-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E/IvLneWvpFjbNlT/GgyGFCZdXlVUvfd4w9ReeDUse2rblrk7xC35NGf+ez511+D /2ig1tceY/J5MxXxwKN4bA== 0000009713-07-000035.txt : 20070731 0000009713-07-000035.hdr.sgml : 20070731 20070731082017 ACCESSION NUMBER: 0000009713-07-000035 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070112 FILED AS OF DATE: 20070731 DATE AS OF CHANGE: 20070731 EFFECTIVENESS DATE: 20070731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WM STRATEGIC ASSET MANAGEMENT PORTFOLIOS CENTRAL INDEX KEY: 0001011114 IRS NUMBER: 954584965 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07577 FILM NUMBER: 071011155 BUSINESS ADDRESS: STREET 1: WM GROUP OF FUNDS STREET 2: 1201 THIRD AVENUE, 22ND FLOOR CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-461-2413 MAIL ADDRESS: STREET 1: WM GROUP OF FUNDS STREET 2: 1201 THIRD AVENUE, 22ND FLOOR CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: SIERRA ASSET MANAGEMENT PORTFOLIOS DATE OF NAME CHANGE: 19960726 FORMER COMPANY: FORMER CONFORMED NAME: SIERRA ASSET MANAGEMENT TRUST DATE OF NAME CHANGE: 19960322 0001011114 S000000913 CONSERVATIVE BALANCED PORTFOLIO C000002621 CLASS A SAIPX C000002622 CLASS B SBIPX C000002623 CLASS C SCIPX C000018570 CLASS R-1 C000018571 CLASS R-2 0001011114 S000000914 STRATEGIC GROWTH PORTFOLIO C000002624 CLASS A SACAX C000002625 CLASS B SBCAX C000002626 CLASS C SWHCX C000018572 CLASS R-1 C000018573 CLASS R-2 0001011114 S000000915 FLEXIBLE INCOME PORTFOLIO C000002627 CLASS A SAUPX C000002628 CLASS B SBUPX C000002629 CLASS C SCUPX C000018574 CLASS R-1 C000018575 CLASS R-2 0001011114 S000000916 BALANCED PORTFOLIO C000002630 CLASS A SABPX C000002631 CLASS B SBBPX C000002632 CLASS C SCBPX C000018576 CLASS R-1 C000018577 CLASS R-2 0001011114 S000000917 CONSERVATIVE GROWTH PORTFOLIO C000002633 CLASS A SAGPX C000002634 CLASS B SBGPX C000002635 CLASS C SCGPX C000018578 CLASS R-1 C000018579 CLASS R-2 N-PX 1 wmsamretail.txt FINAL N-PX FILING FOR WM STRATEGIC ASSET MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-07577 WM Strategic Asset Management Portfolios, LLC (Exact name of registrant as specified in charter) 1201 Third Avenue, 22nd Floor, Seattle, WA 98101 (Address of principal executive offices) (Zip code) William G. Papesh 1201 Third Avenue, 22nd Floor, Seattle, WA 98101 (Name and address of agent for service) Registrant's telephone number, including area code: (206) 461-3800 Date of fiscal year end: October 31 Date of reporting period: July 1, 2006 - January 12, 2007
Vote Summary Report Jul 01, 2006 - Jun 30, 2007 Fund: WM Balanced Portfolio Investment Advisor: Washington Mutual Advisors ("WMA") All proxy issues were voted on at a special meeting held on December 15, 2006. Mgmt. Shares Voted --------------------------------------- Company/Ballot Issues Cusip Rec. Shares Proponent FOR AGAINST ABSTAIN ---------------------------------------------------------------------------------------------------------------------------- WM EQUITY INCOME FUND 928965763 FOR 25,492,364.000 MGMT 23,696,936.803 725,002.832 1,070,424.364 Proposal 1 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Equity Income Fund into the PIF Equity Income Fund I. WM EQUITY INCOME FUND 928965763 FOR 25,492,364.000 MGMT 23,719,370.084 688,548.752 1,084,445.165 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM GROWTH & INCOME FUND 928965805 FOR 20,644,989.000 MGMT 18,558,399.962 1,467,652.268 618,936.770 Proposal 2 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Growth & Income Fund into the PIF Disciplined LargeCap Blend Fund. WM GROWTH & INCOME FUND 928965805 FOR 20,644,989.000 MGMT 18,653,986.261 1,247,370.235 743,632.504 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM GROWTH FUND 928966803 FOR 42,316,070.000 MGMT 38,507,623.700 1,901,261.025 1,907,185.275 Proposal 14 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Growth Fund into the PIF LargeCap Growth Fund. WM GROWTH FUND 928966803 FOR 42,316,070.000 MGMT 38,633,302.428 1,774,735.976 1,908,031.596 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM GROWTH FUND 928966803 FOR 42,316,070.000 MGMT 