0000939057-13-000540.txt : 20131211 0000939057-13-000540.hdr.sgml : 20131211 20131211164706 ACCESSION NUMBER: 0000939057-13-000540 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131209 FILED AS OF DATE: 20131211 DATE AS OF CHANGE: 20131211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENT FINANCIAL HOLDINGS INC CENTRAL INDEX KEY: 0001010470 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330704889 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3756 CENTRAL AVE CITY: RIVERSIDE STATE: CA ZIP: 92506 BUSINESS PHONE: 9096866060 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVENUE CITY: RIVERSIDE STATE: CA ZIP: 92506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAYLOR ROY CENTRAL INDEX KEY: 0001180039 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28304 FILM NUMBER: 131271353 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVENUE CITY: RIVERSIDE STATE: CA ZIP: 92506 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-12-09 0 0001010470 PROVIDENT FINANCIAL HOLDINGS INC PROV 0001180039 TAYLOR ROY 3756 CENTRAL AVENUE RIVERSIDE CA 92506 1 0 0 0 Common Stock, Par value $0.01 2013-12-09 4 M 0 9000 7.03 A 98904 D Common Stock, Par value $0.01 2013-12-09 4 M 0 10000 7.43 A 108904 D Option to Purchase 7.03 2013-12-09 4 M 0 9000 0 D 2011-08-07 2018-08-07 Common Stock 9000 43300 D Option to Purchase 7.43 2013-12-09 4 M 0 10000 0 D 2013-06-20 2021-06-20 Common Stock 10000 33300 D /s/ Roy H. Taylor 2013-12-10