13F-HR 1 f033104.txt 13F REPORT FOR QUARTER-ENDED MARCH 31, 2004 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2004 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DDJ Capital Management, LLC Address: 141 Linden Street, Suite 4, Wellesley, MA 02482-7910 Form 13F File Number: 28-6136 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Judy K. Mencher Title: Member Phone: 781-283-8500 Signature, Place, and Date of Signing: /s/ Judy K. Mencher Wellesley, MA May 11,2004 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) , Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 29 Form 13F Information Table Value Total: 66,855 List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F Information Table NAME OF TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY ISSUER CLASS (X$1000) PRN AMT PRN CALL DSCRETN MNGRS SOLE SHRD NNE GILAT SATELLITE NETWORKS SHS LTD NEW M51474118 1,469 165,667 SH SOLE 167,667 AES CORPORATION COM 00130H105 768 90,000 SH SOLE 90,000 AK STEEL COM 001547108 587 100,000 SH SOLE 100,000 ATA HOLDINGS COM 00209H101 1,104 132,225 SH SOLE 132,225 ALDERWOODS GROUP INC COM 014383103 6,469 623,191 SH SOLE 623,191 ALLSTREAM INC CL A VTG SHS 02004C105 2,240 40,000 SH SOLE 40,000 AMERICAN DENTAL PARTNERS COM 025353103 1,371 77,250 SH SOLE 77,250 AMKOR TECHNOLOGY INC NOTE 5.750% 6/0 031652AN0 6,476 6,500 SH SOLE 6,500 APPLIED EXTRUSION COM 038196101 750 250,000 SH SOLE 250,000 BCE INC COM 05534B109 2,105 100,000 SH SOLE 100,000 CARRIAGE SVCS INC COM 143905107 994 200,000 SH SOLE 200,000 DOMTAR INC COM 257561100 449 37,500 SH SOLE 37,500 FRIENDLY ICE CREAM CORP COM 358497105 1,446 93,500 SH SOLE 93,500 GAMETECH INC. COM 36466D102 495 123,757 SH SOLE 123,757 GENESIS HEALTH COM 37184D101 852 35,000 SH SOLE 35,000 GUILFORD PHARMACEUTICALS INC COM 401829106 728 100,000 SH SOLE 100,000 HAMMONS JOHN Q HOTELS INC CL A 408623106 792 88,900 SH SOLE 88,900 INTERNET CAP GROUP INC COM 46059C106 1,600 4,000,000 SH SOLE 4,000,000 MTR GAMING GROUP INC COM 553769100 3,542 350,000 SH SOLE 350,000 MAIL-WELL INC COM 560321200 3,222 720,900 SH SOLE 720,900 PRIMEDIA INC COM 74157K101 1,553 575,000 SH SOLE 575,000 QWEST COMMUNICATIONS INTL IN COM 749121109 431 100,000 SH SOLE 100,000 RADIOLOGIX INC COM 75040K109 1,830 525,800 SH SOLE 525,800 RES-CARE INC COM 760943100 1,598 125,000 SH SOLE 125,000 SPECTRASITE COM 84761M104 36 960 SH SOLE 960 SUNTERRA CORPORATION COM NEW 86787D208 16,885 1,247,073 SH SOLE 1,247,073 WYNDHAM CLA 983101106 1,500 1,500,000 SH SOLE 1,500,000 YOUBET COM INC COM 987413101 2,093 575,000 SH SOLE 575,000 ZILOG INC COM PAR $0.01 989524301 3,471 275,000 SH SOLE 275,000 GRAND TOTAL 66,855 12,258,223 12,258,223