-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E2SUQVmpaOP6k+hxC1mF7zqMc9a5EjHiRnNaxCmfUbMMoqTE5/0hX9ldG9pNGSuh SwACCOVf46wQfmYfY1/NIA== 0001010422-07-000025.txt : 20070813 0001010422-07-000025.hdr.sgml : 20070813 20070813144312 ACCESSION NUMBER: 0001010422-07-000025 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070813 DATE AS OF CHANGE: 20070813 EFFECTIVENESS DATE: 20070813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DDJ CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001010422 IRS NUMBER: 043300754 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06136 FILM NUMBER: 071048484 BUSINESS ADDRESS: STREET 1: 130 TURNER STREET STREET 2: BUILDING 3, SUITE 600 CITY: WALTHAM STATE: MA ZIP: 02453 BUSINESS PHONE: 781-283-8500 MAIL ADDRESS: STREET 1: 130 TURNER STREET STREET 2: BUILDING 3, SUITE 600 CITY: WALTHAM STATE: MA ZIP: 02453 13F-HR 1 f063007.txt 13F REPORT FOR QUARTER-ENDED JUNE 30, 2007 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2007 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DDJ Capital Management, LLC Address: 130 Turner Street, Building 3, Suite 600, Waltham, MA 02453 Form 13F File Number: 28-6136 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David J. Breazzano Title: Member Phone: 781-283-8500 Signature, Place, and Date of Signing: /s/ David J. Breazzano David J. Breazzano Waltham, MA August 13, 2007 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 13 Form 13F Information Table Value Total: 101,150 List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F Information Table NAME OF TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY ISSUER CLASS (X$1000) PRN AMT PRN CALL DSCRETN MNGRS SOLE SHRD NNE BASSETT FURNITURE INDS INC COM 070203104 3,899 285,636 SH SOLE 285,636 BAUER EDDIE HOLDINGS INC COM 071625107 2,289 178,100 SH SOLE 178,100 BLOCKBUSTER INC CL A 093679108 15,119 3,508,000 SH SOLE 3,508,000 BLOCKBUSTER INC CL B 093679207 429 109,700 SH SOLE 109,700 INTERNATIONAL COAL COM 45928H106 3,812 637,500 SH SOLE 637,500 ISLE OF CAPRI CASINOS INC. COM 464592104 12,260 511,667 SH SOLE 511,667 KINDRED HEALTHCARE INC COM 494580103 5,222 170,000 SH SOLE 170,000 MTR GAMING GROUP INC COM 553769100 18,393 1,194,383 SH SOLE 1,194,383 MEADOW VY CORP COM 583185103 1,791 127,271 SH SOLE 127,271 METRETEK TECHNOLOGIES INC COM 59159Q107 15,986 1,035,389 SH SOLE 1,035,389 NORTHWESTERN CORP COM NEW 668074305 7,820 245,840 SH SOLE 245,840 PORTLAND GNE ELEC CO COM NEW 736508847 4,390 160,000 SH SOLE 160,000 REGAL ENTMT GROUP CL A 758766109 9,740 444,119 SH SOLE 444,119 GRAND TOTAL 101,150 8,607,605 8,607,605
-----END PRIVACY-ENHANCED MESSAGE-----