0001140361-16-089237.txt : 20161209 0001140361-16-089237.hdr.sgml : 20161209 20161209142126 ACCESSION NUMBER: 0001140361-16-089237 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161207 FILED AS OF DATE: 20161209 DATE AS OF CHANGE: 20161209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIRMOUNT SANTROL HOLDINGS INC. CENTRAL INDEX KEY: 0001010858 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8834 MAYFIELD ROAD CITY: CHESTERLAND STATE: OH ZIP: 44026 BUSINESS PHONE: 800-255-7263 MAIL ADDRESS: STREET 1: 8834 MAYFIELD ROAD CITY: CHESTERLAND STATE: OH ZIP: 44026 FORMER COMPANY: FORMER CONFORMED NAME: FMSA HOLDINGS INC DATE OF NAME CHANGE: 20140818 FORMER COMPANY: FORMER CONFORMED NAME: FML HOLDINGS INC DATE OF NAME CHANGE: 19960318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASP Manager Corp. CENTRAL INDEX KEY: 0001621183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36670 FILM NUMBER: 162043701 BUSINESS ADDRESS: STREET 1: C/O AMERICAN SECURITIES LLC STREET 2: 299 PARK AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: 212 476-8000 MAIL ADDRESS: STREET 1: C/O AMERICAN SECURITIES LLC STREET 2: 299 PARK AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: American Securities Associates V, LLC CENTRAL INDEX KEY: 0001475484 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36670 FILM NUMBER: 162043702 BUSINESS ADDRESS: STREET 1: C/O AMERICAN SECURITIES LLC STREET 2: THE CHRYSLER CENTER, 666 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212 476-8000 MAIL ADDRESS: STREET 1: C/O AMERICAN SECURITIES LLC STREET 2: THE CHRYSLER CENTER, 666 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: American Securities Partners V(B), L.P. CENTRAL INDEX KEY: 0001401896 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36670 FILM NUMBER: 162043705 BUSINESS ADDRESS: STREET 1: 666 Third Avenue STREET 2: 29th Floor CITY: New York STATE: NY ZIP: 10017 MAIL ADDRESS: STREET 1: 666 Third Avenue STREET 2: 29th Floor CITY: New York STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: American Securities Partners V, L.P. CENTRAL INDEX KEY: 0001401897 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36670 FILM NUMBER: 162043706 BUSINESS ADDRESS: STREET 1: 666 Third Avenue STREET 2: 29th Floor CITY: New York STATE: NY ZIP: 10017 MAIL ADDRESS: STREET 1: 666 Third Avenue STREET 2: 29th Floor CITY: New York STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASP FML Investco, LLC CENTRAL INDEX KEY: 0001621002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36670 FILM NUMBER: 162043707 BUSINESS ADDRESS: STREET 1: C/O AMERICAN SECURITIES LLC STREET 2: 299 PARK AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: 212 476-8000 MAIL ADDRESS: STREET 1: C/O AMERICAN SECURITIES LLC STREET 2: 299 PARK AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMERICAN SECURITIES LLC CENTRAL INDEX KEY: 0001475483 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36670 FILM NUMBER: 162043700 BUSINESS ADDRESS: STREET 1: 299 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: 212 476-8000 MAIL ADDRESS: STREET 1: 299 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10171 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASP FML Co-Invest I, LLC CENTRAL INDEX KEY: 0001621001 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36670 FILM NUMBER: 162043703 BUSINESS ADDRESS: STREET 1: C/O AMERICAN SECURITIES LLC STREET 2: 299 PARK AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: 212 476-8000 MAIL ADDRESS: STREET 1: C/O AMERICAN SECURITIES LLC STREET 2: 299 PARK AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASP FML Holdings, LLC CENTRAL INDEX KEY: 0001621003 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36670 FILM NUMBER: 162043708 BUSINESS ADDRESS: STREET 1: C/O AMERICAN SECURITIES LLC STREET 2: 299 PARK AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: 212 476-8000 MAIL ADDRESS: STREET 1: C/O AMERICAN SECURITIES LLC STREET 2: 299 PARK AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: American Securities Partners V (C) L.P. CENTRAL INDEX KEY: 0001475482 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36670 FILM NUMBER: 162043704 BUSINESS ADDRESS: STREET 1: C/O AMERICAN SECURITIES LLC STREET 2: THE CHRYSLER CENTER, 666 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212 476-8000 MAIL ADDRESS: STREET 1: C/O AMERICAN SECURITIES LLC STREET 2: THE CHRYSLER CENTER, 666 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc1.xml FORM 4 X0306 4 2016-12-07 1 0001010858 FAIRMOUNT SANTROL HOLDINGS INC. FMSA 0001621003 ASP FML Holdings, LLC C/O AMERICAN SECURITIES LLC 299 PARK AVENUE, 34TH FLOOR NEW YORK NY 10171 0 0 1 0 0001621002 ASP FML Investco, LLC C/O AMERICAN SECURITIES LLC 299 PARK AVENUE, 34TH FLOOR NEW YORK NY 10171 0 0 1 0 0001401897 American Securities Partners V, L.P. C/O AMERICAN SECURITIES LLC 299 PARK AVENUE, 34TH FLOOR NEW YORK NY 10171 0 0 1 0 0001401896 American Securities Partners V(B), L.P. C/O AMERICAN SECURITIES LLC 299 PARK AVE, 34TH FLOOR NEW YORK NY 10171 0 0 1 0 0001475482 American Securities Partners V (C) L.P. C/O AMERICAN SECURITIES LLC 299 PARK AVE, 34TH FLOOR NEW YORK NY 10171 0 0 1 0 0001621001 ASP FML Co-Invest I, LLC C/O AMERICAN SECURITIES LLC 299 PARK AVENUE, 34TH FLOOR NEW YORK NY 10171 0 0 1 0 0001475484 American Securities Associates V, LLC C/O AMERICAN SECURITIES LLC THE CHRYSLER CENTER, 666 THIRD AVENUE NEW YORK NY 10017 0 0 1 0 0001621183 ASP Manager Corp. C/O AMERICAN SECURITIES LLC 299 PARK AVENUE, 34TH FLOOR NEW YORK NY 10171 0 0 1 0 0001475483 AMERICAN SECURITIES LLC 299 PARK AVENUE 34TH FLOOR NEW YORK NY 10171 0 0 1 0 Common Stock 2016-12-07 4 S 0 23000000 8.5375 D 48156624 D The shares are directly owned by ASP FML Holdings, LLC ("ASPFMLHoldings") and may also be deemed to be indirectly beneficially owned by: (i) ASP FML Investco, LLC ("ASPFMLInvestco"), the owner of a majority of the membership interests in ASPFMLHoldings; (ii) American Securities Partners V, L.P., American Securities Partners V(B), L.P. and American Securities Partners V(C), L.P. (each, a "Sponsor") and ASP FML Co-Invest I, LLC ("ASPFMLCoinvest"), the owners of a majority of the membership interests in ASPFMLInvestco; and (iii) American Securities Associates V, LLC ("GP"), the general partner of each Sponsor. American Securities LLC ("ASLLC") provides investment advisory services to each Sponsor and to the GP. ASP Manager Corp., a wholly owned subsidiary of ASLLC, is the manager of ASPFML Holdings, ASPFMLInvestco and ASPFMLCoinvest. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. ASP FML Holdings LLC, INC. By: ASP Manager Corp., its manager By: /s/ Michael G. Fisch President 2016-12-08 ASP FML Investco, LLC By: ASP Manager Corp., its manager By: /s/ Michael G. Fisch President 2016-12-08 American Securities Partners V, L.P. By: American Securities Associates V, LLC, its general partner By: /s/ Michael G. Fisch Managing Member 2016-12-08 American Securities Partners V(B), L.P. By: American Securities Associates V, LLC, its general partner By: /s/ Michael G. Fisch Managing Member 2016-12-08 American Securities Partners V(C), L.P. By: American Securities Associates V, LLC, its general partner By: /s/ Michael G. Fisch Managing Member 2016-12-08 ASP FML Co-Invest I, LLC By: ASP Manager Corp., its manager By: /s/ Michael G. Fisch President 2016-12-08 American Securities Associates V, LLC By: /s/ Michael G. Fisch Managing Member 2016-12-08 ASP Manager Corp., By: /s/ Michael G. Fisch President 2016-12-08 American Securities LLC By: /s/ Michael G. Fisch President and Chief Executive Officer 2016-12-08 EX-99.1 2 ex99_1.htm EXHIBIT 99.1
Exhibit 99.1

