0000939057-18-000400.txt : 20180802 0000939057-18-000400.hdr.sgml : 20180802 20180802175350 ACCESSION NUMBER: 0000939057-18-000400 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180801 FILED AS OF DATE: 20180802 DATE AS OF CHANGE: 20180802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carpenter Judy A CENTRAL INDEX KEY: 0001563549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28304 FILM NUMBER: 18989780 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVENUE CITY: RIVERSIDE STATE: CA ZIP: 92506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENT FINANCIAL HOLDINGS INC CENTRAL INDEX KEY: 0001010470 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330704889 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3756 CENTRAL AVE CITY: RIVERSIDE STATE: CA ZIP: 92506 BUSINESS PHONE: 9096866060 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVENUE CITY: RIVERSIDE STATE: CA ZIP: 92506 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-08-01 0 0001010470 PROVIDENT FINANCIAL HOLDINGS INC PROV 0001563549 Carpenter Judy A 3756 CENTRAL AVENUE RIVERSIDE CA 92506 1 0 0 0 Common Stock, Par Value $0.01 2018-08-01 4 M 0 1000 14.59 A 5200 D Option to Purchase Common Stock 14.59 2018-08-01 4 M 0 1000 0 D 2016-09-30 2024-09-30 Common Stock 1000 38000 D The total ownership of 5,200 shares includes 500 shares from the restricted stock award of January 9, 2017 with the shares vesting on January 9, 2019; and 1,000 shares in Ms. Carpenter's employer sponsored 401(k) plan account. Comprised of 19,000 options granted under the Provident 2010 Equity Incentive Plan and 19,000 options granted under the Provident 2013 Equity Incentive Plan. /s/ Judy A. Carpenter 2018-08-02