38,240,186.138 1,924,958.024 2,150,925.838 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (b) Janus Capital Management LLC WM GROWTH FUND 928966803 FOR 42,316,070.000 MGMT 38,118,739.017 1,998,164.825 2,199,166.158 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (c) ClearBridge Advisors, LLC WM GROWTH FUND 928966803 FOR 42,316,070.000 MGMT 38,760,673.799 1,535,227.020 2,020,169.182 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (d) OppenheimerFunds, Inc. WM HIGH YIELD FUND 928965581 FOR 24,337,643.000 MGMT 22,989,337.578 478,721.438 869,583.984 Proposal 3 Approval of Agreement and Plan of Reorganization providing for the combination of the WM High Yield Fund into the PIF High Yield Fund II. WM HIGH YIELD FUND 928965581 FOR 24,337,643.000 MGMT 22,981,306.156 522,285.819 833,807.649 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM INCOME FUND 928965409 FOR 52,838,397.000 MGMT 48,946,320.677 1,763,217.308 2,128,859.015 Proposal 4 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Income Fund into the PIF Income Fund. WM INCOME FUND 928965409 FOR 52,838,397.000 MGMT 49,097,966.876 1,613,684.644 2,126,745.479 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM INTERNATIONAL GROWTH FUND 928966852 FOR 29,082,586.000 MGMT 26,395,064.228 2,028,510.374 659,011.399 Proposal 15 Approval of Agreement and Plan of Reorganization providing for the combination of the WM International Growth Fund into the PIF Diversified International Fund. WM INTERNATIONAL GROWTH FUND 928966852 FOR 29,082,586.000 MGMT 26,365,109.164 2,006,407.608 711,069.228 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM INTERNATIONAL GROWTH FUND 928966852 FOR 29,082,586.000 MGMT 26,721,370.843 1,522,473.377 838,741.780 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (e) Capital Guardian Trust Company WM MID CAP STOCK FUND 928965573 FOR 11,320,158.000 MGMT 10,485,183.146 449,183.869 385,790.985 Proposal 5 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Mid Cap Stock Fund into the PIF MidCap Stock Fund. WM MID CAP STOCK FUND 928965573 FOR 11,320,158.000 MGMT 10,506,578.245 426,317.150 387,375.807 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM REIT FUND 928965417 FOR 6,963,922.000 MGMT 6,585,154.282 218,179.676 160,657.681 Proposal 7 Approval of Agreement and Plan of Reorganization providing for the combination of the WM REIT Fund into the PIF Real Estate Securities Fund. WM REIT FUND 928965417 FOR 6,963,922.000 MGMT 6,637,244.419 170,825.007 155,922.214 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM SHORT TERM INCOME FUND 928966407 FOR 18,932,127.000 MGMT 17,662,727.885 823,926.167 445,472.948 Proposal 16 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Short Term Income Fund into the PIF Short- Term Income Fund. WM SHORT TERM INCOME FUND 928966407 FOR 18,932,127.000 MGMT 17,707,786.347 750,090.872 474,439.103 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM SMALL CAP GROWTH FUND 928966621 FOR 5,751,117.000 MGMT 5,282,113.409 281,804.733 187,198.858 Proposal 17 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Small Cap Growth Fund into the PIF SmallCap Growth Fund. WM SMALL CAP GROWTH FUND 928966621 FOR 5,751,117.000 MGMT 5,292,465.419 265,068.983 193,582.598 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM SMALL CAP GROWTH FUND 928966621 FOR 5,751,117.000 MGMT 5,209,131.734 318,036.770 224,006.007 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (f) Delaware Management Company WM SMALL CAP GROWTH FUND 928966621 FOR 5,751,117.000 MGMT 5,203,955.729 310,847.874 236,313.398 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (g) Oberweis Asset Management, Inc. WM SMALL CAP VALUE FUND 928965367 FOR 7,491,696.000 MGMT 6,744,249.490 429,049.430 318,397.080 Proposal 8 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Small Cap Value Fund into the PIF SmallCap Value Fund. WM SMALL CAP VALUE FUND 928965367 FOR 7,491,696.000 MGMT 6,841,491.704 472,726.018 177,478.278 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM U.S. GOVERNMENT SECURITIES FUND 928965722 FOR 75,752,751.000 MGMT 67,732,049.724 4,180,036.800 3,840,664.476 