<SEC-DOCUMENT>0001104659-23-047251-index.html : 20230419 <SEC-HEADER>0001104659-23-047251.hdr.sgml : 20230419 <ACCEPTANCE-DATETIME>20230419171450 ACCESSION NUMBER: 0001104659-23-047251 CONFORMED SUBMISSION TYPE: 40-APP PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20230419 DATE AS OF CHANGE: 20230419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polen Credit Opportunities Fund CENTRAL INDEX KEY: 0001965985 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15457 FILM NUMBER: 23830763 BUSINESS ADDRESS: STREET 1: 301 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 BUSINESS PHONE: 856-528-3500 MAIL ADDRESS: STREET 1: 301 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polen DDJ/TAF Strategic Income Fund, L.P. CENTRAL INDEX KEY: 0001572894 IRS NUMBER: 462200753 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15457-05 FILM NUMBER: 23830768 BUSINESS ADDRESS: STREET 1: C/O POLEN CAPITAL CREDIT, LLC STREET 2: SUITE 320 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7812838509 MAIL ADDRESS: STREET 1: C/O POLEN CAPITAL CREDIT, LLC STREET 2: SUITE 320 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: DDJ/TAF Strategic Income Fund, L.P. DATE OF NAME CHANGE: 20130325 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polen Capital Opportunistic High Yield Fund CENTRAL INDEX KEY: 0001937035 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15457-03 FILM NUMBER: 23830766 BUSINESS ADDRESS: STREET 1: C/O GLOBAL TRUST COMPANY STREET 2: 12 GILL STREET, SUITE 2600 CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: 781-970-5061 MAIL ADDRESS: STREET 1: C/O GLOBAL TRUST COMPANY STREET 2: 12 GILL STREET, SUITE 2600 CITY: WOBURN STATE: MA ZIP: 01801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polen Capital Upper Tier High Yield Fund CENTRAL INDEX KEY: 0001937036 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15457-01 FILM NUMBER: 23830764 BUSINESS ADDRESS: STREET 1: C/O GLOBAL TRUST COMPANY STREET 2: 12 GILL STREET, SUITE 2600 CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: 781-970-5061 MAIL ADDRESS: STREET 1: C/O GLOBAL TRUST COMPANY STREET 2: 12 GILL STREET, SUITE 2600 CITY: WOBURN STATE: MA ZIP: 01801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polen Capital Credit, LLC CENTRAL INDEX KEY: 0001010422 IRS NUMBER: 043300754 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15457-04 FILM NUMBER: 23830767 BUSINESS ADDRESS: STREET 1: 1075 MAIN STREET STREET 2: SUITE 320 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7812838500 MAIL ADDRESS: STREET 1: 1075 MAIN STREET STREET 2: SUITE 320 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: DDJ CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 19960311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polen Capital Floating Rate Loan Fund CENTRAL INDEX KEY: 0001937029 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP SEC ACT: SEC FILE NUMBER: 812-15457-02 FILM NUMBER: 23830765 BUSINESS ADDRESS: STREET 1: C/O GLOBAL TRUST COMPANY STREET 2: 12 GILL STREET, SUITE 2600 CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: 781-970-5061 MAIL ADDRESS: STREET 1: C/O GLOBAL TRUST COMPANY STREET 2: 12 GILL STREET, SUITE 2600 CITY: WOBURN STATE: MA ZIP: 01801 </SEC-HEADER> <DOCUMENT> <TYPE>40-APP <SEQUENCE>1 <FILENAME>tm2312601d1_40app.htm <DESCRIPTION>40-APP <TEXT> Document 1 - file: tm2312601d1_40app.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>tm2312601d1_correspimg001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 4 - file: tm2312601d1_correspimg001.jpg
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