0001104659-23-096936.txt : 20230830 0001104659-23-096936.hdr.sgml : 20230830 20230830180209 ACCESSION NUMBER: 0001104659-23-096936 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230828 FILED AS OF DATE: 20230830 DATE AS OF CHANGE: 20230830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polen Capital Credit, LLC CENTRAL INDEX KEY: 0001010422 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23860 FILM NUMBER: 231226324 BUSINESS ADDRESS: STREET 1: 1075 MAIN STREET STREET 2: SUITE 320 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7812838500 MAIL ADDRESS: STREET 1: 1075 MAIN STREET STREET 2: SUITE 320 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER NAME: FORMER CONFORMED NAME: DDJ CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 19960311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Polen Credit Opportunities Fund CENTRAL INDEX KEY: 0001965985 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 301 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 BUSINESS PHONE: 856-528-3500 MAIL ADDRESS: STREET 1: 301 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 4 1 tm2325162-3_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-08-28 0 0001965985 Polen Credit Opportunities Fund PCOFX 0001010422 Polen Capital Credit, LLC 1075 MAIN STREET, SUITE 320 WALTHAM MA 02451 0 0 0 1 Investment Adviser 0 Institutional Class Common Shares 2023-08-28 2023-08-28 4 A 0 181375.6 10 A 191375.6 D Pursuant to a binding commitment, the Reporting Person acquired shares in the Issuer in connection with the reorganization of a private fund into the Issuer that closed on August 28, 2023. /s/ Joshua L. McCarthy, General Counsel & Chief Compliance Officer 2023-08-28