Proposal 10 Approval of Agreement and Plan of Reorganization providing for the combination of the WM U.S. Government Securities Fund into the PIF Mortgage Securities Fund. WM U.S. GOVERNMENT SECURITIES FUND 928965722 FOR 75,752,751.000 MGMT 68,461,548.716 3,270,246.261 4,020,956.023 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM WEST COAST EQUITY FUND 928965813 FOR 6,475,471.000 MGMT 5,893,067.138 309,138.986 273,264.876 Proposal 11 Approval of Agreement and Plan of Reorganization providing for the combination of the WM West Coast Equity Fund into the PIF West Coast Equity Fund. WM WEST COAST EQUITY FUND 928965813 FOR 6,475,471.000 MGMT 5,919,940.343 275,207.518 280,323.140 Proposal 23 Approval of Proposed Advisory Agreement with WMA
Vote Summary Report Jul 01, 2006 - Jun 30, 2007 Fund: WM Conservative Balanced Portfolio Investment Advisor: Washington Mutual Advisors ("WMA") All proxy issues were voted on at a special meeting held on December 15, 2006. Mgmt. Shares Voted --------------------------------------- Company/Ballot Issues Cusip Rec. Shares Proponent FOR AGAINST ABSTAIN -------------------------------------------------------------------------------------------------------------------------------- WM EQUITY INCOME FUND 928965763 FOR 2,658,204.000 MGMT 2,470,986.692 75,599.322 111,617.986 Proposal 1 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Equity Income Fund into the PIF Equity Income Fund I. WM EQUITY INCOME FUND 928965763 FOR 2,658,204.000 MGMT 2,473,325.912 71,798.090 113,079.998 Proposal 23 Approval of Proposed Advisory Agreemement with WMA. WM GROWTH & INCOME FUND 928965805 FOR 1,916,268.000 MGMT 1,722,590.793 136,227.492 57,449.715 Proposal 2 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Growth & Income Fund into the PIF Disciplined LargeCap Blend Fund. WM GROWTH & INCOME FUND 928965805 FOR 1,916,268.000 MGMT 1,731,463.114 115,780.913 69,023.973 Proposal 23 Approval of Proposed Advisory Agreemement with WMA. WM GROWTH FUND 928966803 FOR 3,672,566.000 MGMT 3,342,035.060 165,008.390 165,522.550 Proposal 14 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Growth Fund into the PIF LargeCap Growth Fund. WM GROWTH FUND 928966803 FOR 3,672,566.000 MGMT 3,352,942.581 154,027.418 165,596.001 Proposal 23 Approval of Proposed Advisory Agreemement with WMA. WM GROWTH FUND 928966803 FOR 3,672,566.000 MGMT 3,318,824.443 167,065.027 186,676.530 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (b) Janus Capital Management LLC WM GROWTH FUND 928966803 FOR 3,672,566.000 MGMT 3,308,284.178 173,418.567 190,863.255 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (c) ClearBridge Advisors, LLC WM GROWTH FUND 928966803 FOR 3,672,566.000 MGMT 3,363,997.005 133,240.694 175,328.301 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (d) OppenheimerFunds, Inc. WM HIGH YIELD FUND 928965581 FOR 4,258,762.000 MGMT 4,022,826.585 83,769.849 152,165.566 Proposal 3 Approval of Agreement and Plan of Reorganization providing for the combination of the WM High Yield Fund into the PIF High Yield Fund II. WM HIGH YIELD FUND 928965581 FOR 4,258,762.000 MGMT 4,021,421.194 91,393.033 145,905.186 Proposal 23 Approval of Proposed Advisory Agreemement with WMA. WM INCOME FUND 928965409 FOR 12,642,407.000 MGMT 11,711,167.300 421,877.122 509,362.578 Proposal 4 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Income Fund into the PIF Income Fund. WM INCOME FUND 928965409 FOR 12,642,407.000 MGMT 11,747,451.008 386,099.110 508,856.882 Proposal 23 Approval of Proposed Advisory Agreemement with WMA. WM INTERNATIONAL GROWTH FUND 928966852 FOR 2,639,592.000 MGMT 2,395,667.303 184,111.542 59,813.155 Proposal 15 Approval of Agreement and Plan of Reorganization providing for the combination of the WM International Growth Fund into the PIF Diversified International Fund. WM INTERNATIONAL GROWTH FUND 928966852 FOR 2,639,592.000 MGMT 2,392,948.524 182,105.452 64,538.024 Proposal 23 Approval of Proposed Advisory Agreemement with WMA. WM INTERNATIONAL GROWTH FUND 928966852 FOR 2,639,592.000 MGMT 2,425,283.526 138,182.641 76,125.833 