0000939057-13-000028.txt : 20130201 0000939057-13-000028.hdr.sgml : 20130201 20130201144041 ACCESSION NUMBER: 0000939057-13-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130131 FILED AS OF DATE: 20130201 DATE AS OF CHANGE: 20130201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMAS WILLIAM E CENTRAL INDEX KEY: 0001180383 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28304 FILM NUMBER: 13566286 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVENUE CITY: RIVERSIDE STATE: CA ZIP: 92506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENT FINANCIAL HOLDINGS INC CENTRAL INDEX KEY: 0001010470 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330704889 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3756 CENTRAL AVE CITY: RIVERSIDE STATE: CA ZIP: 92506 BUSINESS PHONE: 9096866060 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVENUE CITY: RIVERSIDE STATE: CA ZIP: 92506 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-01-31 0 0001010470 PROVIDENT FINANCIAL HOLDINGS INC PROV 0001180383 THOMAS WILLIAM E 3756 CENTRAL AVENUE RIVERSIDE CA 92506 1 0 0 0 Common Stock, Par Value $0.01 2013-01-31 4 M 0 9000 7.03 A 110473 D Option to Purchase 7.03 2013-01-31 4 M 0 9000 0 D 2011-08-07 2018-08-07 Common Stock 9000 49300 D Direct ownership of 99,902 shares and indirect ownership of 10,571 shares in the William E. Thomas, Inc. Defined Benefit Plan FBO William E. Thomas. /s/William E. Thomas 2013-02-01