH Put SOLE 17400 0 0 OASIS PETE INC NEW COM 674215108 186 32800 SH SOLE 32800 0 0 OCCIDENTAL PETE CORP CALL 674599905 18010 358200 SH Call SOLE 358200 0 0 OCCIDENTAL PETE CORP PUT 674599955 18010 358200 SH Put SOLE 358200 0 0 ORACLE CORP COM 68389X105 341 5980 SH SOLE 5980 0 0 PAGERDUTY INC COM 69553P100 9410 200000 SH SOLE 200000 0 0 PALO ALTO NETWORKS INC COM 697435105 2979 14620 SH SOLE 14620 0 0 PATTERN ENERGY GROUP INC NOTE 4.000% 7/1 70338PAB6 18250 18017000 PRN SOLE 18017000 0 0 PATTERSON UTI ENERGY INC COM 703481101 1348 117083 SH SOLE 117083 0 0 PDC ENERGY INC NOTE 1.125% 9/1 69327RAD3 941 1000000 PRN SOLE 1000000 0 0 PENNYMAC MTG INVT TR PUT 70931T953 4366 200000 SH Put SOLE 200000 0 0 PEPSICO INC CALL 713448908 2662 20300 SH Call SOLE 20300 0 0 PEPSICO INC PUT 713448958 2662 20300 SH Put SOLE 20300 0 0 PERRIGO CO PLC CALL G97822903 890 18700 SH Call SOLE 18700 0 0 PERRIGO CO PLC PUT G97822953 890 18700 SH Put SOLE 18700 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 111818 7874500 SH SOLE 7874500 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 680 43658 SH SOLE 43658 0 0 PFIZER INC CALL 717081903 4713 108800 SH Call SOLE 108800 0 0 PFIZER INC PUT 717081953 4713 108800 SH Put SOLE 108800 0 0 PG&E CORP COM 69331C108 46099 2011283 SH SOLE 2011283 0 0 PHILIP MORRIS INTL INC COM 718172109 4007 51020 SH SOLE 51020 0 0 PHILIP MORRIS INTL INC CALL 718172909 7845 99900 SH Call SOLE 99900 0 0 PHILIP MORRIS INTL INC PUT 718172959 7845 99900 SH Put SOLE 99900 0 0 PHILLIPS 66 CALL 718546904 10682 114200 SH Call SOLE 114200 0 0 PHILLIPS 66 PUT 718546954 10682 114200 SH Put SOLE 114200 0 0 PINTEREST INC CL A 72352L106 8166 300000 SH SOLE 300000 0 0 PLURALSIGHT INC COM CL A 72941B106 7580 250000 SH SOLE 250000 0 0 PNC FINL SVCS GROUP INC CALL 693475905 1414 10300 SH Call SOLE 10300 0 0 PNC FINL SVCS GROUP INC PUT 693475955 1414 10300 SH Put SOLE 10300 0 0 PORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0 73640QAB1 4940 5000000 PRN SOLE 5000000 0 0 PRA GROUP INC NOTE 3.500% 6/0 69354NAB2 50578 54000000 PRN SOLE 54000000 0 0 PRA GROUP INC CALL 69354N906 4221 150000 SH Call SOLE 150000 0 0 PRA GROUP INC PUT 69354N956 19979 710000 SH Put SOLE 710000 0 0 PROCTER AND GAMBLE CO COM 742718109 1635 14914 SH SOLE 14914 0 0 PROCTER AND GAMBLE CO CALL 742718909 1623 14800 SH Call SOLE 14800 0 0 PROCTER AND GAMBLE CO PUT 742718959 1623 14800 SH Put SOLE 14800 0 0 PULTE GROUP INC PUT 745867951 7905 250000 SH Put SOLE 250000 0 0 Q2 HLDGS INC COM 74736L109 1940 25400 SH SOLE 25400 0 0 QIAGEN NV CALL N72482903 1135 28000 SH Call SOLE 28000 0 0 QIAGEN NV PUT N72482953 568 14000 SH Put SOLE 14000 0 0 QUALCOMM INC COM 747525103 7015 92216 SH SOLE 92216 0 0 QUALCOMM INC CALL 747525903 19786 260100 SH Call SOLE 260100 0 0 QUALCOMM INC PUT 747525953 19786 260100 SH Put SOLE 260100 0 0 RANGE RES CORP COM 75281A109 290 41500 SH SOLE 41500 0 0 RAYTHEON CO COM NEW 755111507 2562 14732 SH SOLE 14732 0 0 RAYTHEON CO CALL 