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (e) Capital Guardian Trust Company WM MID CAP STOCK FUND 928965573 FOR 1,056,514.000 MGMT 978,585.527 41,922.476 36,005.997 Proposal 5 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Mid Cap Stock Fund into the PIF MidCap Stock Fund. WM MID CAP STOCK FUND 928965573 FOR 1,056,514.000 MGMT 980,582.339 39,788.317 36,153.909 Proposal 23 Approval of Proposed Advisory Agreemement with WMA. WM REIT FUND 928965417 FOR 648,386.000 MGMT 613,120.285 20,313.933 14,958.265 Proposal 7 Approval of Agreement and Plan of Reorganization providing for the combination of the WM REIT Fund into the PIF Real Estate Securities Fund. WM REIT FUND 928965417 FOR 648,386.000 MGMT 617,970.213 15,904.909 14,517.363 Proposal 23 Approval of Proposed Advisory Agreemement with WMA. WM SHORT TERM INCOME FUND 928966407 FOR 15,581,304.000 MGMT 14,536,577.567 678,098.350 366,628.083 Proposal 16 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Short Term Income Fund into the PIF Short-Term Income Fund. WM SHORT TERM INCOME FUND 928966407 FOR 15,581,304.000 MGMT 14,573,661.070 617,331.264 390,467.478 Proposal 23 Approval of Proposed Advisory Agreemement with WMA. WM SMALL CAP GROWTH FUND 928966621 FOR 476,428.000 MGMT 437,575.297 23,344.972 15,507.731 Proposal 17 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Small Cap Growth Fund into the PIF SmallCap Growth Fund. WM SMALL CAP GROWTH FUND 928966621 FOR 476,428.000 MGMT 438,432.867 21,958.567 16,036.566 Proposal 23 Approval of Proposed Advisory Agreemement with WMA. WM SMALL CAP GROWTH FUND 928966621 FOR 476,428.000 MGMT 431,529.425 26,346.468 18,556.871 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (f) Delaware Management Company WM SMALL CAP GROWTH FUND 928966621 FOR 476,428.000 MGMT 431,100.640 25,750.933 19,576.427 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (g) Oberweis Asset Management, Inc. WM SMALL CAP VALUE FUND 928965367 FOR 624,132.000 MGMT 561,862.350 35,744.040 26,525.610 Proposal 8 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Small Cap Value Fund into the PIF SmallCap Value Fund. WM SMALL CAP VALUE FUND 928965367 FOR 624,132.000 MGMT 569,963.584 39,382.729 14,785.687 Proposal 23 Approval of Proposed Advisory Agreemement with WMA. WM U.S. GOVERNMENT SECURITIES FUND 928965722 FOR 16,054,997.000 MGMT 14,355,093.918 885,914.734 813,988.348 Proposal 10 Approval of Agreement and Plan of Reorganization providing for the combination of the WM U.S. Government Securities Fund into the PIF Mortgage Securities Fund. WM U.S. GOVERNMENT SECURITIES FUND 928965722 FOR 16,054,997.000 MGMT 14,509,703.539 693,094.220 852,199.241 Proposal 23 Approval of Proposed Advisory Agreemement with WMA. WM WEST COAST EQUITY FUND 928965813 FOR 596,793.000 MGMT 543,117.438 28,490.898 25,184.665 Proposal 11 Approval of Agreement and Plan of Reorganization providing for the combination of the WM West Coast Equity Fund into the PIF West Coast Equity Fund. WM WEST COAST EQUITY FUND 928965813 FOR 596,793.000 MGMT 545,594.129 25,363.703 25,835.169 Proposal 23 Approval of Proposed Advisory Agreemement with WMA.
Vote Summary Report Jul 01, 2006 - Jun 30, 2007 Fund: WM Conservative Growth Portfolio Investment Advisor: Washington Mutual Advisors ("WMA") All proxy issues were voted on at a special meeting held on December 15, 2006. Mgmt. Shares Voted --------------------------------------- Company/Ballot Issues Cusip Rec. Shares Proponent FOR AGAINST ABSTAIN ---------------------------------------------------------------------------------------------------------------------------- WM EQUITY INCOME FUND 928965763 FOR 27,703,483.000 MGMT 25,752,326.692 787,887.057 1,163,269.251 Proposal 1 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Equity Income Fund into the PIF Equity Income Fund I. WM EQUITY INCOME FUND 928965763 FOR 27,703,483.000 MGMT 25,776,705.757 748,271.076 1,178,506.167 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM GROWTH & INCOME FUND 928965805 FOR 22,370,799.000 MGMT 20,109,782.345 1,590,340.101 670,676.554 Proposal 2 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Growth & Income Fund into the PIF Disciplined LargeCap Blend Fund. WM GROWTH & INCOME FUND 928965805 FOR 22,370,799.000 MGMT 20,213,359.144 1,351,643.676 805,796.180 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM GROWTH FUND 928966803 FOR 42,799,764.000 MGMT 38,947,785.240 1,922,993.397 1,928,985.363 Proposal 14 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Growth Fund into the PIF LargeCap Growth Fund. WM GROWTH FUND 928966803 FOR 42,799,764.000 MGMT 39,074,900.539 1,795,022.102 1,929,841.359 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM GROWTH FUND 928966803 FOR 42,799,764.000 MGMT 38,677,290.732 1,946,961.264 2,175,512.004 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (b) Janus Capital Management LLC WM GROWTH FUND 928966803 FOR 42,799,764.000 MGMT 38,554,455.409 2,021,004.856 2,224,303.735 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (c) ClearBridge Advisors, LLC WM GROWTH FUND 928966803 FOR 42,799,764.000 MGMT 39,203,727.829 1,552,775.438 2,043,260.733 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (d) OppenheimerFunds, Inc. WM HIGH YIELD FUND 928965581 FOR 11,030,342.000 MGMT 10,419,261.053 216,966.827 394,114.120 Proposal 3 Approval of Agreement and Plan of Reorganization providing for the combination of the WM High Yield Fund into the PIF High Yield Fund II. WM HIGH YIELD FUND 928965581 FOR 11,030,342.000 MGMT 10,415,621.040 236,711.139 377,899.517 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM INCOME FUND 928965409 FOR 16,319,448.000 MGMT 15,117,357.460 544,579.980 657,510.560 Proposal 4 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Income Fund into the PIF Income Fund. WM INCOME FUND 928965409 FOR 16,319,448.000 MGMT 15,164,194.276 498,395.942 656,857.782 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM INTERNATIONAL GROWTH FUND FOR 29,455,269.000 MGMT 26,733,307.592 2,054,505.013 667,456.396 Proposal 15 Approval of Agreement and Plan of Reorganization providing for the 928966852 combination of the WM International Growth Fund into the PIF Diversified International Fund. WM INTERNATIONAL GROWTH FUND 928966852 FOR 29,455,269.000 MGMT 26,702,968.665 2,032,119.008 720,181.327 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM INTERNATIONAL GROWTH FUND 928966852 FOR 29,455,269.000 MGMT 27,063,795.710 1,541,983.332 849,489.958 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (e) Capital Guardian Trust Company WM MID CAP STOCK FUND 928965573 FOR 11,939,209.000 MGMT 11,058,572.944 473,747.813 406,888.243 Proposal 5 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Mid Cap Stock Fund into the PIF MidCap Stock Fund. WM MID CAP STOCK FUND 928965573 FOR 11,939,209.000 MGMT 11,081,138.049 449,630.611 408,559.732 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM REIT FUND 928965417 FOR 7,606,936.000 MGMT 7,193,194.751 238,325.305 175,492.014 Proposal 7 Approval of Agreement and Plan of Reorganization providing for the combination of the WM REIT Fund into the PIF Real Estate Securities Fund. WM REIT FUND 928965417 FOR 7,606,936.000 MGMT 7,250,094.632 186,598.140 170,319.297 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM SMALL CAP GROWTH FUND 928966621 FOR 6,543,442.000 MGMT 6,009,824.305 320,628.658 212,989.037 Proposal 17 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Small Cap Growth Fund into the PIF SmallCap Growth Fund. WM SMALL CAP GROWTH FUND 928966621 FOR 6,543,442.000 MGMT 6,021,602.501 301,587.242 220,252.258 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM SMALL CAP GROWTH FUND 928966621 FOR 6,543,442.000 MGMT 5,926,788.026 361,852.343 254,867.066 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (f) Delaware Management Company WM SMALL CAP GROWTH FUND 928966621 FOR 6,543,442.000 MGMT 5,920,898.928 353,673.040 268,870.032 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (g) Oberweis Asset Management, Inc. WM SMALL CAP VALUE FUND 928965367 FOR 8,471,538.000 MGMT 7,626,332.654 485,164.981 360,040.365 Proposal 8 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Small Cap Value Fund into the PIF SmallCap Value Fund. WM SMALL CAP VALUE FUND 