-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N4+O/nL74dRakxl87MLMaekqjjMPJt5Dc6+vRfDmcUx3y3Lk7NVf3xp7yvPruDbC 3HHrQaA1biMD6FodFAKSpg== 0000909789-98-000027.txt : 19980619 0000909789-98-000027.hdr.sgml : 19980619 ACCESSION NUMBER: 0000909789-98-000027 CONFORMED SUBMISSION TYPE: 8-A12B/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 19980618 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHIQUITA BRANDS INTERNATIONAL INC CENTRAL INDEX KEY: 0000101063 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 041923360 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B/A SEC ACT: SEC FILE NUMBER: 001-01550 FILM NUMBER: 98650391 BUSINESS ADDRESS: STREET 1: 250 E FIFTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5137848011 FORMER COMPANY: FORMER CONFORMED NAME: UNITED BRANDS CO DATE OF NAME CHANGE: 19900403 8-A12B/A 1 FORM 8-A/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________ FORM 8-A/A (Amendment No. 1) FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 CHIQUITA BRANDS INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) NEW JERSEY 04-1923360 (State of incorporation (I.R.S. Employer or organization) Identification No.) 250 EAST FIFTH STREET, CINCINNATI, OHIO 45202 (Address of principal executive offices) (Zip Code) Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which to be so registered each class is to be registered COMMON STOCK, PAR VALUE NEW YORK, PACIFIC, BOSTON $.01 PER SHARE If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. [ ] If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. [ ] Securities Act registration statement file number to which this form relates: _____________ (if applicable) Securities to be registered pursuant to Section 12(g) of the Act: NONE STATEMENT This amended Form 8-A is being filed to amend and restate the Form 8-A registration statement of Chiquita Brands International, Inc.* (the "Company"), originally filed October 28, 1970, as it pertains to the Company's Common Stock, $.01 par value, formerly its Capital Stock, $.33 par value (the "Common Stock"). The amendments are changes in the title and par value of the Common Stock which were effected pursuant to the Third Certificate of Amendment to the Second Restated Certificate of Incorporation filed with the Secretary of State of the State of New Jersey on May 13, 1998. This amended Form 8-A covering the Common Stock also is being filed due to the expiration of the original Form 8-A, in September 2000, in accordance with the Commission's 30 year records retention period. ITEM 1. Description of Registrant's Securities to be Registered. ______________________________________________________ There currently are 200,000,000 authorized shares of Common Stock, of which 64,458,656 shares were outstanding on June 15, 1998. Holders of Common Stock are entitled to one vote per share for the election of directors (except directors to be elected in certain circumstances pursuant to the terms of any then outstanding preferred stock or preference stock) and for other matters submitted to a vote of shareholders. Shares of Common Stock do not have cumulative voting rights. Holders of Common Stock are entitled to receive dividends when and if declared by the Board of Directors, out of funds legally available therefor; provided, however, that all dividends on any then-outstanding preferred stock and preference stock must be fully paid or declared and set apart before any dividends can be paid or declared and set apart with respect to the Common Stock. Upon liquidation, dissolution or winding-up of the Company, the holders of the Common Stock are entitled to share ratably in the assets of the Company remaining after the payment of all of its debts and other liabilities and after payment due to the holders of the Company's preferred stock and preference stock. Holders of Common Stock have no preemptive or other rights to subscribe for or purchase additional securities of the Company. Holders of Common Stock have no conversion or redemption rights with respect to the Common Stock. All outstanding shares of Common Stock are fully paid and nonassessable. ITEM 2. Exhibits ________ **1. Second Restated Certificate of Incorporation, filed as Exhibit 3(a) to Quarterly Report on Form 10-Q for the quarter ended June 30, 1994 (containing the terms of the Company's Capital Stock and the $2.875 Non-Voting Cumulative Preferred Stock, Series A) **2. Certificate