755111907 7303 42000 SH Call SOLE 42000 0 0 RAYTHEON CO PUT 755111957 7303 42000 SH Put SOLE 42000 0 0 REDWOOD TR INC PUT 758075952 1339 81000 SH Put SOLE 81000 0 0 RMG ACQUISITION CORP CL A 749641106 4885 500001 SH SOLE 500001 0 0 RMG ACQUISITION CORP *W EXP 02/21/202 749641114 157 166667 SH Call SOLE 166667 0 0 ROCKWELL MED INC COM 774374102 241 80000 SH SOLE 80000 0 0 SCHLUMBERGER LTD COM 806857108 934 23498 SH SOLE 23498 0 0 SCHLUMBERGER LTD CALL 806857908 25426 639800 SH Call SOLE 639800 0 0 SCHLUMBERGER LTD PUT 806857958 25426 639800 SH Put SOLE 639800 0 0 SEA LTD PUT 81141R950 3986 120000 SH Put SOLE 120000 0 0 SERVICENOW INC COM 81762P102 518 1888 SH SOLE 1888 0 0 SHOPIFY INC CL A 82509L107 514 1712 SH SOLE 1712 0 0 SIGNET JEWELERS LIMITED SHS G81276100 395 22073 SH SOLE 22073 0 0 SINA CORP ORD G81477104 62602 1451465 SH SOLE 1451465 0 0 SKYWORKS SOLUTIONS INC CALL 83088M902 2751 35600 SH Call SOLE 35600 0 0 SKYWORKS SOLUTIONS INC PUT 83088M952 2751 35600 SH Put SOLE 35600 0 0 SM ENERGY CO COM 78454L100 247 19700 SH SOLE 19700 0 0 SMARTSHEET INC COM CL A 83200N103 4840 100000 SH SOLE 100000 0 0 SOCIAL CAP HEDOSOPHIA HLDGS CL A G8250R103 1565 150000 SH SOLE 150000 0 0 SOLARCITY CORP NOTE 1.625%11/0 83416TAC4 36125 37630000 PRN SOLE 37630000 0 0 SONOS INC COM 83570H108 2268 200000 SH SOLE 200000 0 0 SOUTH MTN MERGER CORP UNIT 99/99/9999 838884203 6500 650000 SH SOLE 650000 0 0 SOUTHERN CO COM 842587107 374 6766 SH SOLE 6766 0 0 SOUTHWEST AIRLS CO COM 844741108 1073 21129 SH SOLE 21129 0 0 SPARTAN ENERGY ACQUISITON CO CL A COM STK 846784106 10000 1000002 SH SOLE 1000002 0 0 SPARTAN ENERGY ACQUISITON CO *W EXP 08/27/202 846784122 134 150000 SH Put SOLE 150000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 14650 50000 SH SOLE 50000 0 0 SPDR S&P 500 ETF TR CALL 78462F903 2930 10000 SH Call SOLE 10000 0 0 SPDR S&P 500 ETF TR PUT 78462F953 2637 9000 SH Put SOLE 9000 0 0 SPDR SERIES TRUST AEROSPACE DEF 78464A631 6240 60051 SH SOLE 60051 0 0 SPDR SERIES TRUST COMP SOFTWARE 78464A599 3253 33804 SH SOLE 33804 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 7929 90400 SH SOLE 90400 0 0 SPIRIT AEROSYSTEMS HLDGS INC PUT 848574959 40685 500000 SH Put SOLE 500000 0 0 SQUARE INC CL A 852234103 5592 77100 SH SOLE 77100 0 0 SQUARE INC CALL 852234903 2539 35000 SH Call SOLE 35000 0 0 SQUARE INC PUT 852234953 1269 17500 SH Put SOLE 17500 0 0 SRC ENERGY INC COM 78470V108 469 94621 SH SOLE 94621 0 0 STARBUCKS CORP CALL 855244909 5977 71300 SH Call SOLE 71300 0 0 STARBUCKS CORP PUT 855244959 5977 71300 SH Put SOLE 71300 0 0 STMICROELECTRONICS N V CALL 861012902 7224 410000 SH Call SOLE 410000 0 0 STMICROELECTRONICS N V PUT 861012952 3612 205000 SH Put SOLE 205000 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 155 21992 SH SOLE 21992 0 0 SVMK INC COM 78489X103 2477 150000 SH SOLE 150000 0 0 SYNCHRONY FINL COM 87165B103 886 25548 SH SOLE 25548 0 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 46685 2637550 