0000939057-13-000167.txt : 20130502 0000939057-13-000167.hdr.sgml : 20130502 20130502131102 ACCESSION NUMBER: 0000939057-13-000167 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130430 FILED AS OF DATE: 20130502 DATE AS OF CHANGE: 20130502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALE RICHARD L CENTRAL INDEX KEY: 0001180896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28304 FILM NUMBER: 13806825 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENT FINANCIAL HOLDINGS INC CENTRAL INDEX KEY: 0001010470 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330704889 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3756 CENTRAL AVE CITY: RIVERSIDE STATE: CA ZIP: 92506 BUSINESS PHONE: 9096866060 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVENUE CITY: RIVERSIDE STATE: CA ZIP: 92506 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-04-30 0 0001010470 PROVIDENT FINANCIAL HOLDINGS INC PROV 0001180896 GALE RICHARD L 3756 CENTRAL AVENUE RIVERSIDE CA 92506 0 1 0 0 Senior Vice President Common Stock, Par Value $0.01 2013-04-30 4 S 0 1855 16.2 D 98254 D Common Stock, Par Value $0.01 2013-05-01 4 S 0 4145 16.2 D 94109 D The ownership of 94,109 shares includes the 10,000 share restricted stock award granted on June 20, 2011 from the 2010 Equity Incentive Plan and 5,000 shares vesting on June 20, 2013 and 5,000 shares vesting on June 20, 2015; and, indirect ownership of 1,793 shares in Mr. Gale's 401(K) Plan; 42,800 shares in Mr. Gale's Employee Stock Ownership Plan account; and 361 shares by Mr. Gale's spouse. /s/Richard L. Gale 2013-05-01