-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ICLGwdq7C3o1JJ9E/idddmU4vYne7zT5Zl/OP9g5d0ilu4vewIrg4/dP4eRhXov/ jDQAZmk+dipw8Fa6tbhqdQ== 0001209191-08-019960.txt : 20080324 0001209191-08-019960.hdr.sgml : 20080324 20080324184438 ACCESSION NUMBER: 0001209191-08-019960 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080317 FILED AS OF DATE: 20080324 DATE AS OF CHANGE: 20080324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TLC VISION CORP CENTRAL INDEX KEY: 0001010610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093] IRS NUMBER: 980151150 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5280 SOLAR DRIVE STREET 2: SUITE 100 CITY: MISSISSAUGA ONTARIO STATE: A6 ZIP: 00000 BUSINESS PHONE: 636-534-2300 MAIL ADDRESS: STREET 1: 16305 SWINGLEY RIDGE ROAD STREET 2: SUITE 300 CITY: CHESTERFIELD STATE: MO ZIP: 63017 FORMER COMPANY: FORMER CONFORMED NAME: TLC LASER CENTER INC DATE OF NAME CHANGE: 19960314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DONDERO JAMES D CENTRAL INDEX KEY: 0001228922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29302 FILM NUMBER: 08707965 BUSINESS ADDRESS: STREET 1: 13455 NOEL ROAD STREET 2: SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9726284100 MAIL ADDRESS: STREET 1: 13455 NOEL ROAD, STE 1300 CITY: DALLAS STATE: TX ZIP: 75240 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001167365 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29302 FILM NUMBER: 08707966 BUSINESS ADDRESS: STREET 1: 13455 NOEL ROAD STE 1300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9726284100 MAIL ADDRESS: STREET 1: 13455 NOEL ROAD STE 1300 CITY: DALLAS STATE: TX ZIP: 75240 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Strand Advisors, Inc. CENTRAL INDEX KEY: 0001381169 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29302 FILM NUMBER: 08707964 BUSINESS ADDRESS: STREET 1: 13455 NOEL ROAD STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 972-628-4100 MAIL ADDRESS: STREET 1: 13455 NOEL ROAD STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75240 4 1 bod54650_bod7tlc.xml MAIN DOCUMENT DESCRIPTION X0202 4 2008-03-17 0001010610 TLC VISION CORP TLCV 0001167365 HIGHLAND CAPITAL MANAGEMENT LP 13455 NOEL ROAD SUITE 800 DALLAS TX 75240 0 0 1 0 0001228922 DONDERO JAMES D 13455 NOEL ROAD SUITE 800 DALLAS TX 75240 0 0 1 0 0001381169 Strand Advisors, Inc. 13455 NOEL ROAD SUITE 800 DALLAS TX 75240 0 0 1 0 Common Stock, no par value 2008-03-17 4 S 0 50000 1.1588 D 9604436 I See Footnote Common Stock, no par value 2008-03-18 4 S 0 38200 1.1407 D 9566236 I See Footnote Common Stock, no par value 2008-03-19 4 S 0 1000 1.13 D 9565236 I See Footnote Common Stock, no par value 2008-03-20 4 S 0 50000 1.1151 D 9515236 I See Footnote This statement is filed by and on behalf of each of the following persons (collectively, the "Reporting Persons"): (i) Highland Capital Management L.P. ("Highland Capital"); (ii) Strand Advisors, Inc. ("Strand"); and (iii) James D. Dondero. Highland Capital is acting as investment adviser and/or manager to other persons, including Highland Distressed Opportunities, Inc. ("Distressed Opportunities") and Highland Multi-Strategy Onshore Master SubFund, L.L.C. ("Multi-Strategy SubFund"); it may be deemed to beneficially own shares owned and/or held by and/or for the account of and/or for the benefit of other persons, including Distressed Opportunities and Multi-Strategy SubFund. Strand is the general partner of Highland Capital; it may be deemed to beneficially own shares owned and/or held by and/or for the account of and/or for the benefit of Highland Capital. Mr. Dondero is the President of Distressed Opportunities and the President and a director of Strand; he may be deemed to beneficially own shares owned and/or held by and/or for the account of and/or for the benefit of Strand and/or Distressed Opportunities. Each of the Reporting Persons declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, the beneficial owner of any securities covered by this statement. Each of the Reporting Persons may be deemed to be a member of a group with respect to the issuer or securities of the issuer for the purposes of Section 13(d) or 13(g) of the Act. Each of the Reporting Persons declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding, or disposing of securities of the issuer or otherwise with respect to the issuer or any securities of the issuer or (ii) a member of any group with respect to the issuer or any securities of the issuer. Neither Mr. Dondero, Highland Capital, nor any other reporting person may bind, obligate or take any action, directly or indirectly, on behalf of Distressed Opportunities. Distressed Opportunities expressly disclaims membership in a group with respect to the issuer or securities of the issuer for the purposes of Section 13(d) or 13(g) of the Act. Highland Capital Management, L.P. By: Strand Advisors, Inc., its general partner /s/ James D. Dondero, President 2008-03-24 EX-99 2 bod54650_bod7tlc.txt ADDITIONAL EXHIBITS EXHIBIT 99.1 JOINT FILER INFORMATION OTHER REPORTING PERSON(s) 1. STRAND ADVISORS, INC. ITEM INFORMATION Name: Strand Advisors, Inc. Address: Two Galleria Tower 13455 Noel Road, Ste. 800 Dallas, Texas 75240 Designated Filer: Highland Capital Management, L.P. Issuer Name and Ticker or TLC Vision Corp [TLCV] Trading Symbol: Date of Earliest Transaction March 17, 2008 Required to be Reported (Month/Day/Year): If Amendment, Date Original Not Applicable Filed (Month/Day/Year): Relationship of Reporting 10% Owner Person(s) to Issuer: Individual or Joint/Group Filing: Form filed by More than One Reporting Person Signature: By: /s/ James D. Dondero -------------------------------- Name: James D. Dondero Title: President Date: March 24, 2008 2. JAMES D. DONDERO ITEM INFORMATION Name: James D. Dondero Address: Two Galleria Tower 13455 Noel Road, Ste. 800 Dallas, Texas 75240 Designated Filer: Highland Capital Management, L.P. Issuer Name and Ticker or TLC Vision Corp [TLCV] Trading Symbol: Date of Earliest Transaction March 17, 2008 Required to be Reported (Month/Day/Year): If Amendment, Date Original Not Applicable Filed (Month/Day/Year): Relationship of Reporting 10% Owner Person(s) to Issuer: Individual or Joint/Group Filing: Form filed by More than One Reporting Person Signature: By: /s/ James D. Dondero -------------------------------- Name: James D. Dondero Date: March 24, 2008 -----END PRIVACY-ENHANCED MESSAGE-----