13F-HR 1 f093005.txt 13F REPORT FOR QUARTER-ENDED SEPTEMBER 30, 2005 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2005 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DDJ Capital Management, LLC Address: 141 Linden Street, Suite 4, Wellesley, MA 02482-7910 Form 13F File Number: 28-6136 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David J. Breazzano Title: Member Phone: 781-283-8500 Signature, Place, and Date of Signing: /s/ David J. Breazzano Wellesley, MA November 10, 2005 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 30 Form 13F Information Table Value Total: 130,422 List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F Information Table NAME OF TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY ISSUER CLASS (X$1000) PRN AMT PRN CALL DSCRETN MNGRS SOLE SHRD NNE ALDERWOODS GROUP INC COM 014383103 524 32,000 SH SOLE 32,000 AMKOR TECHNOLOGY INC NOTE 5.750% 6/0 031652AN0 32,674 34,350 SH SOLE 34,350 BCE INC COM 05534B109 2,714 100,000 SH SOLE 100,000 CARRIAGE SVCS INC COM 143905107 1,902 300,000 SH SOLE 300,000 CONGOLEUM CORP NEW CL A 207195 108 543 106,500 SH SOLE 106,500 CRYPTOLOGIC INC COM 228906103 3,073 175,000 SH SOLE 175,000 DOMTAR INC. COM 257561100 241 37,500 SH SOLE 37,500 DYNEGY INCL NEW CL A 26816Q101 2,120 450,000 SH SOLE 450,000 FRIENDLY ICE CREAM CORP COM 358497105 2,357 260,700 SH SOLE 260,700 GAMETECH INC COM 36466D102 17 4,440 SH SOLE 4,440 GAMING PARTNERS INTL CORP COM 36467A107 1,622 101,606 SH SOLE 101,606 GENESIS HEALTHCARE CORP COM 37184D101 403 10,000 SH SOLE 10,000 GREAT WOLF RESORTS INC COM 391523107 2,068 200,000 SH SOLE 200,000 INTERNET CAP GROUP INC COM NEW 46059C205 1,762 200,000 SH SOLE 200,000 ISLE OF CAPRI CASINOS INC COM 464592104 4,276 200,000 SH SOLE 200,000 LEARNING CARE COM 52200L102 1,600 271,141 SH SOLE 271,141 LODGENET ENTMT CORP COM 540211109 146 9,933 SH SOLE 9,933 LOUISIANA PAC CORP COM 546347105 3,614 130,499 SH SOLE 130,499 MTR GAMING GROUP INC COM 553769100 7,009 875,000 SH SOLE 875,000 METRETEK TECHNOLOGIES INC COM 59159Q107 6,313 1,328,969 SH SOLE 1,328,969 MICROMUSE INC COM 595094103 2,104 267,000 SH SOLE 267,000 MULTIMEDIA GAMES INC COM 625453105 4,855 500,000 SH SOLE 500,000 NORTHWESTERN CORP COM NEW 668074305 8,302 275,000 SH SOLE 275,000 PIONEER COS INC COM NEW 723643300 4,812 200,000 SH SOLE 200,000 PRESTIGE BRANDS HLDS INC COM 74112D101 1,848 150,000 SH SOLE 150,000 RADIOLOGIX INC COM 75040K109 5,176 1,414,100 SH SOLE 1,414,100 RES-CARE INC COM 760943100 5,516 358,432 SH SOLE 358,432 RUBIOS RESTAURANTS INC COM 78116B102 147 15,827 SH SOLE 15,827 SUNTERRA CORP COM NEW 86787D208 19,859 1,512,486 SH SOLE 1,512,486 THOR INDUSTRIES INC COM 885160101 1,700 50,000 SH SOLE 50,000 YOUBET COM INC COM 987413101 1,649 287,700 SH SOLE 287,700 GRAND TOTAL 130,422 9,826,183 9,826,183