-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QHL8y4c8gziobVDxwChO16dIJ/dYPfJB8ii8MBAviVBSZCBh3PS/TWqQZKWoNXaH MXFz8YG2P26PcE7O1Z3eIQ== 0001169232-02-001362.txt : 20020829 0001169232-02-001362.hdr.sgml : 20020829 20020829105105 ACCESSION NUMBER: 0001169232-02-001362 CONFORMED SUBMISSION TYPE: SC TO-I/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020829 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TLC VISION CORP CENTRAL INDEX KEY: 0001010610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093] IRS NUMBER: 980151150 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53321 FILM NUMBER: 02751940 BUSINESS ADDRESS: STREET 1: 5600 EXPLORER DRIVE STREET 2: SUITE 301 CITY: MISSISSAUGA ONTARIO STATE: A6 ZIP: 00000 BUSINESS PHONE: 3144346900 MAIL ADDRESS: STREET 1: 540 MARYVILLE CENTRE DR STREET 2: - CITY: ST LOUIS STATE: MO ZIP: 63141 FORMER COMPANY: FORMER CONFORMED NAME: TLC LASER CENTER INC DATE OF NAME CHANGE: 19960314 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TLC VISION CORP CENTRAL INDEX KEY: 0001010610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093] IRS NUMBER: 980151150 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-I/A BUSINESS ADDRESS: STREET 1: 5600 EXPLORER DRIVE STREET 2: SUITE 301 CITY: MISSISSAUGA ONTARIO STATE: A6 ZIP: 00000 BUSINESS PHONE: 3144346900 MAIL ADDRESS: STREET 1: 540 MARYVILLE CENTRE DR STREET 2: - CITY: ST LOUIS STATE: MO ZIP: 63141 FORMER COMPANY: FORMER CONFORMED NAME: TLC LASER CENTER INC DATE OF NAME CHANGE: 19960314 SC TO-I/A 1 d51819_sctoia.txt AMENDMENT NO. 2 TO SC TO I ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------- SCHEDULE TO/A AMENDMENT NO. 2 (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d) (1) or 13(e) (1) OF THE SECURITIES EXCHANGE ACT OF 1934 ---------- TLC VISION CORPORATION (Name of Subject Company (Issuer) and Filing Person (Offeror)) Options to Purchase Common Shares Granted Under TLC Vision Corporation's Amended and Restated Stock Option Plan (Title of Class of Securities) 872549100 (CUSIP Number of Underlying Class of Securities) Robert W. May Co-General Counsel and Secretary TLC Vision Corporation 540 Maryville Centre Drive, Suite 200 St. Louis, Missouri, 63141 (Name, address and telephone number of person authorized to receive notices and communications on behalf of filing person) Copies to: David Chaikof, Esq. Andrew Beck, Esq. Torys LLP Torys LLP Suite 3000, Maritime Life Tower 237 Park Avenue P.O. Box 270, TD Centre New York, New York 10017-3142 79 Wellington Street West (212) 880-6000 Toronto, Ontario M5K 1E2 (416) 865-0040 Check the appropriate boxes below to designate any transactions to which the statement relates: [_] third party tender offer subject to Rule 14d-l. [X] issuer tender offer subject to Rule 13e-4. [_] going-private transaction subject to Rule 13e-3. [_] amendment to schedule 13D under Rule 13d-2. [_] Check the following box if the filing is a final amendment reporting the results of the tender offer. This Amendment No. 2 amends and supplements the Tender Offer Statement on Schedule TO (the "Tender Offer Statement") filed by TLC Vision Corporation, a New Brunswick corporation ("TLC Vision"), relating to the offer by TLC Vision to exchange outstanding options to acquire TLC Vision common shares with an option price greater than $8.688 for new options to acquire TLC Vision common shares at an option price of $8.688 per share upon the terms and subject to the conditions set forth in the Offer to Exchange dated July 18, 2002, and in the related Acceptance Letters, copies of which are attached as Exhibits (a)(1), (a)(2) and (a)(3), respectively, to the Tender Offer Statement. Item 12. Exhibits Item 12 of the Tender Offer Statement is hereby amended to add a reference to Exhibit (a)(10), which is attached hereto, as follows: (a) (10) Form of Reminder E-Mail - August 28, 2002 SIGNATURE After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Schedule TO/A is true, complete and correct. TLC Vision Corporation By: /s/ Robert W. May ---------------------------------- Robert W. May Co-General Counsel and Secretary INDEX OF EXHIBITS Exhibit Number Description of Exhibit ------ ---------------------- (a)(10) Form of Reminder E-Mail - August 28, 2002 EX-99.(A)(10) 3 d51819_ex-99a10.txt FORM OF REMINDER E-MAIL - AUGUST 28, 2002 Exhibit (a)(10) Date: Thursday, August 29, 2002 To: Holder of Eligible Options Subject: TLC Vision Offer to Exchange - Reminder Notice On July 18th, 2002, important information pertaining to TLC Vision Corporation's Stock Option Plan was mailed to your home/center. This is a reminder that if you wish to participate in the Offer to Exchange, I must receive your signed Stock Option Acceptance Letter by 11:59 p.m., Eastern Daylight Savings Time, on September 6th, 2002. After this date, the Offer will expire. Should you have any questions, please do not hesitate to contact me at 1-800-852-1033, ext. 3919 or by email at heather.mcdonald@tlcvision.com. Thank you, Heather McDonald Manager, Pensions & Benefits TLC Vision Corporation 5280 Solar Drive, Suite 300 Mississauga, ON, CANADA L4W 5M8 Phone: 905-602-2020 x. 3919 Toll Free: 1-800-852-1033 x. 3919 Fax: 905-625-8081 Email: heather.mcdonald@tlcvision.com -----END PRIVACY-ENHANCED MESSAGE-----