SH SOLE 2637550 0 0 TARGET CORP COM 87612E106 309 3570 SH SOLE 3570 0 0 TARGET CORP CALL 87612E906 6574 75900 SH Call SOLE 75900 0 0 TARGET CORP PUT 87612E956 6574 75900 SH Put SOLE 75900 0 0 TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 40 20000 SH Call SOLE 20000 0 0 TAUBMAN CTRS INC COM 876664103 406 9952 SH SOLE 9952 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 4001 131627 SH SOLE 131627 0 0 TEMPUR SEALY INTL INC COM 88023U101 374 5100 SH SOLE 5100 0 0 TERADYNE INC COM 880770102 918 19154 SH SOLE 19154 0 0 TESLA INC NOTE 1.250% 3/0 88160RAC5 108348 113840000 PRN SOLE 113840000 0 0 TESLA INC NOTE 2.000% 5/1 88160RAG6 171788 175000000 PRN SOLE 175000000 0 0 TESLA INC CALL 88160R901 32580 145800 SH Call SOLE 145800 0 0 TESLA INC PUT 88160R951 492260 2202900 SH Put SOLE 2202900 0 0 TEXAS INSTRS INC COM 882508104 1054 9184 SH SOLE 9184 0 0 THE CHARLES SCHWAB CORPORATI COM 808513105 690 17172 SH SOLE 17172 0 0 THE REALREAL INC COM 88339P101 5948 205800 SH SOLE 205800 0 0 TIFFANY & CO NEW CALL 886547908 3315 35400 SH Call SOLE 35400 0 0 TIFFANY & CO NEW PUT 886547958 3315 35400 SH Put SOLE 35400 0 0 TILRAY INC CALL 88688T900 698 15000 SH Call SOLE 15000 0 0 TILRAY INC PUT 88688T950 9312 200000 SH Put SOLE 200000 0 0 TIMKEN CO COM 887389104 448 8726 SH SOLE 8726 0 0 TORTOISE ACQUISITION CORP CL A 89154L100 3940 400000 SH SOLE 400000 0 0 TORTOISE ACQUISITION CORP *W EXP 03/04/202 89154L118 140 200000 SH Call SOLE 200000 0 0 TOTAL S A CALL 89151E909 10321 185000 SH Call SOLE 185000 0 0 TOTAL S A PUT 89151E959 5161 92500 SH Put SOLE 92500 0 0 TPG PACE HLDGS CORP CL A G89827128 8320 800001 SH SOLE 800001 0 0 TPG PACE HLDGS CORP *W EXP 06/27/202 G89827110 110 69500 SH Call SOLE 69500 0 0 TRANSDIGM GROUP INC COM 893641100 534 1104 SH SOLE 1104 0 0 TRANSDIGM GROUP INC CALL 893641900 4451 9200 SH Call SOLE 9200 0 0 TRANSDIGM GROUP INC PUT 893641950 4451 9200 SH Put SOLE 9200 0 0 TRANSOCEAN LTD REG SHS H8817H100 4102 639973 SH SOLE 639973 0 0 TRANSOCEAN LTD PUT H8817H950 21018 3279000 SH Put SOLE 3279000 0 0 TRINET GROUP INC COM 896288107 536 7900 SH SOLE 7900 0 0 TWITTER INC COM 90184L102 232 6636 SH SOLE 6636 0 0 TWO HBRS INVT CORP COM NEW 90187B408 127 10000 SH SOLE 10000 0 0 TWO HBRS INVT CORP NOTE 6.250% 1/1 90187BAA9 23303 23100000 PRN SOLE 23100000 0 0 TWO HBRS INVT CORP PUT 90187B958 14571 1150000 SH Put SOLE 1150000 0 0 UBER TECHNOLOGIES INC CALL 90353T900 46380 1000000 SH Call SOLE 1000000 0 0 UBER TECHNOLOGIES INC PUT 90353T950 111312 2400000 SH Put SOLE 2400000 0 0 UBIQUITI NETWORKS INC COM 90347A100 279 2120 SH SOLE 2120 0 0 UNDER ARMOUR INC CL A 904311107 1012 39936 SH SOLE 39936 0 0 UNION PACIFIC CORP CALL 907818908 7610 45000 SH Call SOLE 45000 0 0 UNION PACIFIC CORP PUT 907818958 7610 45000 SH Put SOLE 45000 0 0 UNISYS CORP NOTE 5.500% 3/0 909214BS6 12186 9970000 PRN SOLE 9970000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1323 12815 SH SOLE 12815 0 0 UNITED PARCEL SERVICE INC