-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WkXEi0JG8L6qEdbW2vj/M1SS6NqjnBee4Q6zjC5f0is6R4YyxxUKArDmEWULudkG sxCWwdgVwi4f83KAHKvtQQ== 0000939057-08-000287.txt : 20080811 0000939057-08-000287.hdr.sgml : 20080811 20080811101631 ACCESSION NUMBER: 0000939057-08-000287 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080807 FILED AS OF DATE: 20080811 DATE AS OF CHANGE: 20080811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENT FINANCIAL HOLDINGS INC CENTRAL INDEX KEY: 0001010470 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330704889 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3756 CENTRAL AVE CITY: RIVERSIDE STATE: CA ZIP: 92506 BUSINESS PHONE: 9096866060 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVENUE CITY: RIVERSIDE STATE: CA ZIP: 92506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALE RICHARD L CENTRAL INDEX KEY: 0001180896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28304 FILM NUMBER: 081004620 BUSINESS ADDRESS: STREET 1: 3756 CENTRAL AVE CITY: RIVERSIDE STATE: CA ZIP: 92506 BUSINESS PHONE: 9097826188 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-08-07 0 0001010470 PROVIDENT FINANCIAL HOLDINGS INC PROV 0001180896 GALE RICHARD L 3756 CENTRAL AVENUE RIVERSIDE CA 92506 0 1 0 0 Senior Vice President Common Stock, Par Value $0.01 2008-08-07 4 A 0 7000 0 A 103903 D Option to Purchase Common Stock 7.03 2008-08-07 4 A 0 9000 0 A 2011-08-07 2018-08-07 Common Stock 9000 31000 D The ownership of 103,903 shares includes the 7,000 share restricted stock award granted on August 7, 2008 from the 2006 Equity Incentive Plan which vests on August 7, 2011 and the 4,000 share restricted stock award granted on February 6, 2007 from the 2006 Equity Incentive Plan vesting over a five-year period in equal installments beginning on February 6, 2008; and, indirect ownership of 1,793 shares in Mr. Gale's 401(K) Plan, 13,129 shares in Mr. Gale's Employee Stock Ownership Plan account, 485 shares by Mr. Gale's spouse, and 141 shares owned by Mr. Gale's dependent child. Mr. Gale has previously been granted 22,000 options to acquire 22,000 shares of Provident's common stock under Provident's 1996 Stock Option Plan, 2003 Stock Option Plan and 2006 Equity Incentive Plan. Those grants vest ratably over a five-year period and expire in ten years. The activity described in this Form 4 reflects that Mr. Gale has been granted 9,000 options to acquire 9,000 shares of Provident's common stock under Provident's 2006 Equity Incentive Plan. The entire grant vests on August 7, 2011 and expires in ten years. /s/Richard L. Gale 2008-08-08 -----END PRIVACY-ENHANCED MESSAGE-----