of Amendment to the Second Restated Certificate of Incorporation, filed as Exhibit 3(a) to Quarterly Report on Form 10-Q for the quarter ended June 30, 1996 (establishing the terms of the Company's $3.75 Convertible Preferred Stock, Series B) **3. Second Certificate of Amendment to the Second Restated Certificate of Incorporation, filed as Exhibit 3.1 to Current Report on Form 8-K (Date of Report September 15, 1997) (establishing the terms of the Company's $2.50 Convertible Preference Stock, Series C) - 2 - 4. Third Certificate of Amendment to the Second Restated Certificate of Incorporation (changing the name and par value of the Capital Stock, $.33 par value, to Common Stock, $.01 par value and increasing the number of authorized shares) 5. Fourth Certificate of Amendment to the Second Restated Certificate of Incorporation (reducing the number of shares designated as $2.50 Convertible Preference Stock, Series C) _______________________ *Name changed from United Brands Company. **Incorporated herein by reference. - 3 - SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. CHIQUITA BRANDS INTERNATIONAL, INC. By: /s/ Robert W. Olson Robert W. Olson Senior Vice President, General Counsel and Secretary Date: June 18, 1998 - 4 - EX-4 2 EXHIBIT 4 EXHIBIT 4 THIRD CERTIFICATE OF AMENDMENT TO THE SECOND RESTATED CERTIFICATE OF INCORPORATION OF CHIQUITA BRANDS INTERNATIONAL, INC. TO: Secretary of State State of New Jersey Pursuant to the provisions of N.J.S. 14A:9-2(4) and 14A:9- 4(3) the undersigned corporation, Chiquita Brands International, Inc. (the "Corporation"), executes the following Certificate of Amendment to its Second Restated Certificate of Incorporation, as amended (the "Certificate of Incorporation"). 1. The name of the corporation is Chiquita Brands International, Inc. 2. The Second Restated Certificate of Incorporation of the Corporation is hereby amended as follows: (a) The first paragraph of Section IV of the Certificate of Incorporation is amended to change the title of the "Capital Stock, par value $.33 per share," to "Common Stock, par value $.01 per share." (b) The first paragraph of Section IV of the Certificate of Incorporation is amended to increase the aggregate authorized number of shares of Common Stock which the corporation is authorized to issue from One Hundred Fifty Million (150,000,000) shares to Two Hundred Million (200,000,000) shares. As so amended by the amendments described in paragraphs 2(a) and 2(b) above, the first paragraph of Section IV of the Certificate of Incorporation shall read in its entirety as follows: "SECTION IV The aggregate number of shares which the Corporation is authorized to issue is 214,000,000 shares divided into: (i) 200,000,000 shares of Common Stock, par value $.01 per share ("Common Stock"), (ii) 4,000,000 shares of Cumulative Preference Stock, issuable in series, without nominal or par value ("Series Preference Stock"), and (iii) 10,000,000 shares of Non-Voting Cumulative Preferred Stock, issuable in series, par value $1 per share ("Non-Voting Preferred Stock"). The designations, preferences, rights and restrictions, to the extent that the same have been determined, and the manner of determining other designations, preferences, rights and restrictions of each series of Series Preference Stock and Non-Voting Preferred Stock are set forth in this Section IV." In addition, all references in the Certificate of Incorporation of the Corporation referring to "Capital Stock" shall be changed to read "Common Stock." (c) The Certificate of Incorporation of the Corporation, is further amended to add a new Section IX, to read in its entirety as follows: "SECTION IX Unless otherwise provided by law or by this Certificate of Incorporation, any amendment to this Second Restated Certificate of Incorporation, as amended, adopted after June 1, 1998 shall be adopted upon receiving the affirmative vote of a majority of the votes cast by the holders of shares entitled to vote thereon and, in addition, if any class or series of shares is entitled to vote thereon as a class, the affirmative vote of a majority of the votes cast in each class vote." 3. The amendments set forth in this Certificate of Amendment were duly adopted by the Shareholders of the Corporation on May 13, 1998. 