0000939057-16-001034.txt : 20161011 0000939057-16-001034.hdr.sgml : 20161011 20161011102902 ACCESSION NUMBER: 0000939057-16-001034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161007 FILED AS OF DATE: 20161011 DATE AS OF CHANGE: 20161011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENT FINANCIAL HOLDINGS INC CENTRAL INDEX KEY: 0001010470 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330704889 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3756 CENTRAL AVE CITY: RIVERSIDE STATE: CA ZIP: 92506 BUSINESS PHONE: 9096866060 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVENUE CITY: RIVERSIDE STATE: CA ZIP: 92506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRUNNER-SALTER LILIAN CENTRAL INDEX KEY: 0001180899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28304 FILM NUMBER: 161929943 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVE. CITY: RIVERSIDE STATE: CA ZIP: 92506 FORMER NAME: FORMER CONFORMED NAME: BRUNNER LILIAN DATE OF NAME CHANGE: 20020816 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-10-07 0 0001010470 PROVIDENT FINANCIAL HOLDINGS INC PROV 0001180899 BRUNNER-SALTER LILIAN 3756 CENTRAL AVE. RIVERSIDE CA 92506 0 1 0 0 SVP & CIO Common Stock, Par Value $0.01 2016-10-07 4 M 0 9000 7.43 A 53810 D Option to Purchase Common Stock 7.43 2016-10-07 4 M 0 9000 0 D 2013-06-20 2021-06-20 Common Stock 9000 36500 D The ownership of 53,810 shares includes 6,250 shares from the restricted stock award granted on September 30, 2014 and vesting on September 30, 2018; and, indirect ownership of 7,948 shares in Ms. Salter's Employee Stock Ownership Plan account. Includes 28,500 options granted under the Provident 2010 Equity Incentive Plan and 8,000 options granted under the Provident 2006 Equity Incentive Plan. /s/Lilian Salter 2016-10-07