928965367 FOR 8,471,538.000 MGMT 7,736,293.217 534,554.048 200,690.735 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM U.S. GOVERNMENT SECURITIES FUND 928965722 FOR 26,535,725.000 MGMT 23,726,122.437 1,464,241.306 1,345,361.258 Proposal 10 Approval of Agreement and Plan of Reorganization providing for the combination of the WM U.S. Government Securities Fund into the PIF Mortgage Securities Fund. WM U.S. GOVERNMENT SECURITIES FUND 928965722 FOR 26,535,725.000 MGMT 23,981,661.469 1,145,547.248 1,408,516.283 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM WEST COAST EQUITY FUND 928965813 FOR 6,896,008.000 MGMT 6,275,781.040 329,215.422 291,011.538 Proposal 11 Approval of Agreement and Plan of Reorganization providing for the combination of the WM West Coast Equity Fund into the PIF West Coast Equity Fund. WM WEST COAST EQUITY FUND 928965813 FOR 6,896,008.000 MGMT 6,304,399.474 293,080.340 298,528.186 Proposal 23 Approval of Proposed Advisory Agreement with WMA
Vote Summary Report Jul 01, 2006 - Jun 30, 2007 Fund: WM Flexible Income Portfolio Investment Advisor: Washington Mutual Advisors ("WMA") All proxy issues were voted on at a special meeting held on December 15, 2006. Mgmt. Shares Voted --------------------------------------- Company/Ballot Issues Cusip Rec. Shares Proponent FOR AGAINST ABSTAIN ------------------------------------------------------------------------------------------------------------------ WM EQUITY INCOME FUND 928965763 FOR 1,791,457.000 MGMT 1,665,284.683 50,949.037 75,223.279 Proposal 1 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Equity Income Fund into the PIF Equity Income Fund I. WM EQUITY INCOME FUND 928965763 FOR 1,791,457.000 MGMT 1,666,861.166 48,387.254 76,208.581 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM GROWTH & INCOME FUND 928965805 FOR 1,956,963.000 MGMT 1,759,172.750 139,120.500 58,669.751 Proposal 2 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Growth & Income Fund into the PIF Disciplined LargeCap Blend Fund. WM GROWTH & INCOME FUND 928965805 FOR 1,956,963.000 MGMT 1,768,233.488 118,239.704 70,489.807 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM GROWTH FUND 928966803 FOR 3,664,271.000 MGMT 3,334,486.610 164,635.696 165,148.694 Proposal 14 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Growth Fund into the PIF LargeCap Growth Fund. WM GROWTH FUND 928966803 FOR 3,664,271.000 MGMT 3,345,369.495 153,679.526 165,221.979 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM GROWTH FUND 928966803 FOR 3,664,271.000 MGMT 3,311,328.417 166,687.688 186,254.895 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (b) Janus Capital Management LLC WM GROWTH FUND 928966803 FOR 3,664,271.000 MGMT 3,300,811.960 173,026.877 190,432.164 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (c) ClearBridge Advisors, LLC WM GROWTH FUND 928966803 FOR 3,664,271.000 MGMT 3,356,398.951 132,939.752 174,932.298 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (d) OppenheimerFunds, Inc. WM HIGH YIELD FUND 928965581 FOR 6,538,928.000 MGMT 6,176,671.389 128,620.714 233,635.897 Proposal 3 Approval of Agreement and Plan of Reorganization providing for the combination of the WM High Yield Fund into the PIF High Yield Fund II. WM HIGH YIELD FUND 928965581 FOR 6,538,928.000 MGMT 6,174,513.543 140,325.395 224,023.673 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM INCOME FUND 928965409 FOR 23,744,075.000 MGMT 21,995,086.436 792,339.783 956,648.782 Proposal 4 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Income Fund into the PIF Income Fund. WM INCOME FUND 928965409 FOR 23,744,075.000 MGMT 22,063,231.931 725,144.051 955,699.019 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM MID CAP STOCK FUND 928965573 FOR 1,191,950.000 MGMT 1,104,031.768 47,296.576 40,621.656 Proposal 5 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Mid Cap Stock Fund into the PIF MidCap Stock Fund. WM MID CAP STOCK FUND 928965573 FOR 1,191,950.000 MGMT 1,106,284.554 44,888.837 40,788.529 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM REIT FUND 928965417 FOR 424,983.000 MGMT 401,868.175 