4. The total number of shares entitled to vote on each of the amendments set forth above was 64,449,196. The affirmative vote of two-thirds of the votes cast by the holders of shares of Capital Stock, $.33 par value per share, and $2.50 Convertible Preference Stock, Series C, without par value, voting as a single class, was required to adopt the foregoing amendments to the Certificate of Incorporation of the Corporation. 5. (a) The total number of shares voted in favor of the amendment set forth in paragraph 2(a) of this Certificate of Amendment was 52,694,204 and the total number of shares voted against the amendment was 641,842. (b) The total number of shares voted in favor of the amendment set forth in paragraph 2(b) of this Certificate of Amendment was 51,698,392 and the total number of shares voted against the amendment was 1,622,177. (c) The total number of shares voted in favor of the amendment set forth in paragraph 2(c) of this Certificate was 45,526,233 and the total number of shares voted against the amendment was 1,321,938. IN WITNESS WHEREOF, the undersigned has signed this Certificate of Amendment to the Certificate of Incorporation this 13th day of May, 1998. CHIQUITA BRANDS INTERNATIONAL, INC. By:/s/ Robert W. Olson ________________________________ Robert W. Olson Senior Vice President, General Counsel and Secretary EX-5 3 EXHIBIT 5 EXHIBIT 5 FOURTH CERTIFICATE OF AMENDMENT TO THE SECOND RESTATED CERTIFICATE OF INCORPORATION OF CHIQUITA BRANDS INTERNATIONAL, INC. To: Secretary of State State of New Jersey Pursuant to the provisions of N.J.S. 14A:7-2(2) and 14A:9-1, the undersigned corporation, Chiquita Brands International, Inc. (the "Corporation"), executes the following Fourth Certificate of Amendment to its Second Restated Certificate of Incorporation (the "Certificate of Incorporation"). 1. The name of the corporation is Chiquita Brands International, Inc. 2. The following resolutions amending the Second Restated Certificate of Incorporation, as amended, to reduce the number of shares classified as $2.50 Cumulative Preference Stock, Series C, was duly adopted by the Executive Committee of the Board of Directors of the Corporation as of the 6th day of March, 1998, pursuant to the authority vested in the Board of Directors by the Certificate of Incorporation, exercised on behalf of the Board of Directors by the Executive Committee pursuant to resolutions of the Board of Directors so authorizing it to act: RESOLVED, that the resolutions adopted by the Executive Committee as of September 7, 1997, which classified 100,000 shares of the Corporation's Voting Cumulative Preference Stock as a new series designated as $2.50 Convertible Preference Stock, Series C ("Series C Preference Stock"), are hereby modified to reduce the number of authorized shares of Series C Preference Stock from 100,000 to 84,371 shares (being the total number of shares of Series C Preference Stock currently outstanding). RESOLVED, that the Corporation's Second Restated Certificate of Incorporation, as amended, is further amended as follows: the first paragraph of Subsection F. of Section IV of such Certificate titled "SPECIAL PROVISIONS APPLICABLE TO SERIES C PREFERENCE STOCK" is amended to read in its entirety as follows: "SUBSECTION F. SPECIAL PROVISIONS APPLICABLE TO SERIES C PREFERENCE STOCK There is hereby established a series of the Corporation's Voting Cumulative Preference Stock, without nominal or par value, which shall be designated "$2.50 Convertible Preference Stock, Series C" ("Series C Preference Stock") and shall consist of Eighty Four-Thousand Three-Hundred Seventy-One (84,371) shares, and no more. The relative, participating, optional and other special rights and the qualifications, limitations and restrictions of the Series C Preference Stock shall be as follows:" RESOLVED, that the officers of the Corporation are authorized to execute and file a Certificate of Amend- ment with the New Jersey Secretary of State to effect such amendment and to do any and all other acts necessary to effect this amendment. 3. The Certificate of Incorporation is hereby amended to reduce the number of authorized shares of Series C Preference Stock from 100,000 to 84,371 shares. IN WITNESS WHEREOF, the undersigned has signed this Fourth Certificate of Amendment to the Certificate of Incorporation this 26th day of May, 1998. CHIQUITA BRANDS INTERNATIONAL, INC. By:/s/ Robert W. Olson ________________________________ Robert W. Olson Senior Vice President, General Counsel and Secretary -----END PRIVACY-ENHANCED MESSAGE-----