-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BWiSh4wE2T5+WVyfwcjM8y2WsOAyKO45mB0r3pUnnrorprgXvuGse0Rp5ZEdj1RE dmnx4vU31YKvw5px55YUQQ== 0000939057-08-000286.txt : 20080811 0000939057-08-000286.hdr.sgml : 20080811 20080811092838 ACCESSION NUMBER: 0000939057-08-000286 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080807 FILED AS OF DATE: 20080811 DATE AS OF CHANGE: 20080811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENT FINANCIAL HOLDINGS INC CENTRAL INDEX KEY: 0001010470 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330704889 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3756 CENTRAL AVE CITY: RIVERSIDE STATE: CA ZIP: 92506 BUSINESS PHONE: 9096866060 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVENUE CITY: RIVERSIDE STATE: CA ZIP: 92506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GONZALES KATHRYN R CENTRAL INDEX KEY: 0001371914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28304 FILM NUMBER: 081004454 BUSINESS ADDRESS: BUSINESS PHONE: (951) 686-6060 MAIL ADDRESS: STREET 1: 3756 CENTRAL AVE. CITY: RIVERSIDE STATE: CA ZIP: 92506 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-08-07 0 0001010470 PROVIDENT FINANCIAL HOLDINGS INC PROV 0001371914 GONZALES KATHRYN R 3756 CENTRAL AVE. RIVERSIDE CA 92506 0 1 0 0 Senior Vice President Common Stock, Par Value $0.01 2008-08-07 4 A 0 7000 0 A 15000 D Option to Purchase Common Stock 7.03 2008-08-07 4 A 0 9000 0 A 2011-08-07 2018-08-07 Common Stock 9000 67000 D The direct ownership of 15,000 shares includes the 7,000 share restricted stock award granted on August 7, 2008 from the 2006 Equity Incentive Plan which vests on August 7, 2011 and the 4,000 shares of restricted stock awarded to Ms. Gonzales on February 6, 2007 from the 2006 Equity Incentive Plan, which vests over a five-year period in equal installments beginning on February 6, 2008. Ms. Gonzales has previously been granted 58,000 options to acquire 58,000 shares of Provident's common stock under Provident's 2003 Stock Option Plan and 2006 Equity Incentive Plan. Those grants vest ratably over a five-year period and expire in ten years. The activity described in this Form 4 reflects that Ms. Gonzales has been granted 9,000 options to acquire 9,000 shares of Provident's common stock under Provident's 2006 Equity Incentive Plan. The entire grant vests on August 7, 2011 and expires in ten years. /s/Kathryn R. Gonzales 2008-08-08 -----END PRIVACY-ENHANCED MESSAGE-----