-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A4bFr+v4/mqZhqj/ygxY8PczCFLDS8W0/FrTU2nYUVU/xowsZDTyPiIXI4Bzxp3R Z0TRAjgRUy0mnLuwhaJzyw== 0001010422-09-000027.txt : 20091006 0001010422-09-000027.hdr.sgml : 20091006 20091006144118 ACCESSION NUMBER: 0001010422-09-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091002 FILED AS OF DATE: 20091006 DATE AS OF CHANGE: 20091006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHYSICIANS FORMULA HOLDINGS, INC. CENTRAL INDEX KEY: 0001269871 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 200340099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1055 WEST 8TH STREET CITY: AZUSA STATE: CA ZIP: 91702 BUSINESS PHONE: 626-334-3395 MAIL ADDRESS: STREET 1: 1055 WEST 8TH STREET CITY: AZUSA STATE: CA ZIP: 91702 FORMER COMPANY: FORMER CONFORMED NAME: PFI HOLDINGS CORP DATE OF NAME CHANGE: 20031112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DDJ CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001010422 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33142 FILM NUMBER: 091107802 BUSINESS ADDRESS: STREET 1: 130 TURNER STREET STREET 2: BUILDING 3, SUITE 600 CITY: WALTHAM STATE: MA ZIP: 02453 BUSINESS PHONE: 781-283-8500 MAIL ADDRESS: STREET 1: 130 TURNER STREET STREET 2: BUILDING 3, SUITE 600 CITY: WALTHAM STATE: MA ZIP: 02453 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-10-02 0 0001269871 PHYSICIANS FORMULA HOLDINGS, INC. face 0001010422 DDJ CAPITAL MANAGEMENT LLC 130 TURNER STREET BUILDING 3, SUITE 600 WALTHAM MA 02453 0 0 1 0 Common Stock 2009-10-02 4 S 0 90000 2.74 D 789010 I Footnotes Indirect ownership in securities held by DDJ/Ontario Credit Opportunities Fund, L.P. Unable to determine exact pecuniary interest and disclaims any beneficial interest in excess of pecuniary. DDJ Capital Management, LLC (DDJ) serves as investment manager, and accordingly, has voting and investment power in securities held by DDJ/Ontario Credit Opportunities Fund, L.P. DDJ also serves as investment manager, and accordingly, has voting and investment power, but no pecuniary interest, in securities held by an account managed by DDJ on behalf of an institutional investor. DDJ Capital Management,LLC, By:/s/David J. Brezzzano, Name: David J. Breazzano, Title: President 2009-10-06 -----END PRIVACY-ENHANCED MESSAGE-----