Joint Filer Information

Name of Joint Filer:
ASP FML Investco, LLC

Address of Joint Filer:
c/o American Securities LLC
299 Park Avenue, 34th Floor
New York, NY 10171

Relationship of Joint Filer to Issuer:
10% Owner

Issuer Name and Ticker or Trading Symbol:
FMSA Holdings Inc. [FMSA]

Date of Earliest Transaction Required
to be Reported (Month/Day/Year):
12/07/2016

Designated Filer:
ASP FML Holdings, LLC

Signature:

ASP FML Investco, LLC
By: ASP Manager Corp., its manager

By:
/s/ Michael G. Fisch
  
Name:
Michael G. Fisch
  
Title:
President
  
     
12/08/2016
  
Date
    
 

Joint Filer Information

Name of Joint Filer:
American Securities Partners V, L.P.

Address of Joint Filer:
c/o American Securities LLC
299 Park Avenue, 34th Floor
New York, NY 10171

Relationship of Joint Filer to Issuer:
10% Owner

Issuer Name and Ticker or Trading Symbol:
FMSA Holdings Inc. [FMSA]

Date of Earliest Transaction Required
to be Reported (Month/Day/Year):
12/07/2016

Designated Filer:
ASP FML Holdings, LLC

Signature:

American Securities Partners V, L.P.
By: American Securities Associates V, LLC, its general partner

By:
/s/ Michael G. Fisch
  
Name:
Michael G. Fisch
  
Title:
Managing Member
  
     
12/08/2016
  
Date
    
 

Joint Filer Information

Name of Joint Filer:
American Securities Partners V(B), L.P.

Address of Joint Filer:
c/o American Securities LLC
299 Park Avenue, 34th Floor
New York, NY 10171

Relationship of Joint Filer to Issuer:
10% Owner

Issuer Name and Ticker or Trading Symbol:
FMSA Holdings Inc. [FMSA]

Date of Earliest Transaction Required
to be Reported (Month/Day/Year):
12/07/2016

Designated Filer:
ASP FML Holdings, LLC

Signature:

American Securities Partners V(B), L.P.
By: American Securities Associates V, LLC, its general partner

By:
/s/ Michael G. Fisch
  
Name:
Michael G. Fisch
  
Title:
Managing Member
  
     
12/08/2016
  
Date
    
 

Joint Filer Information

Name of Joint Filer:
American Securities Partners V(C), L.P.

Address of Joint Filer:
c/o American Securities LLC
299 Park Avenue, 34th Floor
New York, NY 10171

Relationship of Joint Filer to Issuer:
10% Owner

Issuer Name and Ticker or Trading Symbol:
FMSA Holdings Inc. [FMSA]

Date of Earliest Transaction Required
to be Reported (Month/Day/Year):
12/07/2016

Designated Filer:
ASP FML Holdings, LLC

Signature:

American Securities Partners V(C), L.P.
By: American Securities Associates V, LLC, its general partner

By:
/s/ Michael G. Fisch
  
Name:
Michael G. Fisch
  
Title:
Managing Member
  
     
12/08/2016
  
Date
    
 

Joint Filer Information

Name of Joint Filer:
ASP FML Co-Invest I, LLC

Address of Joint Filer:
c/o American Securities LLC
299 Park Avenue, 34th Floor
New York, NY 10171

Relationship of Joint Filer to Issuer:
10% Owner

Issuer Name and Ticker or Trading Symbol:
FMSA Holdings Inc. [FMSA]

Date of Earliest Transaction Required
to be Reported (Month/Day/Year):
12/07/2016

Designated Filer:
ASP FML Holdings, LLC

Signature:

ASP FML Co-Invest I, LLC
By: ASP Manager Corp., its manager

By:
/s/ Michael G. Fisch
  
Name:
Michael G. Fisch
  
Title:
President
  
     
12/08/2016
  
Date
    
 

Joint Filer Information

Name of Joint Filer:
American Securities Associates V, LLC

Address of Joint Filer:
c/o American Securities LLC
299 Park Avenue, 34th Floor
New York, NY 10171

Relationship of Joint Filer to Issuer:
10% Owner

Issuer Name and Ticker or Trading Symbol:
FMSA Holdings Inc. [FMSA]

Date of Earliest Transaction Required
to be Reported (Month/Day/Year):
12/07/2016

Designated Filer:
ASP FML Holdings, LLC

Signature:

American Securities Associates V, LLC

By:
/s/ Michael G. Fisch
  
Name:
Michael G. Fisch
  
Title:
Managing Member
  
     
12/08/2016
  
Date
    
 

Joint Filer Information

Name of Joint Filer:
ASP Manager Corp.

Address of Joint Filer:
c/o American Securities LLC
299 Park Avenue, 34th Floor
New York, NY 10171

Relationship of Joint Filer to Issuer:
10% Owner

Issuer Name and Ticker or Trading Symbol:
FMSA Holdings Inc. [FMSA]

Date of Earliest Transaction Required
to be Reported (Month/Day/Year):
12/07/2016

Designated Filer:
ASP FML Holdings, LLC

Signature:

ASP Manager Corp.

By:
/s/ Michael G. Fisch
  
Name:
Michael G. Fisch
  
Title:
President
  
     
12/08/2016
  
Date
    
 

Joint Filer Information

Name of Joint Filer:
American Securities LLC

Address of Joint Filer:
299 Park Avenue, 34th Floor
New York, NY 10171

Relationship of Joint Filer to Issuer:
10% Owner

Issuer Name and Ticker or Trading Symbol:
FMSA Holdings Inc. [FMSA]

Date of Earliest Transaction Required
to be Reported (Month/Day/Year):
12/07/2016

Designated Filer:
ASP FML Holdings, LLC

Signature:

American Securities LLC

By:
/s/ Michael G. Fisch
  
Name:
Michael G. Fisch
  
Title:
President and Chief Executive Officer
  
     
12/08/2016
  
Date