-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ncpqj9noZmvrVh2Y2WeOZVHS94Zb/ARIZHxgD+tLgjbFroI9BoABsNxn01W/v7+s 8b742ocpA8pxkzDq1Ml3Fw== 0001202236-03-000002.txt : 20030321 0001202236-03-000002.hdr.sgml : 20030321 20030321163856 ACCESSION NUMBER: 0001202236-03-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030319 FILED AS OF DATE: 20030321 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: OCKLESHAW DAVID J CENTRAL INDEX KEY: 0001202236 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 150 WEST FIRST STREET CITY: NEW RICHMOND STATE: WI ZIP: 54017 BUSINESS PHONE: 7152438362 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHIQUITA BRANDS INTERNATIONAL INC CENTRAL INDEX KEY: 0000101063 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 041923360 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01550 FILM NUMBER: 03612622 BUSINESS ADDRESS: STREET 1: 250 E FIFTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5137848880 MAIL ADDRESS: STREET 1: CHIQUITA BRANDS INTERNATIONAL, INC. STREET 2: 250 EAST FIFTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: UNITED BRANDS CO DATE OF NAME CHANGE: 19900403 4 1 djo0303a.txt DAVID OCKLESHAW FORM 4 FORM 4 OMB APPROVAL [] Check this box if no OMB Number: 3235-0287 longer subject to Section 16. Expires: January 31, 2005 Form 4 or Form 5 obligations Estimated average burden may continue. See Instruction hours per response.....0.5 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 (Print or Type Responses) ________________________________________________________________________________ 1. Name and Address of Reporting Person* Ockleshaw David J. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 150 West First Street - -------------------------------------------------------------------------------- (Street) New Richmond WI 54017 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Chiquita Brands International, Inc. (CQB) ________________________________________________________________________________ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Day/Year March 19, 2003 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Day/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [_) Director [_] 10% Owner [X] Officer (give title below) [_] Other (specify below) President and Chief Operating Officer, Chiquita Processed Foods, L.L.C., a wholly owned subsidiary of the Issuer ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [_] Form filed by More than One Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
5. 6. 4. Amount of Owner- 2A. Securities Acquired (A) Securities ship Deemed 3. or Disposed of (D) Beneficially Form: 7. 2. Execution Transaction (Instr. 3, 4 and 5) Owned Direct Nature of Transaction Date, Code ----------------------- Following (D) or Indirect 1. Date if Any (Instr. 8) (A) Reported Indirect Beneficial Title of Security (Month/ (Month/ ------------ or Transaction(s) (I) Ownership (Instr. 3) Day/Year) Day/Year) Code V Amount (D) Price (Instr. 3 and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------- -------------------------------------- Common Stock 03/19/03 F 1,350 D $10.975 6,650 shares D shares(1) - ---------------------------------------------------------------------------------------------------------------------------- ============================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. (Over) SEC 1474 (9-02) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. 10. Number Owner- of deriv- ship ative Form 2. Secur- of Conver- 5. 7. ities Deriv- 11. sion Number of Title and Amount Bene- ative Nature or 3A. Derivative 6. of Underlying 8. ficially Secur- of Exer- Deemed 4. Securities Date Securities Price Owned ity: In- cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Follow- Direct direct Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- ing (D) or Bene- 1. of action Date, Code of(D) (Month/Day/Year) Amount ative Reported In- ficial Title of Deriv- Date, if any (Instr. (Instr. 3, ---------------- or Secur- Transac- direct Owner- Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity tions(s) (I) ship Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: Note 1: Table I, Item 4: Pursuant to the terms of an Award Share Agreement dated February 21, 2002, Mr. Ockleshaw was granted the right to receive 8,000 shares of Common Stock, par value $.01 per share, with 50% of the shares deliverable on March 19 in each of 2003 and 2004, subject to continued employment on each date. Of the 4,000 shares which vested and became deliverable on March 19, 2003, 1,350 shares were withheld to pay required withholding taxes due in respect of the issuance of the shares. /s/ Robert W. Olson March 21, 2003 - ------------------------------- ----------------- **Signature of Reporting Person Date Robert W. Olson as Attorney-In-Fact for David J. Ockleshaw ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----