13F-HR 1 f093004.txt 13F REPORT FOR QUARTER-ENDED SEPTEMBER 30, 2004 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DDJ Capital Management, LLC Address: 141 Linden Street, Suite 4, Wellesley, MA 02482-7910 Form 13F File Number: 28-6136 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Judy K. Mencher Title: Member Phone: 781-283-8500 Signature, Place, and Date of Signing: /s/ Judy K. Mencher Wellesley, MA November 11, 2004 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) , Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 31 Form 13F Information Table Value Total: 110,001 List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F Information Table NAME OF TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY ISSUER CLASS (X$1000) PRN AMT PRN CALL DSCRETN MNGRS SOLE SHRD NNE AES CORPORATION COM 00130H105 899 90,000 SH SOLE 90,000 ALDERWOODS GROUP INC COM 014383103 6,401 648,191 SH SOLE 648,191 AMERICAN DENTAL PARTNERS COM 025353103 1,545 77,250 SH SOLE 77,250 AMKOR TECHNOLOGY INC NOTE 5.750% 6/0 031652AN0 32,463 37,100 SH SOLE 37,100 BCE INC COM 05534B109 2,160 100,000 SH SOLE 100,000 CV THERAPEUTICS INC COM 126667104 563 45,000 SH SOLE 45,000 CAESARS ENT. COM 127687101 1,670 100,000 SH SOLE 100,000 CALPINE CORP. COM 131347106 725 250,000 SH SOLE 250,000 CARRIAGE SVCS INC COM 143905107 1,892 400,000 SH SOLE 400,000 CENVEO INC COM 15670S105 3,284 938,200 SH SOLE 938,200 CHARTER COMM. NOTE 5.750% 10/1 16117MAB3 12,238 13,750 SH SOLE 13,750 COLLINS & AIKMA COM NEW 194830204 836 200,000 SH SOLE 200,000 DOMTAR INC COM 257561100 452 37,500 SH SOLE 37,500 EXIDE TECHNOLOGIES COM NEW 302051206 1,812 114,342 SH SOLE 114,342 FRIENDLY ICE CREAM CORP COM 358497105 883 91,500 SH SOLE 91,500 GAMETECH INC. COM 36466D102 974 200,000 SH SOLE 200,000 GENESIS HEALTH COM 37184D101 4,409 145,000 SH SOLE 145,000 HAMMONS JOHN Q HOTELS INC CL A 408623106 1,095 100,000 SH SOLE 100,000 INTERNET CAP GROUP INC COM NEW 46059C205 1,938 300,000 SH SOLE 300,000 INTERSTATE BAKERIES CORP. COM 46072H108 340 87,265 SH SOLE 87,265 KROGER CO. COM 501044101 776 50,000 SH SOLE 50,000 LAKES ENTERTAINMENT INC. COM 51206P109 1,310 125,000 SH SOLE 125,000 LEARNING CARE COM 52200L102 216 72,349 SH SOLE 72,349 MTR GAMING GROUP INC COM 553769100 4,660 500,000 SH SOLE 500,000 RADIOLOGIX INC COM 75040K109 3,860 1,087,200 SH SOLE 1,087,200 RES-CARE INC COM 760943100 1,171 98,800 SH SOLE 98,800 SUNTERRA 3.75% NOTE 3.750% 3/2 86787DAC3 724 800 SH SOLE 800 SUNTERRA CORPORATION COM NEW 86787D208 14,324 1,503,083 SH SOLE 1,503,083 WYNDHAM CLA 983101106 1,640 2,000,000 SH SOLE 2,000,000 YOUBET COM INC COM 987413101 3,450 1,249,955 SH SOLE 1,249,955 ZILOG INC COM PAR $0.01 989524301 1,291 223,800 SH SOLE 223,800 GRAND TOTAL 110,001 10,886,085 10,886,085