13,314.717 9,804.358 Proposal 7 Approval of Agreement and Plan of Reorganization providing for the combination of the WM REIT Fund into the PIF Real Estate Securities Fund. WM REIT FUND 928965417 FOR 424,983.000 MGMT 405,047.047 10,424.833 9,515.369 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM SHORT TERM INCOME FUND 928966407 FOR 44,115,217.000 MGMT 41,157,291.700 1,919,894.244 1,038,031.056 Proposal 16 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Short Term Income Fund into the PIF Short-Term Income Fund. WM SHORT TERM INCOME FUND 928966407 FOR 44,115,217.000 MGMT 41,262,285.917 1,747,844.898 1,105,527.338 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM SMALL CAP GROWTH FUND 928966621 FOR 611,467.000 MGMT 561,601.866 29,961.883 19,903.251 Proposal 17 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Small Cap Growth Fund into the PIF SmallCap Growth Fund. WM SMALL CAP GROWTH FUND 928966621 FOR 611,467.000 MGMT 562,702.507 28,182.514 20,581.979 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM SMALL CAP GROWTH FUND 928966621 FOR 611,467.000 MGMT 553,842.350 33,814.125 23,816.640 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (f) Delaware Management Company WM SMALL CAP GROWTH FUND 928966621 FOR 611,467.000 MGMT 553,292.030 33,049.791 25,125.179 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (g) Oberweis Asset Management, Inc. WM SMALL CAP VALUE FUND 928965367 FOR 770,922.000 MGMT 694,007.112 44,150.703 32,764.185 Proposal 8 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Small Cap Value Fund into the PIF SmallCap Value Fund. WM SMALL CAP VALUE FUND 928965367 FOR 770,922.000 MGMT 704,013.680 48,645.178 18,263.142 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM U.S. GOVERNMENT SECURITIES FUND 928965722 FOR 25,721,761.000 MGMT 22,998,340.945 1,419,326.772 1,304,093.283 Proposal 10 Approval of Agreement and Plan of Reorganization providing for the combination of the WM U.S. Government Securities Fund into the PIF Mortgage Securities Fund. WM U.S. GOVERNMENT SECURITIES FUND 928965722 FOR 25,721,761.000 MGMT 23,246,041.504 1,110,408.422 1,365,311.074 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM WEST COAST EQUITY FUND 928965813 FOR 264,698.000 MGMT 240,891.062 12,636.683 11,170.256 Proposal 11 Approval of Agreement and Plan of Reorganization providing for the combination of the WM West Coast Equity Fund into the PIF West Coast Equity Fund. WM WEST COAST EQUITY FUND 928965813 FOR 264,698.000 MGMT 241,989.559 11,249.665 11,458.776 Proposal 23 Approval of Proposed Advisory Agreement with WMA
Vote Summary Report Jul 01, 2006 - Jun 30, 2007 Fund: WM Strategic Growth Portfolio Investment Advisor: Washington Mutual Advisors ("WMA") All proxy issues were voted on at a special meeting held on December 15, 2006. Mgmt. Shares Voted --------------------------------------- Company/Ballot Issues Cusip Rec. Shares Proponent FOR AGAINST ABSTAIN ---------------------------------------------------------------------------------------------------------------------------- WM EQUITY INCOME FUND 928965763 FOR 17,922,998.000 MGMT 16,660,681.251 509,730.063 752,586.686 Proposal 1 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Equity Income Fund into the PIF Equity Income Fund I. WM EQUITY INCOME FUND 928965763 FOR 17,922,998.000 MGMT 16,676,453.489 484,100.176 762,444.335 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM GROWTH & INCOME FUND 928965805 FOR 14,523,335.000 MGMT 13,055,461.532 1,032,463.885 435,409.583 Proposal 2 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Growth & Income Fund into the PIF Disciplined LargeCap Blend Fund. WM GROWTH & INCOME FUND 928965805 FOR 14,523,335.000 MGMT 13,122,704.573 877,499.901 523,130.527 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM GROWTH FUND 928966803 FOR 30,645,273.000 MGMT 27,887,198.430 1,376,892.116 1,381,182.454 Proposal 14 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Growth Fund into the PIF LargeCap Growth Fund. WM GROWTH FUND 928966803 FOR 30,645,273.000 MGMT 27,978,214.891 1,285,262.750 1,381,795.360 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM