0000939057-11-000185.txt : 20110622 0000939057-11-000185.hdr.sgml : 20110622 20110622173015 ACCESSION NUMBER: 0000939057-11-000185 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110620 FILED AS OF DATE: 20110622 DATE AS OF CHANGE: 20110622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GONZALES KATHRYN R CENTRAL INDEX KEY: 0001371914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28304 FILM NUMBER: 11926269 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVE. CITY: RIVERSIDE STATE: CA ZIP: 92506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENT FINANCIAL HOLDINGS INC CENTRAL INDEX KEY: 0001010470 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330704889 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3756 CENTRAL AVE CITY: RIVERSIDE STATE: CA ZIP: 92506 BUSINESS PHONE: 9096866060 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVENUE CITY: RIVERSIDE STATE: CA ZIP: 92506 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-06-20 0 0001010470 PROVIDENT FINANCIAL HOLDINGS INC PROV 0001371914 GONZALES KATHRYN R 3756 CENTRAL AVE. RIVERSIDE CA 92506 0 1 0 0 Senior Vice President Common Stock, Par Value $0.01 2011-06-20 4 A 0 10000 0 A 23427 D Option to Purchase Common 7.43 2011-06-20 4 A 0 20000 0 A 2013-06-20 2021-06-20 Common Stock 20000 87000 D The ownership of 23,427 shares includes the 10,000 share restricted stock award granted on June 20, 2011 from the 2010 Equity Incentive Plan with 5,000 shares vesting on June 20, 2013 and 5,000 shares vesting on June 20, 2015; the 7,000 share restricted stock award granted on August 7, 2008 from the 2006 Equity Incentive Plan which vests on August 7, 2011 and 3,000 of the 4,000 shares of restricted stock awarded to Ms. Gonzales on February 6, 2007 from the 2006 Equity Incentive Plan, which vests over a five-year period in equal installments beginning on February 6, 2008; and, indirect ownership of 3,427 shares in Ms. Gonzales' Employee Stock Ownership Plan account. Ms. Gonzales has been granted 20,000 options to acquire 20,000 shares of common stock under Provident's 2010 Equity Incentive Plan. Fifty percent of the grant vests on June 20, 2013, fifty percent of the grant vests on June 20, 2015, and the entire grant expires in ten years. Previously, Ms. Gonzales has been granted 9,000 options to acquire 9,000 shares of common stock under Provident's 2006 Equity Incentive Plan, which vests on August 7, 2011 and expires in ten years. Additionally, Ms. Gonzales was previously granted 58,000 options to acquire 58,000 shares of common stock under Provident's 2003 Stock Option Plan and 2006 Equity Incentive Plan. The options vest ratably over a five-year period and expire in ten years. /s/Kathryn R. Gonzales 2011-06-21