0000939057-14-000076.txt : 20140227 0000939057-14-000076.hdr.sgml : 20140227 20140227095734 ACCESSION NUMBER: 0000939057-14-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140225 FILED AS OF DATE: 20140227 DATE AS OF CHANGE: 20140227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENT FINANCIAL HOLDINGS INC CENTRAL INDEX KEY: 0001010470 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330704889 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3756 CENTRAL AVE CITY: RIVERSIDE STATE: CA ZIP: 92506 BUSINESS PHONE: 9096866060 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVENUE CITY: RIVERSIDE STATE: CA ZIP: 92506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wertz Gwendolyn CENTRAL INDEX KEY: 0001333283 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28304 FILM NUMBER: 14647059 MAIL ADDRESS: STREET 1: 9590 FOOTHILL BLVD C/O CORPORATE SERVCS CITY: RANCHO CUCAMONGA STATE: CA ZIP: 91730 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-02-25 0 0001010470 PROVIDENT FINANCIAL HOLDINGS INC PROV 0001333283 Wertz Gwendolyn 3756 CENTRAL AVENUE RIVERSIDE CA 92506 0 1 0 0 Senior Vice President Common Stock, Par Value $0.01 2014-02-25 4 A 0 15000 0 A 15000 D Option to Purchase Common Stock 15.14 2014-02-25 4 A 0 20000 0 A 2016-02-25 2024-02-25 Common Stock 20000 20000 D The direct ownership of 15,000 shares is the result of the restricted stock award granted on February 25, 2014 from the 2006 Equity Incentive Plan, where fifty percent vests on 02/25/2016 and the remaining fifty percent vests on 02/25/2018. Ms. Wertz was granted 20,000 options to acquire 20,000 shares of Common Stock under Provident's 2006 Equity Incentive Plan. Fifty percent of the grant vests on 02/25/2016 and the remaining fifty percent vests on 02/25/2018. /s/Gwendolyn L. Wertz 2014-02-25