GROWTH FUND 928966803 FOR 30,645,273.000 MGMT 27,693,520.305 1,394,053.469 1,557,699.227 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (b) Janus Capital Management LLC WM GROWTH FUND 928966803 FOR 30,645,273.000 MGMT 27,605,568.371 1,447,069.791 1,592,634.838 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (c) ClearBridge Advisors, LLC WM GROWTH FUND 928966803 FOR 30,645,273.000 MGMT 28,070,457.163 1,111,810.504 1,463,005.333 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (d) OppenheimerFunds, Inc. WM HIGH YIELD FUND 928965581 FOR 10,795,210.000 MGMT 10,197,155.366 212,341.781 385,712.853 Proposal 3 Approval of Agreement and Plan of Reorganization providing for the combination of the WM High Yield Fund into the PIF High Yield Fund II. WM HIGH YIELD FUND 928965581 FOR 10,795,210.000 MGMT 10,193,592.947 231,665.207 369,843.895 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM INTERNATIONAL GROWTH FUND 928966852 FOR 20,633,926.000 MGMT 18,727,144.898 1,439,216.339 467,564.763 Proposal 15 Approval of Agreement and Plan of Reorganization providing for the combination of the WM International Growth Fund into the PIF Diversified International Fund. WM INTERNATIONAL GROWTH FUND 928966852 FOR 20,633,926.000 MGMT 18,705,891.955 1,423,534.555 504,499.491 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM INTERNATIONAL GROWTH FUND 928966852 FOR 20,633,926.000 MGMT 18,958,657.548 1,080,186.026 595,082.426 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (e) Capital Guardian Trust Company WM MID CAP STOCK FUND 928965573 FOR 8,928,981.000 MGMT 8,270,379.361 354,301.966 304,299.672 Proposal 5 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Mid Cap Stock Fund into the PIF MidCap Stock Fund. WM MID CAP STOCK FUND 928965573 FOR 8,928,981.000 MGMT 8,287,255.136 336,265.424 305,549.730 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM REIT FUND 928965417 FOR 4,641,181.000 MGMT 4,388,747.165 145,408.201 107,072.046 Proposal 7 Approval of Agreement and Plan of Reorganization providing for the combination of the WM REIT Fund into the PIF Real Estate Securities Fund. WM REIT FUND 928965417 FOR 4,641,181.000 MGMT 4,423,463.199 113,848.170 103,916.043 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM SMALL CAP GROWTH FUND 928966621 FOR 4,302,818.000 MGMT 3,951,923.192 210,838.082 140,056.726 Proposal 17 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Small Cap Growth Fund into the PIF SmallCap Growth Fund. WM SMALL CAP GROWTH FUND 928966621 FOR 4,302,818.000 MGMT 3,959,668.265 198,316.882 144,832.854 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM SMALL CAP GROWTH FUND 928966621 FOR 4,302,818.000 MGMT 3,897,320.432 237,945.835 167,594.761 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (f) Delaware Management Company WM SMALL CAP GROWTH FUND 928966621 FOR 4,302,818.000 MGMT 3,893,447.895 232,567.313 176,802.792 Proposal 24 Approval of Proposed Sub-Advisory Agreements with: (g) Oberweis Asset Management, Inc. WM SMALL CAP VALUE FUND 928965367 FOR 5,548,865.000 MGMT 4,995,254.739 317,783.499 235,826.763 Proposal 8 Approval of Agreement and Plan of Reorganization providing for the combination of the WM Small Cap Value Fund into the PIF SmallCap Value Fund. WM SMALL CAP VALUE FUND 928965367 FOR 5,548,865.000 MGMT 5,067,279.007 350,133.382 131,452.612 Proposal 23 Approval of Proposed Advisory Agreement with WMA WM WEST COAST EQUITY FUND 928965813 FOR 4,778,041.000 MGMT 4,348,303.992 228,103.677 201,633.330 Proposal 11 Approval of Agreement and Plan of Reorganization providing for the combination of the WM West Coast Equity Fund into the PIF West Coast Equity Fund. WM WEST COAST EQUITY FUND 928965813 FOR 4,778,041.000 MGMT 4,368,132.863 203,066.743 206,841.395 Proposal 23 Approval of Proposed Advisory Agreement with WMA
SIGNATURE Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. WM STRATEGIC ASSET MANAGEMENT PORTFOLIOS, LLC By: /s/ Jeffrey L. Lunzer --------------------------------------------- Jeffrey L. Lunzer Chief Financial Officer Dated: July 30, 2007 -----END PRIVACY-ENHANCED MESSAGE-----