0001311050-16-000112.txt : 20160927 0001311050-16-000112.hdr.sgml : 20160927 20160927161326 ACCESSION NUMBER: 0001311050-16-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160923 FILED AS OF DATE: 20160927 DATE AS OF CHANGE: 20160927 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POLYCOM INC CENTRAL INDEX KEY: 0001010552 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 943128324 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6001 AMERICA CENTER DR. CITY: SAN JOSE STATE: CA ZIP: 95002 BUSINESS PHONE: 408-586-6000 MAIL ADDRESS: STREET 1: 6001 AMERICA CENTER DR. CITY: SAN JOSE STATE: CA ZIP: 95002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLEY JOHN A CENTRAL INDEX KEY: 0001245090 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27978 FILM NUMBER: 161904567 MAIL ADDRESS: STREET 1: C/O EMULEX CORPORATION STREET 2: 3333 SUSAN STREET CITY: COSTA MESA STATE: CA ZIP: 92626 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-09-23 1 0001010552 POLYCOM INC PLCM 0001245090 KELLEY JOHN A 6001 AMERICA CENTER DRIVE SAN JOSE CA 95002 1 0 0 0 Common Stock 2016-09-27 4 D 0 138949 0 D 0 D Restricted Stock Units 2016-09-23 4 A 0 20000 0 A Common Stock 20000 20000 D Restricted Stock Units 0 2016-09-26 4 D 0 20000 0 D Common Stock 20000 0 D Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Triangle Private Holdings I, LLC and Triangle Private Merger Sub Inc. (the "Merger Agreement"), in exchange for a cash payment of $12.50 per share. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. This restricted stock unit award was granted on September 23, 2016, in lieu of the automatic, nondiscretionary award under the Company's 2011 Equity Incentive Plan that otherwise would have been granted upon the reporting person's reelection to the Company's Board at the Company's 2016 Annual Meeting of Stockholders. This award vests as to 25% of the total granted shares underlying the award on each of December 23, 2016, March 23, 2017, June 23, 2017 and September 23, 2017. Cancelled pursuant to the Merger Agreement, in exchange for a cash payment of $12.50 per share. /s/Laura M. Balma, Attorney-in-Fact for John A. Kelley 2016-09-27