CALL 911312906 12950 125400 SH Call SOLE 125400 0 0 UNITED PARCEL SERVICE INC PUT 911312956 12950 125400 SH Put SOLE 125400 0 0 UNITED RENTALS INC CALL 911363909 809 6100 SH Call SOLE 6100 0 0 UNITED RENTALS INC PUT 911363959 809 6100 SH Put SOLE 6100 0 0 UNITED TECHNOLOGIES CORP COM 913017109 65118 500137 SH SOLE 500137 0 0 UNITI GROUP INC CALL 91325V908 4209 443000 SH Call SOLE 443000 0 0 UNUM GROUP COM 91529Y106 788 23477 SH SOLE 23477 0 0 VALERO ENERGY CORP NEW CALL 91913Y900 12080 141100 SH Call SOLE 141100 0 0 VALERO ENERGY CORP NEW PUT 91913Y950 12080 141100 SH Put SOLE 141100 0 0 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 515 21791 SH SOLE 21791 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 3476 31544 SH SOLE 31544 0 0 VANECK VECTORS ETF TR CALL 92189F906 3305 30000 SH Call SOLE 30000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 399 6990 SH SOLE 6990 0 0 VERIZON COMMUNICATIONS INC CALL 92343V904 4685 82000 SH Call SOLE 82000 0 0 VERIZON COMMUNICATIONS INC PUT 92343V954 4685 82000 SH Put SOLE 82000 0 0 VICI PPTYS INC COM 925652109 8215 372737 SH SOLE 372737 0 0 VISA INC CALL 92826C909 2395 13800 SH Call SOLE 13800 0 0 VONAGE HLDGS CORP COM 92886T201 1502 132600 SH SOLE 132600 0 0 WALGREENS BOOTS ALLIANCE INC CALL 931427908 5872 107400 SH Call SOLE 107400 0 0 WALGREENS BOOTS ALLIANCE INC PUT 931427958 5872 107400 SH Put SOLE 107400 0 0 WALMART INC COM 931142103 240 2169 SH SOLE 2169 0 0 WAYFAIR INC NOTE 0.375% 9/0 94419LAB7 16641 11000000 PRN SOLE 11000000 0 0 WAYFAIR INC PUT 94419L951 6716 46000 SH Put SOLE 46000 0 0 WELLS FARGO CO NEW CALL 949746901 4524 95600 SH Call SOLE 95600 0 0 WELLS FARGO CO NEW PUT 949746951 4524 95600 SH Put SOLE 95600 0 0 WESTERN ASSET MTG CAP CORP NOTE 6.750%10/0 95790DAA3 10955 11000000 PRN SOLE 11000000 0 0 WESTERN ASSET MTG CAP CORP PUT 95790D955 6986 700000 SH Put SOLE 700000 0 0 WESTERN DIGITAL CORP CALL 958102905 15853 333400 SH Call SOLE 333400 0 0 WESTERN DIGITAL CORP PUT 958102955 15853 333400 SH Put SOLE 333400 0 0 WHIRLPOOL CORP CALL 963320906 3644 25600 SH Call SOLE 25600 0 0 WHIRLPOOL CORP PUT 963320956 3644 25600 SH Put SOLE 25600 0 0 WHITING PETE CORP NEW COM NEW 966387409 244 13037 SH SOLE 13037 0 0 WILLIAMS COS INC DEL CALL 969457900 1284 45800 SH Call SOLE 45800 0 0 WILLIAMS COS INC DEL PUT 969457950 1284 45800 SH Put SOLE 45800 0 0 WIX COM LTD SHS M98068105 312 2196 SH SOLE 2196 0 0 WYNN RESORTS LTD COM 983134107 1135 9150 SH SOLE 9150 0 0 XILINX INC COM 983919101 273 2313 SH SOLE 2313 0 0 XILINX INC CALL 983919901 2005 17000 SH Call SOLE 17000 0 0 XILINX INC PUT 983919951 2005 17000 SH Put SOLE 17000 0 0 YUM BRANDS INC COM 988498101 2578 23293 SH SOLE 23293 0 0 YUM CHINA HLDGS INC COM 98850P109 1884 40770 SH SOLE 40770 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 4440 50000 SH SOLE 50000 0 0 ZTO EXPRESS CAYMAN INC SPONSORED ADS A 98980A105 607 31754 SH SOLE 31754 0 0 ZYNGA INC CL A 98986T108 3422 558200 SH SOLE 558200 0 0