0001104659-23-093815.txt : 20230821 0001104659-23-093815.hdr.sgml : 20230821 20230821130948 ACCESSION NUMBER: 0001104659-23-093815 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230821 FILED AS OF DATE: 20230821 DATE AS OF CHANGE: 20230821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polen Capital Credit, LLC CENTRAL INDEX KEY: 0001010422 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23860 FILM NUMBER: 231188382 BUSINESS ADDRESS: STREET 1: 1075 MAIN STREET STREET 2: SUITE 320 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7812838500 MAIL ADDRESS: STREET 1: 1075 MAIN STREET STREET 2: SUITE 320 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER NAME: FORMER CONFORMED NAME: DDJ CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 19960311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Polen Credit Opportunities Fund CENTRAL INDEX KEY: 0001965985 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 301 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 BUSINESS PHONE: 856-528-3500 MAIL ADDRESS: STREET 1: 301 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 3 1 tm2324191-3_3seq1.xml OWNERSHIP DOCUMENT X0206 3 2023-08-21 0 0001965985 Polen Credit Opportunities Fund NONE 0001010422 Polen Capital Credit, LLC 1075 MAIN STREET, SUITE 320 WALTHAM MA 02451 0 0 0 1 Investment Adviser Institutional Class Common Shares 10000 D In addition to the reported securities, the Reporting Person is subject to a binding commitment, in effect as of the date of this filing, to acquire shares in connection with a reorganization promptly following the effectiveness of the Issuer's registration statement. /s/ Joshua L. McCarthy, as General Counsel & Chief Compliance Officer 2023-08-21