0000939057-16-001014.txt : 20160928 0000939057-16-001014.hdr.sgml : 20160928 20160928115929 ACCESSION NUMBER: 0000939057-16-001014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160927 FILED AS OF DATE: 20160928 DATE AS OF CHANGE: 20160928 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENT FINANCIAL HOLDINGS INC CENTRAL INDEX KEY: 0001010470 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330704889 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3756 CENTRAL AVE CITY: RIVERSIDE STATE: CA ZIP: 92506 BUSINESS PHONE: 9096866060 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVENUE CITY: RIVERSIDE STATE: CA ZIP: 92506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ritter Robert Scott CENTRAL INDEX KEY: 0001685789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28304 FILM NUMBER: 161906246 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVENUE CITY: RIVERSIDE STATE: CA ZIP: 92506 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-09-27 0 0001010470 PROVIDENT FINANCIAL HOLDINGS INC PROV 0001685789 Ritter Robert Scott 3756 CENTRAL AVENUE RIVERSIDE CA 92506 0 1 0 0 Senior Vice President Common Stock, Par Value $0.01 2016-09-27 4 A 0 15000 0 A 15000 D Option to Purchase Common Stock 19.79 2016-09-27 4 A 0 20000 0 A 2018-09-27 2026-09-27 Common Stock 20000 20000 D The direct ownership of 15,000 shares is the result of the restricted stock award granted on September 27, 2016 from the 2013 Equity Incentive Plan, where fifty percent vests on 9/27/2018 and the remaining fifty percent vests on 9/27/2020. Mr. Ritter was granted 20,000 options to acquire 20,000 shares of Common Stock under Provident's 2013 Equity Incentive Plan. Fifty percent of the grant vests on 9/27/2018 and the remaining fifty percent vests on 9/27/2020. /s/Robert Scott Ritter 2016-09-27