0000939057-17-000402.txt : 20170921 0000939057-17-000402.hdr.sgml : 20170921 20170921144519 ACCESSION NUMBER: 0000939057-17-000402 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170921 FILED AS OF DATE: 20170921 DATE AS OF CHANGE: 20170921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRUNNER-SALTER LILIAN CENTRAL INDEX KEY: 0001180899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28304 FILM NUMBER: 171095648 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVE. CITY: RIVERSIDE STATE: CA ZIP: 92506 FORMER NAME: FORMER CONFORMED NAME: BRUNNER LILIAN DATE OF NAME CHANGE: 20020816 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENT FINANCIAL HOLDINGS INC CENTRAL INDEX KEY: 0001010470 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330704889 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3756 CENTRAL AVE CITY: RIVERSIDE STATE: CA ZIP: 92506 BUSINESS PHONE: 9096866060 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVENUE CITY: RIVERSIDE STATE: CA ZIP: 92506 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-09-21 0 0001010470 PROVIDENT FINANCIAL HOLDINGS INC PROV 0001180899 BRUNNER-SALTER LILIAN 3756 CENTRAL AVE. RIVERSIDE CA 92506 0 1 0 0 SVP & CIO Common Stock, Par Value $0.01 2017-09-21 4 M 0 11000 7.43 A 56239 D Option to Purchase Common Stock 7.43 2017-09-21 4 M 0 11000 0 D 2013-06-20 2021-06-20 Common Stock 11000 17500 D The ownership of 56,239 shares includes 6,250 shares from the restricted stock award granted on September 30, 2014 and vesting on September 30, 2018; and, indirect ownership of 8,377 shares in Ms. Salter's Employee Stock Ownership Plan account. Comprised of 17,500 options granted under the Provident 2010 Equity Incentive Plan. /s/Lilian Salter 2017-09-21